The Definitive Translations of the Complete Writings of Miyamoto Musashi—Japan’s Greatest Samurai

THE COMPLETE MUSASHI

THE BOOK OF FIVE RINGS

AND OTHER WORKS

Translated with an Introduction by ALEXANDER BENNETT

Foreword by TAKASHI UOZUMI

Dedicated to the memory of two modern “Sword Saints”

Ichiro Shirafuji (1945–2011) & Tadao Toda (1939–2016)

Contents

Foreword

Introduction

THE BOOK OF FIVE RING GORIN-NO-SHO 五輪書

SCROLL 1: The Earth Scroll (Chi-no-Maki)

SCROLL 2: The Water Scroll (Sui-no-Maki)

SCROLL 3: The Fire Scroll (Ka-no-Maki)

SCROLL 4: The Wind Scroll (Fū-no-Maki)

SCROLL 5: The Ether Scroll (Kū-no-Maki)

MIRROR ON THE WAY OF COMBAT HEIDŌKYŌ 兵道鏡

NOTES ON COMBAT STRATEGY HEIHŌ-KAKITSUKE 兵法書付

COMBAT STRATEGY IN 35 ARTICLES HEIHŌ SANJŪGO-KAJŌ 兵法三十五箇条

THE FIVE-DIRECTION SWORD PATHWAYS GOHŌ-NO-TACHIMICHI 五方之太刀道

THE PATH WALKED ALONE DOKKŌDŌ 独行道

Appendix: Kokura Monument (Kokura-hibun)

References

Foreword

Before Alexander Bennett began his translation of Miyamoto Musashi’s Book of Five Rings (Gorin-no-sho) there were already ten English translations in existence. In 2000, I spent two and a half years analyzing three of these translations with exchange students from the University of Texas. These texts were flawed in that sections were missing or the translators had misinterpreted Musashi’s words. Another problem with previous translations was that the commentaries were clearly influenced by novels. Because of this, I strongly felt it was necessary that an accurate translation of Musashi’s work should be published. This book is that translation.

The story of Miyamoto Musashi is well-known through the famous novel by Yoshikawa Eiji which formed the central storyline for many movies and television productions about the famous samurai swordsman. As such, the real Musashi has been largely obscured by fictional accounts. Back in 2002 when I was at the Budo and Sports Science Research Institute at the International Budo University, I focused my energies on collating as many sources related to Musashi as I could. I scrutinized all of them to corroborate their historical reliability, and on the basis of this I was finally able to form an accurate version of Musashi’s Gorin-no-sho which is the source Dr. Bennett has used to create this translation.

With swordsmanship at its core, Gorin-no-sho is an exposé of the model warrior way of life. Musashi enjoyed the patronage of daimyō lords as a guest in their domains, and his adopted son, Iori, became a Senior Councilor in the service of a daimyō related to none other than Tokugawa Ieyasu. Throughout his career, Musashi participated in four military campaigns. Based on these experiences, in Gorin-no-sho he beseeches the warrior to not only excel above all others in his study of swordsmanship but to also aspire for excellence in all aspects of his daily life. He explains the modus operandi of dueling with swords, how it is pertinent to broader strategy in pitched battles, and how it applies to the mindset of a general. He advocates how warriors should comport themselves according to their social station and live their lives seeking perfection in the Way.

In my research, I identified two other texts believed to have been written by Musashi: Heidōkyō and Heihō-kakitsuke. It had previously been unclear whether Heidōkyō was actually written by Musashi, but through a process of verifying six extant copies of the work and four related texts, I was able to show that Musashi did indeed write them in the winter of his twenty-fourth year. This coincided with the time he declared himself “Champion of the Realm” after defeating adherents of a famous school of swordsmanship in Kyoto. Also, by analyzing two existing copies of Heihō-kakitsuke, in which he explained his swordsmanship principles when he was in his fifties, and various quotations that appear in subsequent texts circulating among students of Musashi’s school, I was able to prove that it was also written by Musashi. Heidōkyō and Heihō-kakitsuke are included below. Their addition will demonstrate to the reader how Musashi’s swordsmanship evolved throughout his career leading up to the writing of Gorin-no-sho.

In Heidōkyō, Musashi expresses a decidedly pragmatic outlook on strategy following his many experiences in mortal combat. This is the first time Musashi attempted to record his techniques in writing, and so many sections in the original Japanese text are exceedingly difficult to follow. This is also the first time an English translation has been attempted and I am sure that it was an extremely difficult task. Looking at Musashi’s take on swordsmanship in Heidōkyō, then the various combat approaches explained in Heihō-kakitsuke to suit the situation, the reader will be able to appreciate even more the universal principles of swordsmanship that Musashi expounds upon in Gorin-no-sho.

Dr. Bennett holds the grades of 7th Dan in Kendo and high ranks in many other traditional Japanese martial arts. He is a practitioner of traditional swordsmanship and an academic researcher of the samurai ethos and culture. In 2001, Dr. Bennett launched Kendo World, the first English language journal dedicated to Kendo and related disciplines. This journal introduces Western readers to many theories of swordsmanship and hitherto untranslated materials related to Japan’s sword arts. The Budo and Sports Science Research Institute published three books in the Budō Ronshū series. Dr. Bennett contributed two chapters to these volumes, and also translated two of the books in the series. His level of research and ability to render complex ideas into highly readable translations is impressive to say the least and he is well qualified to take on the task of translating Musashi’s greatest work. I hope that this translation will be widely read and provide valuable insights into the life and thoughts of this great Japanese warrior.

March 15, 2018

Takashi Uozumi

Professor, The Open University of Japan

INTRODUCTION

Miyamoto Musashi

The Man, the Myth and the Manuscripts

Miyamoto Musashi (1582–1645) is the most celebrated samurai swordsman of all time. Yet details of his life remain shrouded in mystery.[1] It is precisely this air of mystique, however, that adds spice to the fragments of his life story that are known with any certainty.

Like most people, I first became interested in Musashi through reading a popular work of fiction, the 1939 novel Miyamoto Musashi by Yoshikawa Eiji.[2] In this novel, Musashi participates in the pivotal Battle of Sekigahara (1600)[3] as a young teenager alongside his childhood friend, Matahachi. Both naïvely hope to demonstrate their manhood through gallant deeds on the battlefield. They fight for the Western army against the great Tokugawa Ieyasu but their side suffers a disastrous defeat.

Deflated by his experience at the battle, Musashi abandons the material world and throws himself body and soul into the austere life of a dueling samurai swordsman. He is guided in this journey by the famous Zen priest Takuan Sōhō (1573–1645), who appears at critical moments to offer wise counsel, much like Gandalf in The Lord of the Rings.[4] Every now and then, a beautiful girl named Otsū appears on the scene and tempts Musashi to give up his martial pursuits for marital ones. In heroic fashion, he resists her charms.[5]

Throughout the novel, Musashi teeters on a knife’s edge between life and death, testing his mettle against the most famous swordsmen in the land. He duels the illustrious Yoshioka clan in Kyoto and defeats them all single-handedly through a combination of guile, recklessness and skill. The novel’s climax, however, is his celebrated duel with the formidable Sasaki Kojirō on the remote island of Ganryūjima.

Kojirō, armed with a massive sword dubbed the “Drying Pole,” waits impatiently for Musashi to arrive by boat from the mainland. However, Musashi bides his time. During the voyage, he whittles a boat oar into a crude but brutally effective club-sword and fastens a band (hachimaki) around his head to prevent his hair from falling into his eyes. When the two finally meet on the beach, taunts are exchanged and tension builds. Reaching a crescendo, both men suddenly explode into action, but Musashi triumphs with a perfectly timed blow that crushes Kojirō’s skull. At the same moment, the tip of Kojirō’s Drying Pole slices Musashi’s hachimaki in half, nicking his forehead as if to highlight the precision and supremacy of Musashi’s skills and the precarious nature of his life as a dueler.

Yoshikawa’s novel about Musashi’s life and exploits became the blueprint for many subsequent versions of the story in popular culture, including countless comic books, films and television shows. Despite being primarily a work of fiction, Yoshikawa’s version of the Musashi story is now assumed by most Japanese to represent something close to historical fact. However, Yoshikawa himself conceded that there were few, if any, trustworthy documents about Musashi in existence, and what little there is “will fill no more than 60 or 70 lines of printed text.”

Not overly concerned with historical accuracy at the time, I was irresistibly drawn to the romantic version of Musashi’s life depicted in the novel. Having studied the martial art of Kendo (Japanese fencing) in Japan for a year as a high school exchange student, Musashi became for me a kind of imaginary template, and I felt compelled to return to Japan to undertake my own martial quest a year later.

As a naïve teenager, my enthusiasm knew no bounds. Before long, I enrolled at the newly established International Budo University, a specialist martial arts college in Chiba prefecture. I spent the better part of a year there practicing Kendo. I also became acquainted with one of the university professors, Uozumi Takashi, the world’s foremost expert on Musashi. It is thanks to his prodigious scholarship that much light has been shed on Musashi in recent years. It was through Professor Uozumi that I learned of Musashi’s Gorin-no-sho, the translation of which you have in your hands, as well as the philosophy behind his work. I also discovered that the words emblazoned on a scroll in my high school dojo where I first studied Kendo are in fact taken from Musashi’s work. After each training session, we would recite this verse in unison at the top of our lungs:

“One-thousand days of training to forge,

ten-thousand days of training to refine.

But a [Kendo] bout is decided in a split second.”

After a long and illustrious career as a swordsman, establishing and refining his martial skills, followed by years of scholarly study, Musashi retired to the Reigandō Cave in 1643 to meditate and record his thoughts on the martial Way in Gorin-no-sho. In May 1645, a week before he died, he passed the manuscript and all his worldly possessions to his closest disciple, Terao Magonojō. Musashi is credited with other works, including Heidōkyō (“Mirror on the Way of Combat,” 1605), Heiho-kakitsuke (“Notes on Combat Strategy,” 1638); Heihō Sanjūgo-kajō (“Combat Strategy in 35 Articles,” 1641); Gohō-no-Tachimichi (“The Five-Direction Sword Pathways,” 1642); and Dokkōdō (“The Path Walked Alone,” 1645). But his most famous work by far is Gorin-no-sho.

Musashi’s book is arguably one of the most influential and widely read martial art treatises. It is studied not only by martial artists for whom the manuscripts were originally intended, but by general readers in Japan and around the world who seek glimpses of the unforgiving world of samurai warriors. His discourse on strategy has become a guide for modern military leaders as well as corporate warriors attempting to make a killing in the stock market or find success in the competitive world of business.[6] His teachings have even been adopted by experts in the field of sports psychology as a recipe for success in the modern sporting arena.

In his Gorin-no-sho and other works, Musashi gives few details about his life. He mentions only that his first life-or-death duel occurred at the age of thirteen and that he spent the next fifteen years traveling and dueling throughout the land. Realizing at the end of this period that his triumphs in over sixty mortal contests was due more to luck than to any real knowledge or skill, he reached an impasse. At the age of thirty, he decided to dedicate the remainder of his life to the pursuit of a greater truth. Following years of austere training and meditation, he eventually realized that the principles for success in swordsmanship and dueling are the same that lead to accomplishment in all other aspects of life. It was this epiphany and wisdom that forms the core message of Musashi’s book and what makes it universal, enduring and timeless.

The Musashi Myth Industry

An entire industry has grown up around Musashi. This remains very much alive in Japan today, indeed around the world. Musashi is big business and countless people have profited and continue to profit from his name and reputation. This includes the owners of purported family heirlooms linked to Musashi, who staunchly protect the “authenticity” of their treasures. Others have benefitted from contrived family links that bring prestige upon an entire group or region in Japan. Proprietors of such Musashi relics and places are understandably inclined to ignore any historical facts that may affect their status and accompanying benefits through association.

The otherwise little-known country town of Mimasaka in Okayama prefecture, for example, flaunts the name of their most famous son to attract a steady stream of tourists to “Musashi’s birthplace.” Curious Musashi aficionados and martial arts groups, foreigners and Japanese alike, keep the local economy afloat as they file through the quaint unmanned “Miyamoto Musashi” railway station, which received its name as recently as 1994.

Recent research suggests that Musashi was not even born in Mimasaka, but this mostly falls on deaf ears in the town. The same can be said, for example, of the proud guardians of “priceless” ink paintings erroneously attributed to the hand of Musashi,[7] who would not welcome an item once valued in the billions of yen suddenly becoming worthless.

Early Accounts of Musashi’s Life

Much of what we know, or think we know, of Musashi’s career derives from accounts written long after his death. A Kabuki play, “Revenge on Ganryūjima,” which debuted in 1737, depicted the duel between Musashi and Kojirō. The play had dramatic though largely fabricated overtones of retribution and was an immediate and long-running hit in the urban centers of Osaka, Edo and Kyoto. A later play along similar lines, “Ganryūjima Shōbu Miyamoto” by Tsuruya Nanboku (1755–1829), kept Miyamoto Musashi’s daredevil image at the forefront of the popular imagination, as did sundry works of literature, storytelling, puppetry and other art forms.[8]

There is no doubt that Musashi was a genius as both a warrior and an artist, but the idealization of his life and achievements is both unnecessary and unintentional in that none of it was his own doing. But given the basic human desire for drama and heroism, the Musashi legend took on a life of its own, with Musashi transformed into a quintessential swashbuckling superhero of divine proportions. Much of the folklore surrounding him has long been accepted at face value and the story of his life is now a mishmash of fiction seasoned with a few sprinklings of fact.

Apart from entertainment produced for the masses, pseudo-scholarly renditions of Musashi’s life have also contributed to the glorification of the Musashi legend. Honchō Bugei Shōden by Hinatsu Shigetaka, for example, is a widely trusted source of information regarding great swordsmen of the Edo era and their schools of swordsmanship. Published in 1716, some seventy years after Musashi’s death, it was instrumental in forming popular perceptions of Musashi’s exploits, in particular his famous duels with the Yoshioka family in Kyoto and with Kojirō on Ganryūjima Island.

In spite of getting Musashi’s name wrong (see note 1), Shigetaka’s work is more reliable than most as it includes the full text of an inscription found on the famous Kokura Monument,[9] erected in Musashi’s honor by his adopted son (and nephew), Miyamoto Iori, nine years after his father’s death (see Appendix). With Musashi’s memory still fresh in people’s minds, one can assume that Iori was careful not to exaggerate the facts. In this sense, the inscription is probably as accurate an account as we are likely to get. However, the dedication is very short, offering only a brief synopsis of Musashi’s famous duels with the Yoshioka clan and Kojirō. Subsequent materials written decades, if not centuries, after Musashi’s death became progressively more detailed, yet provided no corroboration of facts. These narratives need to be read with caution.

Of all the works about Musashi, the following two were the most influential, although much of what is recorded in both is disputable. The first is a substantial biography of Musashi called Bushū Genshin-kō Denrai (also Bushū Denraiki and Tanji Hōkin Hikki), published in 1727 by Tanji Hōkin (also known as Tachibana Minehira). This book is based on interviews with the third and fourth heads of the Niten Ichi-ryū school of swordsmanship that Musashi founded, and is largely responsible for the popularity of the school and Musashi’s teachings in the period following his death. The author was the fourth son of Tachibana Shigetani, a vassal of Kuroda Yoshitaka Jōsui, who fought for Tokugawa Ieyasu against the anti-Tokugawa forces in Kyushu. Recently discovered primary documents suggest that Musashi himself also served under Kuroda Jōsui in Kyushu rather than at the Battle of Sekigahara, and thus fought for rather than against Tokugawa Ieyasu.[10]

The second account, and the most acclaimed on Musashi’s life, is Nitenki, published in 1776 by Toyota Kagehide, a senior retainer of the Kumamoto region where Musashi spent his final years. Kagehide’s grandfather, Toyota Masakata, was an attendant to Nagaoka Naoyuki, who studied under Musashi as a young boy. Masakata became a teacher in the Musashi-ryū Heihō school (another name for the Niten Ichi-ryū). A Musashi fanatic, Masakata collected all the documents he could find that mentioned Musashi’s name. These were passed to his son, Toyota Masanaga, who compiled them into a volume called Bukōden. Kagehide wrote his Nitenki based on this compendium.

Each of these chronicles perpetuated the Musashi myth and close inspection shows that their authors took considerable license in filling gaps in Musashi’s story. For example, in his Bushū Genshin-kō Denrai, Hōkin writes about Musashi’s younger years and of a quarrel he had with his father Munisai. According to Hōkin, Musashi showed little respect for Munisai’s skill in the use of the jitte (truncheon) and his sword fighting style.[11] Taking offence, Munisai threw a short sword at him, and according to Hōkin evicted the nine-year-old Musashi from the family home. Musashi went to live with an uncle on his mother’s side who was a Buddhist priest. Hōkin also writes of Musashi’s alleged aversion to bathing and how he went his entire life without soaking himself after a hard day fighting. Apparently, Musashi claimed that one pail of hot water was enough to cleanse himself. Another explanation is that Musashi felt that being naked in the bath made him vulnerable to attack. Or maybe it was his eczema…. Such anecdotes have become an established part of the Musashi myth, yet they are not supported by any real evidence.

Above all, Musashi’s duels are described with unbridled fancifulness. As Musashi himself states in Gorin-no-sho, his first taste of mortal combat was when he was thirteen against Arima Kihei. It is not known who Arima Kihei was other than being a disciple of the Shintō-ryū. There is a documented reference to “Arima Tokisada” who taught Shintō-ryū in Mikawa when Tokugawa Ieyasu resided there, but it is not known if Kihei and Tokisada were the same person or related in some other way.

Arima Kihei, Hōkin informs us, was engaged in a warrior pilgrimage (musha-shugyō) and made his way to Harima where he posted a sign challenging any local warrior to a duel. This practice was common during an era when itinerant warriors took their killing skills on the road hoping to get noticed and secure a well-paying permanent post in the service of some warlord (daimyō). Advertising one’s presence with a degree of bellicosity was an accepted part of the game of life and death played by warriors in feudal Japan.

Musashi answered the call and challenged Arima Kihei to a duel. The priest with whom Musashi was now supposedly living was aghast that Musashi, a mere lad of thirteen, could be so audacious. The priest hurried to Kihei’s lodgings and begged him to decline, promising that Musashi would be made to apologize publicly. Musashi, however, had different ideas and turned up with a weapon measuring six feet (1.8 meters) in length. Before anybody could stop him, he charged at Kihei, brandishing his weapon like a madman. Kihei drew his blade to deflect the attack but Musashi penetrated his defenses, discarded his staff and unceremoniously dumped Kihei on his head. Barely conscious, Kihei attempted to get back on his feet but Musashi retrieved his staff and beat him to death with fourteen or fifteen blows to the head. Of course, this account was a figment of Hōkin’s imagination but nevertheless made for a ripping yarn.

Like Tanji Hōkin, Kagehide was not averse to embellishment and was guilty of piecing together anecdotes from other stories to create an exciting account of Musashi’s life. Much of the now standard but erroneous detail of what happened in Musashi’s duel with Sasaki Kojirō on Ganryūjima stems from Kagehide’s Nitenki. For example, the idea that Musashi delayed his arrival on the island to frustrate Kojirō and unsettle his mind is not true. Equally misleading is the commonly held belief that Musashi fashioned a giant wooden sword from an oar as he crossed the strait. Even the surname of his opponent, Sasaki, was not factual but was adopted from a depiction of Kojirō’s character in a Kabuki play.

The Modern Musashi Boom

Musashi stories were immensely fashionable throughout the Edo period. It was not until 1909 that Musashi’s book, Gorin-no-sho, was published for the first time by the Miyamoto Musashi Iseki Kenshō-kai (Miyamoto Musashi Historical Materials Preservation Society, hereafter the Musashi Society). Musashi originally wrote the scrolls to convey his knowledge of combat strategy to disciples in his own school, not as a document for a wider audience. Along with Gorin-no-sho, the Musashi Society included other Edo-era documents relating to Musashi, such as Bushū Genshin-kō-Denrai and Nitenki, to produce what was the first modern encyclopedia of Musashi’s life and work, Miyamoto Musashi.

Early twentieth-century Japan was politically ripe for some Musashi-style swagger. During the Meiji period (1868–1912), the country had opened its doors to the world. It had also instituted a national educational system which promoted the idea that modern Japanese citizens were the heirs of samurai tradition. This was despite the fact that the class distinctions of the Edo period had been abolished and many descendants of the samurai, who only ever made up 5 to 6 percent of the population, had been washed out to sea in the turbulent current of modernization. Newly created notions of Bushido (the Way of the warrior) and of a proud warrior past were propagated vigorously from the 1890s onwards. The heroic samurai image of yesteryear served the purpose of the new central government that was fanning the flames of nationalism and imperialism in an effort to catch up with advanced Western nations. As anthropologist Harumi Befu points out, “Japan’s modernization coincided with the Samuraization process—the spread of the ideology of the ruling warrior class.”[12] This was accomplished by introducing a modified “warrior ideology” in the Civil Code and the school curricula through which celebrated warrior customs “permeated the common people.”[13]

From the late Meiji period until Japan’s defeat at the end of World War II, modern conceptions of Bushido and the martial arts were utilized as an effective educational tool for infusing nationalistic doctrines of self-sacrifice and for bolstering ideas of the Japanese as a powerful warrior race. It was the onset of this social and political climate that heralded a modern Musashi boom.

As discussions about Bushido and the Japanese spirit gathered an enthusiastic public audience, Musashi became a kind of poster boy for samurai culture. Takano Sasaburō, a pioneer in the formulation of modern Kendo included Gorin-no-sho in the appendix of his classic book Kendō (1913), which became a standard instruction manual for Kendo in schools nationwide. It is from this time that the teachings of Miyamoto Musashi exerted considerable weight in mainstream Kendo philosophy. There are even modern Kendo practitioners who elect to compete with two swords, instead of one, in the tradition of Musashi.

As much as Musashi is revered as a supreme warrior by the majority of Japanese, he is also reviled by some as representing the antithesis of the Way of the samurai. A common criticism is his alleged use of cowardly delaying tactics to irritate his opponents and to win by any means possible, however dishonorable. Although Musashi claimed to have won sixty or so mortal duels, there are few sources that can verify who is opponents were. Does this mean that they were itinerant nobodies in the wrong place at the wrong time? Some scholars maintain that Musashi was little more than a homicidal maniac who killed weaklings for the pleasure of it.

To call somebody a “samurai” in Japan today is to bestow the highest praise. The word epitomizes strength, selflessness, bravery, loyalty and honor. To what extent Musashi personified these ideals is a matter of opinion. But his reputation as a peerless samurai champion was set in stone with novelist Yoshikawa Eiji’s four-year installments of Musashi’s story in the Tokyo Asahi Shimbun newspaper. Starting in 1935, the articles were later collated and published as a novel simply titled Miyamoto Musashi. With much of the source material taken from the Musashi Society’s 1909 publication, the book became a blueprint for a new generation of Musashi movies, radio dramatizations, plays and, more recently, television programs, manga comics and games.

The year-long NHK drama about Musashi’s life starring seventh-generation Kabuki actor Ichikawa Shinnosuke as the protagonist was popular viewing in Japan in 2003.[14] It sparked an explosion in domestic tourism to famous historical sites where Musashi’s story unfolded, including Mimasaka and Ganryūjima. Also noteworthy is the manga artist Inoue Takehiko’s highly acclaimed “Vagabond” series. Starting as a serialization from 1998 in the Weekly Morning magazine, it was published in 37 volumes in 2014. An English version was published in 2015 and millions of copies have been sold worldwide.

Much of our current knowledge of Musashi is based on educated guesswork. The original manuscript of Gorin-no-sho, for example, has never been found. We are forced, therefore, to depend on subsequent handwritten copies, and copies of copies, which contain numerous inconsistencies. There is even disagreement among scholars as to whether Gorin-no-sho was authored by Musashi. Some claim it was written by a student after Musashi’s death, who merely signed the manuscript with the master’s name. However, the evidence unequivocally shows that Musashi did write Gorin-no-sho. In my mind, there is no doubt whatsoever.

Almost all commentators on the subject of Musashi, and there are many, base their conclusions principally on accounts of his deeds that are historically unreliable. The truth is, nobody knows all the facts. Fortunately, previously unknown sources have surfaced in recent years that shine more light on Musashi’s remarkable life. As new documents are hopefully discovered in the coming years, the truth may become more apparent. In the meantime, I will address what conclusions we can confidently draw about his life, and at the same time put to rest a few misconceptions.

Birth of the Legend: Musashi’s Childhood

Main Locations in the Life of Miyamoto Musashi

The birthplace, birthdate and parentage of Musashi have long been matters of contention. There are several popular theories. Some people are convinced that Musashi was born in Mimasaka. Others say it was Harima. The regions are in close proximity and Musashi resided in both during his formative years. The Mimasaka theory gained momentum in 1909 with the publication of the Musashi Society’s book, Miyamoto Musashi. It declares that Musashi was the son of Hirata Muni(sai)[15] from the village of Miyamoto, a conclusion based on information contained in Gekken Sōdan (1790), Mimasaka Ryaku-shi (1881) and Tōsakushi (1815). However, these books contain recycled material written long after Musashi died and their veracity is questionable.

In the Hirata family records reproduced in Tōsakushi, Hirata Shōgan is listed as Munisai’s father. However, the date given for Shōgan’s death falls twenty-six years before Munisai was born. Furthermore, Munisai apparently died two years before Musashi was born. This would make Musashi’s birth a miracle of divine proportions! The ideograms used to write “Musashi” in the text are also wrong. They were copied from a Kabuki play popular at the end of the eighteenth century.[16]

A very useful wooden plaque (kifuda) was uncovered in the early 1960s at the Tomari Shrine in Kakogawa City, Hyogo prefecture. Dated 1653, the plaque was attached to the inner beam of the shrine to commemorate the completion of restoration work sponsored by the local Tabaru family.[17] Hidden from view for three centuries, the plaque is adorned with an inscription by Iori, Musashi’s nephew and adopted son, and it goes some way to solving the mystery of Musashi’s family history. It affirms the theory that Musashi was adopted by Munisai.

Musashi’s adoption is also recorded in Miyamoto Kakei-zu (“Miyamoto Family Genealogy”), but this document has long been disregarded by scholars because of conflicting dates for the deaths of Musashi’s mother and father. They are recorded as having died in 1573 and 1577 respectively, which is another physical impossibility since it is also noted that Musashi was born in 1582! The Miyamoto family records were rewritten in 1846 after being destroyed by fire. As such, it is hardly surprising that there are irregularities, especially in the calculation of the complicated Japanese era calendar scheme (nengō).

The available documents all have their merits and demerits. Through comparing various source materials, such as the extant Tabaru and Miyamoto family records, the Kokura Monument inscription and the Tomari Shrine plaque, it is almost certain that Musashi was born in Harima, not Mimasaka. Musashi himself states in the opening passage of Gorin-no-sho, “A warrior of Harima.” Indeed, the most recent and dependable research by Professor Uozumi concludes that Musashi was born the second son of Tabaru Iesada of Harima-no-Kuni in a village called Yonedamura.

To add to the confusion, Musashi also mentions in the introduction to Gorin-no-sho that, as of the “Tenth day of the tenth month Kan’ei 20 (1643)” he is “sixty years of age.” Doing the math, one would assume that Musashi was born in 1584. If we interpret “sixty” as an approximation, for example, in his sixties, as was most likely the case, the above-mentioned family records and other documents concur that his year of birth was in fact 1582.[18]

The Tabaru family was a branch of the Akamatsu clan, a prominent military family of the Muromachi period (1333–1568). In 1336, Akamatsu Norimura (1277–1350) aligned himself with Ashikaga Takauji, founder of the Muromachi shogunate, and was rewarded for his loyalty with the title of Military Governor (shugo) of Harima province and all the privileges that went with the title.

Characteristic of the treachery commonplace in medieval Japan, after learning of the intention of the fourth shogun, Ashikaga Yoshimochi, to gift his land in Harima to his second cousin, Akamatsu Mochisada (?–1427), an enraged Akamatsu Mitsusuke (1381–1441) framed Mochisada. It appears that Mochisada was a “favorite” attendant of Yoshimochi but was forced to commit ritual suicide (seppuku) when a rumor was spread, probably by Mitsusuke, that he was having an affair with one of the shogun’s concubines.

According to Iori’s inscription and family records, the original patriarch of the Tabaru family was the very same Akamatsu Mochisada. Akamatsu family records reveal that Mochisada’s line ends with his son Iesada, who probably fled to Yonedamura after his father was shamed by Akamatsu Mitsusuke. Moreover, in the Miyamoto family genealogy, there are question marks for the two generations after Iesada and then the genealogy starts again with Tabaru Sadamitsu. Sadamitsu’s son was Iesada (not to be confused with his great-great grandfather), the biological father of Genshin (Musashi).

Because two generations are not documented on the family tree, it is not entirely clear whether the Tabarus of Yonedamura really were blood kin of the Akamatsu clan. During the Edo period, samurai families were inclined to enhance their lineage through some tenuous association with a noteworthy ancestor. It was usually difficult, if not impossible, to verify the validity of such an association and once recorded on paper it became accepted family lore. This is why much confusion surrounds Musashi’s roots. Notwithstanding, the most trustworthy sources available at present support the hypothesis that Musashi was born a Tabaru and became the “adopted son” of Shinmen Muninosuke (Miyamoto Munisai) around the age of nine.

An evaluation of the political events of the era through sources unrelated to Musashi also suggest that this is a reasonable conclusion. Toward the end of the Warring States period in 1578, four years before Musashi was born, Harima became the battleground for Oda Nobunaga’s forces, led by Toyotomi Hideyoshi, in a clash with the Mōri clan. Siding with the Mōri, the Kodera and other warrior families of the region were defeated in an intense eighteen-month struggle with Hideyoshi. The Kodera stronghold was eventually overthrown and the family stripped of warrior status.

The Tabaru family, who served under the Kodera clan, were also stripped of samurai status but were permitted to remain in the area as farmers. These measures represented Hideyoshi’s early attempts to separate the military from the farming class (heinō bunri). Although fortunate not to have been completely destroyed by Hideyoshi, such a downgrading of status must have been a severe blow for the Tabaru and other samurai families of Harima. It was this episode that was to provide the impetus for Musashi’s adoption.

Munisai’s ancestry can also be traced to the Akamatsu clan. It is highly likely that Munisai was born into the Hirao family, not Hirata as often stated.[19] A 1689 document covering the history of the Hirao family mentions “Miyamoto Muni, father of Musashi.” It also maintains that following the Kakitsu Incident of 1441 and the consequent fall of the Akamatsu clan,[20] third-generation Akamatsu Enshin fled to a place called Hirao in Harima, where he declared himself Hirao Minbu Taiyu and then settled in nearby Ohara.

The Hiraos were involved in conflict with the local Shinmen family, who were also of Akamatsu stock. Defeated by the Shinmen in 1499, they were forced to move to another village called Miyamoto. Hirao Tarō’emon was the family head of the fourth-generation Hiraos and it is he who is thought to have been Munisai. When Tarō’emon sought employment with the eminent Shinmen clan, he probably thought it wise to drop the Hirao surname considering their somewhat antagonistic past and to replace it with Miyamoto.

Tarō’emon proved himself a worthy vassal for the Shinmen clan. He was entrusted with the important task of informing Hideyoshi that the Shinmens pledged their allegiance to him. This was a fortuitous choice for the Shinmen family. They were treated favorably for their loyalty following Hideyoshi’s triumphant campaign. Munisai was also rewarded for his feats by being allowed to use the illustrious Shinmen name.

Musashi, being the second son of Tabaru Iseda, was given up for adoption to Miyamoto (Shinmen) Munisai. In this way, one person at least from the Tabaru line would retain samurai status, something that was very much a matter of pride. It was a logical arrangement considering the tangled strands of the Akamatsu bloodline connecting them all in one way or another.[21] Throughout his life, Musashi usually referred to himself as Miyamoto. However, in Gorin-no-sho he signs off as Shinmen Musashi Genshin, perhaps as a reference to his ancestry. It is also rumored that on his deathbed he told his student Terao Kumenosuke to ensure that the name Shinmen was bequeathed to a disciple of the Niten Ichi-ryū who demonstrated extraordinary skill.

Munisai’s background is as obscure as Musashi’s and most information about him also appears in texts written long after he died. Nonetheless, it is evident from what can be pieced together that Munisai was an accomplished martial artist known for his craftiness and courage in battle. He reputedly took the heads of seven enemy warriors in one battle with a jūmonji-yari (crossed pike), which he was particularly skilled at using. He created a style of swordsmanship utilizing two swords in unison, which he named Tōri-ryū.[22]

Such was Munisai’s renown with the sword that he was invited to demonstrate his skill in front of the last Muromachi-era shogun, Ashikaga Yoshiteru. Pitted against the shogun’s personal instructor, Yoshioka Kenpō, Munisai won two of the three bouts. This impressed the shogun, who then bestowed on Munisai the lofty designation Hinoshita Musō (“Peerless Under the Sun”).[23] It is uncertain when Munisai died. His name appears in a document called Hinamaki (1613), so it is assumed to be after this. Undoubtedly, Musashi was placed in the hands of a formidable warrior who sought to challenge convention. Musashi, who would have trained arduously under his adoptive father Munisai, certainly inherited this trait.

Forging Mettle

In popular depictions of Musashi’s life, he is portrayed as having played a part in the decisive Battle of Sekigahara on October 21, 1600, which preceded the establishment of the Tokugawa shogunate, but there are no documents proving he was there. A more likely hypothesis is that he was stationed on the island of Kyushu fighting as an ally of Tokugawa Ieyasu under Kuroda Yoshitaka Jōsui at the Battle of Ishigakibaru on September 13, 1600. Musashi was linked to the Kuroda clan through his biological birth family (Tabaru). The Kuroda family were formerly provincial barons of Harima in the service of the Kodera clan before Harima fell to Hideyoshi. Linked by their Akamatsu ancestry, Munisai later became a vassal of the Kuroda family along with the Shinmen family.[24]

In the aftermath of Sekigahara, Japan was teeming with unemployed warriors (rōnin). There are estimates that up to 500,000 masterless samurai roamed the countryside. Peace was tenuous and warlords sought out skilled instructors in the arts of war. The fifteen years between Sekigahara and the first siege of Osaka Castle in 1615[25] was a golden age for musha-shugyō, the samurai warrior’s ascetic walkabout, but a perilous time to trek the country roads. Some found employment as retainers under new masters, some hung up their swords altogether, but many more roved the provinces looking for opportunities to make a name for themselves, which often meant trouble. It was at this point that Musashi embarked on his “warrior pilgrimage” and made his way to Kyoto.

Two years after arriving in Kyoto, Musashi challenged the very same Yoshioka family that Munisai had bettered years before. In 1604, he defeated the head of the family, Yoshioka Seijūrō. In a second encounter, he successfully overpowered Seijūrō’s younger brother, Denshichirō. His third and last duel was against Seijūrō’s son, Matashichirō, who was accompanied by followers of the Yoshioka-ryū school. Again, Musashi was victorious, and this is where his legend really starts to escalate. Such exploits against a celebrated house of martial artists did not go unnoticed. Musashi declared himself Tenka Ichi (“Champion of the Realm”) and must have felt he no longer needed to dwell in the shadow of his father.

Tested and triumphant, Musashi was now confident enough to start his own school. He called it Enmei-ryū. He also wrote his first treatise, Heidōkyō (1605), to record the techniques and rationale behind them. Consisting of 28 articles,[26] the philosophy and nine techniques outlined in Heidōkyo were very much centered on those Munisai had catalogued for his Tōri-ryū. While his father’s influence was a clear factor in Musashi’s outlook and motivations, Heidōkyō was indisputably a product of his own combat experiences.

On the Kokura Monument, Iori wrote that the Yoshioka disciples conspired to ambush Musashi with “several hundred men.” When confronted, Musashi dealt with them with ruthless resolve, one man against many. Although this representation is thought to be relatively accurate, the idea of hundreds of men lying in wait was obviously an exaggeration. Several men, however, would not be hard to believe.[27] He even includes a section in Heidōkyō on fighting single-handedly against “multiple enemies,” so presumably the third duel was a multi-foe affair.

Other accounts, such as in Nitenki, embellish the story further. Details are added, such as Musashi’s ploy to arrive late for the first two duels, and then take everyone by surprise on the third by turning up early. Nitenki also alludes to how the Yoshioka men attacked in “great numbers” with bows and swords, and that Musashi cut a path through them with only one near miss, when an arrow pierced his clothing. Another fallacy is the idea that Musashi single-handedly destroyed the reputation of the illustrious Yoshioka clan through his victory. Defeat was surely a stain on their name, but the final nail in their coffin came in 1614. As chronicled in Suruga Kojiroku, Yoshioka Kenpō (a different man to Munisai’s opponent) exchanged blows with a “disrespectful” guard during a Noh performance in the Kyoto palace and was killed.

Musashi claims to have engaged in over sixty mortal duels, a large number even for his time. The most celebrated, however, was in 1610 (not 1612 as is usually believed) against Ganryū Kojirō on an island called Funajima (later renamed Ganryūjima). The details of this encounter have long been debated, but the explanation on the Kokura Monument is probably closest to the truth. The men met at the designated time. Musashi brandished his 4-shaku (121-cm) wooden sword against Kojirō’s 3-shaku (91-cm) blade. Musashi felled Kojirō with one decisive blow. End of story.

Kojirō was a martial art instructor for the Hosokawa clan in Kumamoto. Known as the “Demon of the West,” his reputation in combat was well established.[28] According to Numata-kaki (1672), Musashi registered his intent to challenge Kojirō with an elder of the Hosokawa clan, Nagaoka Sado-no-Kami Okinaga (1582–1661). Okinaga then received permission for the duel to go ahead from his lord, Hosokawa Tadaoki (1563–1646).

Given that Kojirō occupied such a prestigious position in the Hosokawa domain, it is surprising that he agreed to such a challenge. He stood to lose everything if defeated. Moreover, if he was killed, there was the distinct possibility that his disciples would run amok and seek revenge. Being tozama daimyō, the Hosokawa family would have been wary of attracting unwanted attention should news of hostilities in their domain reach the shogunate.[29] In spite of this, the duel was sanctioned but under a strict caveat. It was to take place on a small island called Funajima and the only people allowed to be present were officially appointed witnesses.

An important consideration is why Musashi offered the challenge. Was it a vendetta as often described in popular culture? The Numata-kaki explanation of Musashi’s post-duel movements provides some important clues. After Kojirō was killed, Musashi made his way to Moji and sought protection in Numata Nobumoto’s estate. Nobumoto (1572–1624) was a high-ranking vassal of the Hosokawa domain. According to Numata-kaki, Nobumoto escorted Musashi under armed guard to his father Munisai, who was in nearby Buzen at the time. As mentioned above, Munisai began serving the Kuroda clan after the Battle of Sekigahara. At some point, he became associated with the Hosokawa clan and taught swordsmanship to the Kumamoto samurai. Included among his students was Nagaoka Sado-no-Kami Okinaga, as recounted in Bukōden. This relationship can be verified by the recent discovery of a Tōri-ryū scroll that belonged to a Hosokawa retainer.[30]

Could this mean that Munisai was behind the duel? Some guesswork is unavoidable. If Munisai was teaching his dual sword techniques of the Tōri-ryū to Hosokawa men, this would have riled Kojirō’s students. It was not altogether unusual for several styles of swordsmanship to be taught in one domain by different teachers, but rivalry between students could be a serious problem if not kept in check. Taking into consideration the standing of both Munisai and Kojirō as domain instructors, it is unlikely that they personally engaged in any open slander but overly zealous disciples were a different matter. The whole idea of using two swords at once would have been viewed as peculiar, to say the least, and it is probable that Kojirō’s disciples took pleasure in mocking the style. But now that the famous Miyamoto Musashi happened to be in Kyushu, an opportunity to taunt Kojirō’s students would have been too good to miss.

In such a tense atmosphere, the Hosokawa authorities may have thought it best to defuse the situation by allowing a duel to go ahead, with Musashi standing in for Munisai. After all, Musashi was not a clansman. If Kojirō won, he would reap the prestige and honor that came with victory and confirm his status as the strongest swordsman in the west of Japan. If he lost, it was to a warrior of great renown. Moreover, once Musashi had gone his merry way, the whole incident would be forgotten.

All accounts of the duel reach the same conclusion. Musashi’s victory is unquestioned. Being an authorized match, it would be unthinkable for Musashi to have employed his infamous sneaky methods and delaying tactics. The duel would have been conducted according to protocol at a designated time and place on the island, with clan officials in attendance to witness the outcome.

Nevertheless, the duel has always been subject to conspiracy theories. It is recorded in Numata-kaki that many of Musashi’s disciples hid themselves on the island, and that it was they who delivered the final blow to the badly wounded Kojirō. When Kojirō’s students got word of this dastardly deed, they went in search of Musashi, bent on revenge, hence the need to escort Musashi away under armed guard. This episode may have been concocted as an appeal to higher authorities, namely by Nobumoto, who took judicious steps to lessen any escalation of violence in the Hosokawa domain. However, the presence of Musashi’s students on the island would have been a serious contravention of the rules and is thus a highly unlikely scenario.

Nitenki and other texts recount Musashi’s duels with many distinguished warriors of the day. As exciting as the stories are, their reliability is debatable. For example, the well-known story about Musashi’s use of his short sword in a contest with spear master Okuzōin Dōei probably never happened. Likewise, his duel against the sickle-and-chain wielding Shishidō and his disciples is also famous but questionable. Musashi reputedly defeated Shishidō and his intimidating 10-ft (3-meter) sickle-and-chain by throwing his short sword at his chest. These particular stories, although celebrated, should be assumed to be fictional. They are included in Nitenki but not in the earlier Bukōden on which Nitenki is based.

A match that Musashi did have against the strapping “six foot tall” Musō Gon’nosuke in 1605 is described in Kaijō Monogatari (1666). This source was written about twenty years after Musashi died and is thought to be relatively reliable. According to the account, Musashi smacked the staff-wielding Gon’nosuke in the forehead with a half-finished bow he was making. Conceding defeat, the ever-optimistic Gon’nosuke went on to create the Shintō Musō-ryū school of staff fighting, which is still an influential tradition in stick martial arts (Jodo) today.

There is a shortage of reliable sources sketching Musashi’s escapades in the five-year period between the Kojirō duel (1610) and the siege of Osaka Castle (1615). This may have been because the shogunate and domains were cracking down on violent contests that could easily escalate into bigger disturbances. Dueling had to remain relatively inconspicuous. Whatever the case, it was after the duel with Kojirō that Musashi changed his focus to pursue a deeper philosophical understanding of the art of war.

The Quest for Higher Awareness

This does not mean that Musashi became a pacifist nor did he stop participating in combat. In 1615, he fought for the Tokugawa side at the summer siege of Osaka Castle and then later in the Shimabara Rebellion of 1637. It was thought for a long time that Musashi sided with Toyotomi Hideyoshi’s heir, Hideyori, and his supporters during the siege. The recent discovery of a roster of men who fought under the Mizuno banner proves otherwise.[31] The Mizuno clan were allies of Tokugawa Ieyasu.

Following the siege, the shogunate promulgated laws limiting each domain to one castle, introduced the sankin-kōtai (alternate attendance) system[32] and issued the Buke Shohatto (“Laws for the Military Houses”)[33] to determine the responsibilities of samurai under the regime. Such measures were designed to exert some control over the volatile temperament of samurai whose very culture had been fashioned over centuries of violent warfare. The Tokugawa regime was successful in that Japan did indeed pass the next 250 years with comparatively little conflict.

After the siege, Musashi returned to his area of birth and settled for a while in Himeji. All daimyō in the region—Honda, Ogasawara, Kuwana from Ise, and Matsumoto from Shinshū—were newcomers, having been relocated there by the shogunate. Musashi had local knowledge and connections, and this made him useful. In 1617, he accepted the position of “guest” (kyakubun)[34] in the Honda clan, who had just been relocated to assume the governorship of Himeji. As a guest, Musashi was tasked with teaching swordsmanship to samurai of the domain. When the shogunate requested that the Hondas assist the neighboring Ogasawara clan in the construction of Akashi Castle, Musashi was called upon to design the surrounding castle town.[35]

Around this time, Musashi adopted Mikinosuke, the son of Nakagawa Shimanosuke, Spear Magistrate of the Mizuno clan. Mikinosuke was subsequently appointed as an aide to the Himeji daimyō’s son, but committed suicide in 1626 following the death of his lord.[36] In the same year, Musashi adopted another son, but this time it was a blood relative. Iori was the second son of Tabaru Hisamitsu, Musashi’s older brother by four years, and he was retained to serve the Akashi daimyō, Ogasawara Tadazane. With his newly adopted son gainfully employed, Musashi became a “guest” of Tadazane and moved to Akashi. Iori was clearly a gifted young man, and five years later, at the age of twenty, was promoted to the distinguished position of “elder” (karō) of the domain. This was a remarkably rapid rise up the ranks by any standards and surely had something to do with Musashi’s standing in the warrior community.

As a guest in the Honda house in Himeji and then the Ogasawara house, Musashi devoted himself to cultivating his artistic expression. He started studying Zen, painting, sculpture and even landscape design. He had opportunities to fraternize with distinguished artists and scholars, such as Hayashi Razan. He had a free hand to do as he liked, and he liked to be creative. Having just emerged from an era of incessant warfare, proficiency in the more refined arts was a desirable attribute in high society. It was during this period that Musashi realized how the various arts had much in common in terms of the search for perfection. He came to understand that the arts and occupations were Ways in their own right, by no means inferior to the Way of the warrior. This attitude differs from writings by other warriors, which are typically underpinned by hints of exclusivity, even arrogance, toward those not in “Club Samurai.”

Musashi’s Twilight Years

In 1632, the Ogasawara clan were directed by the shogunate to relocate from Akashi to Kokura in Kyushu. Iori, being a house elder, went with them. Musashi followed, retaining his guest status. Five years later, in 1637, the last war of the seventeenth century broke out nearby with the eruption of the Shimabara Rebellion. This was a peasant uprising in the largely Christian Shimabara domain of Matsukura Katsuie. It was sparked mainly by hardship brought on by excessive taxation, famine and religious persecution. Disgruntled rōnin and peasants alike joined forces under the leadership of Amakusa Shirō (Masuda Shirō Tokisada, 1622?–38). Shirō was a charismatic youth whose father had served Konishi Yukitaka, a Christian daimyō who was killed by Tokugawa Ieyasu in 1600. The rebels were besieged by the shogunate’s coalition army at Hara Castle on the Shimabara Peninsula. The castle fell in April 1638, and an estimated 37,000 men, women and children were slaughtered.

Iori was given command of 8,100 troops in the campaign and granted the title of military magistrate (sōgun bugyō). Iori shone in the theater of battle and was later rewarded with a promotion to head elder because of his outstanding performance. Musashi also fought under Ogasawara Tadazane’s nephew, Nagatsugu, daimyō of the Nakatsu domain, and was put in command of nineteen men. At the front, Musashi became reacquainted with senior officials of the Hosokawa clan from Kumamoto.[37] As a result, he ended up going to Kumamoto two years later, and stayed there for five years until his death.

Little is known about Musashi’s actions at the front. Popular accounts emphasize the encounter he had with a humble stone, an event that supposedly nearly ended his life. The source of this rumor can be found in a letter preserved in the Arima family archives. Arima Naozumi, daimyō of the Nobeoka domain, was in a potentially tight spot on account of some of his former vassals siding with the rebels. Afraid that the shogunate would view this as guilt by association, Musashi was asked to write a letter as a witness to the “heroism demonstrated by Naozumi and his son” as they stormed the rebel stronghold before anybody else.[38] Musashi states, “My shin was struck by a rock, and I find myself unable to stand. I do apologize for not being able to hand this to you in person.” It has long been assumed that Musashi was seriously injured but there is no mention of him in the Nakatsu domain’s list of 148 battle casualties. Moreover, he traveled to Nagoya and Edo immediately after the uprising, so any injury he may have sustained was obviously not serious.

Musashi ventured to Nagoya (Owari) and Edo in 1638, possibly in search of employment. Warlords were on the lookout for martial art instructors. Musashi’s ability was indisputable. His style of combat, however, did not quite fit the orthodox model of swordsmanship. Unsuccessful in securing a position that suited him, he returned to Kyushu as a guest of daimyō Hosokawa Tadatoshi in 1640.[39]

Tadatoshi was roughly the same age as Musashi and skilled in both the martial and literary arts. He was among a small handful of elite disciples of the Yagyū Shinkage-ryū who had received a copy of Heihō Kadensho from Yagyū Munenori (1571–1646), an instructor to three generations of shoguns. In fact, Tadatoshi was invited to perform demonstration matches in front of the shogun with Yagyū Jūbei.

It is recorded in Bukōden that Hosokawa Tadatoshi summoned Musashi from Kokura in order to see him in action against Ujii Yashirō, a student of Yagyū Munenori and Tadatoshi’s teacher of Yagyū Shinkage-ryū. Both duelists were required to take an oath forbidding them from disparaging the other’s school after the bouts. The only other outsider present was the lord’s young page and he also was sworn to secrecy. It is impossible to know exactly what happened, but the author of Bukōden records that Musashi fought Yashirō in three bouts. Yashirō’s skills were completely ineffectual and he was unable to break Musashi’s defense. Musashi, on the other hand, contented himself by effortlessly deflecting all that Yashirō threw at him. Tadatoshi was so impressed he also asked Musashi for a match. Equally flummoxed by Musashi’s style, Tadatoshi then became his student. Being a keen patron of the martial arts, he probably realized that he had much to learn from Musashi, but contrary to what is written in Bukōden, it is doubtful that Tadatoshi abandoned Yagyū Shinkage-ryū in favor of Musashi’s school. Musashi was permitted to teach in the domain, eventually attracting over 1,000 students, from daimyō down to rank-and-file.

Musashi presented Tadatoshi with a scroll, Heihō Sanjūgo-kajō, outlining his teachings in thirty-five articles. Tadatoshi died a month later, which was an emotional blow for Musashi as the pair had grown quite close. Tadatoshi’s successor urged Musashi to remain in Kumamoto. He spent the last four years of his life there engaging in the practice of Zazen (meditation), painting, and joining tea ceremonies and poetry gatherings with the domain’s elite. Many of Musashi’s famous ink paintings were created during this period of intense personal reflection.

By this time, Japan had become politically stable and war was a distant memory. Musashi, being among the last generations who had personally experienced conflict, sensed that samurai were losing their sense of identity. He resolved to make a pilgrimage to Reigandō Cave[40] in 1643 and started writing Gorin-no-sho there, hoping to preserve for posterity his Way and what he believed to be the very essence of warriorship.

A year later he fell ill, and the domain elders convinced him to return to Kumamoto to be cared for. He continued working on his treatise for five or six months. On the twelfth day of the fifth month of 1645, he passed the not quite finished manuscript to his student Magonojō. He gave away all his worldly possessions, and then wrote Dokkōdō, a brief list of twenty-one precepts that summed up his principles shaped over a lifetime of austere training.

He died on the nineteenth day of the fifth month of 1645. It is said that he had taken ill with “dysphagia,” which suggests perhaps that he had terminal stomach cancer. In Bukōden, it is recorded that “Musashi was laid in his coffin dressed in full armor and with all his weapons.” This was not customary practice in funeral rites and is probably untrue. Nevertheless, it evokes a powerful image of a man who had dedicated his whole life to understanding the mind of combat and strategy.

Musashi’s Swordsmanship

Musashi established the Enmei-ryū school in 1605. This early school continued even after he renamed his style of swordsmanship Nitō Ichi-ryū, and finally Niten Ichi-ryū. Enmei-ryū had gained a following in the domains of Himeji, Tatsuno, Hiroshima and Owari, where Musashi had spent some time. One of Musashi’s earliest known students in the Enmei-ryū was Tada Yorisuke, who studied under him from 1615 to 1624. Of the many adherents of Musashi’s early school, Aoki Jōeimon was an outstanding swordsman who later created the Tetsujin-ryū in Edo and is said to have amassed nearly 9,000 students.[41]

In Himeji, where Musashi spent his later thirties as a guest of the Honda clan, Enmei-ryū was adopted by Honda Tadamasa as one of the schools of swordsmanship to be taught to samurai in the domain. In Bisan Hōkan, it is recorded how Tadamasa was keen to test Musashi with the intention of making him a retainer if rumors about his superb skills proved to be true. He instructed Miyake Gunbei of the Tōgun-ryū, a stalwart in the domain, to challenge Musashi. When Miyake called in at Musashi’s lodgings he was let in, but to his annoyance was kept waiting for an hour or so while Musashi played chess with another guest. When Musashi realized that Gunbei’s purpose was to challenge him in a bout, he nonchalantly agreed and asked his would-be opponent to choose between live blades or wooden swords. Gunbei chose the safer option, wooden swords, but received a very bloody mouth for his troubles. Tadamasa subsequently invited Musashi to join the ranks of his samurai but he declined and became a guest of the Honda domain instead.

Musashi’s travels to Nagoya are recorded in Mukashi-banashi (1758) by Chikamatsu Shigenori, a vassal of the Owari domain. Musashi was invited by Tokugawa Yoshinao to demonstrate his style against experts of the Yagyū Shinkage-ryū, the predominant school in the region. Musashi fought with two swords and forced his opponent backward with the tip of his long sword directed menacingly at his nose. No swordsman could get the better of him. His dominance over local warriors was enough for Musashi’s Nitō Ichi-ryū, as it was called then, to take root and flourish in Owari. Some believe that Musashi also adopted an outstanding student, Takemura Yōemon Yorizumi.

Musashi is mentioned in Hayashi Razan Bunshū (1662), a collation of memoirs by the great neo-Confucian scholar Hayashi Razan (1583–1657). “The swordsman Shinmen Genshin wields a sword in each hand and calls his school of swordsmanship Nitō Ichi-ryū.” This would have been around 1638–39. Musashi refers to his school as Nitō Ichi-ryū in Heihō Sanjūgo-kajō (1641). In Gorin-no-sho he uses both appellations, Nitō Ichi-ryū and Niten Ichi-ryū, and it seems he was still in the process of rewriting the manuscript to reflect his school’s name change in favor of the latter. Thus, it was at the very end of his life in Kumamoto that the school became “School of Two Heavens as One” instead of “Two Swords as One.”[42] Compared to his younger, more rambunctious days, the early techniques he developed in the Enmei-ryū and catalogued in Heidōkyō had matured into an art of awe-inspiring refinement and effectiveness.

Although the typical image of Musashi implies that he was a savage fighter, Terao Magonojō is quoted in Bukōden describing Musashi’s swordsmanship as “Exceptionally serene, as if one were watching a performance of Noh.” Of all Musashi’s students, Magonojō was his favorite, at least in his twilight years. Partially deaf and unable to serve as a retainer in the domain, Musashi took a liking to Magonojō, who spent his time at his master’s side studying the way of the sword. Magonojō’s brother Kumenosuke was also a talented student and was tasked with looking after Musashi as his health started to fail.[43]

Kumenosuke later became the head instructor for swordsmanship in the Kumamoto domain where he continued the tradition of Niten Ichi-ryū. His son Nobumori was a prodigy martial artist, considered to be the reincarnation of Musashi. He was thus chosen to adopt Musashi’s surname, Shinmen. Magonojō’s line of the Niten Ichi-ryū ceased after one generation in Kumamoto, but his student Shikata Sanzaemon transferred to Fukuoka and taught the tradition there. Kumenosuke’s line continued in Kumamoto, eventually breaking into five streams, two of which, Santō and Noda, survive to this day.

The “Five Ring” Scrolls in Context

Musashi’s Gorin-no-sho places the study of swordsmanship and strategy at the very center of the warrior’s being, as he himself had done throughout his own life. As the name suggests, Gorin-no-sho (literally “Five Ring Scrolls”) consists of five scrolls. Each scroll takes the name of one of five universal elements: Chi (Earth), Sui (Water), Ka (Fire), Fū (Wind) and Kū (Ether). Interestingly, it was Heihō Sanjūgo-kajō (Heihō 35) that served as the transmission scroll in the Kumamoto Niten Ichi-ryū rather than Gorin-no-sho. In other words, Gorin-no-sho was not handed down to successive heads of the school as its official teaching license. Magonojō was the recipient of Musashi’s original manuscript. His line of the school relocated to Fukuoka with the second generation, and Gorin-no-sho was used for transmission of the school’s teachings there, but nowhere else. Few adherents of the Niten Ichi-ryū even knew about the scrolls, let alone had read them.

Sadly, the original manuscript of Gorin-no-sho no longer exists. According to Terao Magonojō, it was destroyed in a castle fire. Bushū Genshin-kō Denrai mentions this, but it is unclear whether it was the Edo Castle fire of 1657 or the Yashiro Castle fire in Kyushu in 1672. It should be noted that Musashi never titled the five scrolls Gorin-no-sho. He named each individual scroll as one of the five elements. It was Nagaoka Naoyuki and Toyota Masakata who conceived Gorin-no-sho as a shorthand title in their notes, and this designation stuck.

As for the use of the “five elements” (gorin), it was not Musashi’s intention to appropriate the idea from Buddhist philosophy. In Heihō Sanjūgo-kajō, he had already referred to the heart or mind of the warrior as being comparable to the properties of “Water.” He also wrote briefly of the “Ether” as a state of high attainment and clarity, but not in the Buddhist sense of Nirvana. It was more like figuratively piercing through the clouds of confusion and being exposed to the boundless clear sky.[44] Moreover, he had discussed the “Wind” of other schools in previous texts. Wind is a common term in Japanese, indicating “type” or “appearance.” Adopting “Earth” to explain the basis of his school, and “Fire” to represent what happens in the heat of battle and dueling, probably seemed convenient and oddly prophetic.

To date, only ten handwritten copies (shahon) containing all five scrolls have been found. The principal one used in modern publications is the Hosokawa Book, which was transcribed twenty-two years after Musashi’s death, possibly from one of Magonojō’s copies. Uozumi Takashi found five sections to be absent in the Hosokawa Book and over 150 miscopied characters. He compared all the extant copies to identify discrepancies and commonalities. Through this, he extrapolated a standard text which is estimated to be the closest in content to Musashi’s original.

The Content of Gorin-no-sho

In “Earth,” Musashi documents the first half of his life. He also introduces military tactics and the metaphysics behind his school. He asserts that combat strategy is applicable to both generals and rank-and-file soldiers. He also includes a set of rules the warrior should follow if he is serious about mastering the Way.

In “Water,” Musashi explains various aspects of individual combat, such as mental and physical posture, gaze, how to manipulate the sword, footwork and fighting stances. The content is pragmatic and provides aspects of sword work in detail.

In “Fire,” he expounds on such matters as how to choose the best site for dueling, how to control the enemy by taking the initiative and implementing stratagems not only applicable to one-on-one duels but also to large-scale battles involving thousands of men.

In the fourth scroll, “Wind,” he critiques other schools of swordsmanship and summarizes their weaknesses. Finally, “Ether” is a short and somewhat nebulous section. He discloses the supreme level of all arts by referring to the allegorical “void,” “emptiness” or “nothingness.” He describes the state of emptiness that the warrior must achieve in his own mind in order to find “liberation.”

Musashi’s illustrious contemporary, Yagyū Munenori (1571–1646), wrote Heihō Kadensho (“Book on Family Transmitted Military Arts”) in 1632. It is useful to compare this with Musashi’s Gorin-no-sho to understand the merits of each. Heihō Kadensho represents a complex fusion of technical teachings on the swordsmanship of Muneyoshi, Munenori’s father, and Kamiizumi Ise-no-Kami, founder of the Shinkage-ryū, and is heavily influenced by Noh and Zen ideals. Teachings of the celebrated Zen priest Takuan Sōhō also feature prominently. An advisor and spiritual teacher to Munenori, many of Takuan’s observations were included almost verbatim in Heihō Kadensho.

Munenori’s well-received exposition takes a complex and deeply psychological approach to combat. It held considerable sway with his powerful disciples who occupied the upper echelon of samurai society. It provided them with a basis for their study of swordsmanship and, more importantly, guidelines for nurturing their political astuteness for governance. It was one of the first important martial texts in Japan that organized the training of body and mind into a systemized holistic corpus for combat, life and governance. As such, it was also one of the first clear-cut examples of martial arts being associated with something other than war.

There are similarities between Munenori’s and Musashi’s work. For example, the emphasis both place on mindset in combat, how mastery of strategy entails a lifelong regime of diligent practice, and how it applies to other facets of life. What makes Musashi’s treatise distinctive is the way he draws parallels between the disciplines of combat and other arts and vocations, such as carpentry. His overall thesis is, on the surface, simpler than Munenori’s. Musashi does not dwell on obscure Zen or Confucian concepts. Even though the “five elements” point to Buddhist doctrine, this was not Musashi’s intention. What he means by “Ether,” for example, is “a place where there is nothing” in comparison with “a place where there is something,” that is, a clear sky as opposed to a cloudy sky.

As a set, the five scrolls are well organized and accessible. Whereas Munenori, a daimyō himself, wrote his treatise for warriors of the highest status, Musashi was only concerned with the welfare of his students, some of whom were not in the service of a lord. Musashi takes an overtly critical stance toward other schools and points out weaknesses to be exploited and not emulated. Such denunciation of other styles is not present in Munenori’s work. Musashi’s book is down to earth and clearly formulated through years of dangerous toil. You can almost smell the stench of combat in the text. Munenori’s treatise, on the other hand, emits erudition and refinement, fortified by strong allusions to religiosity.

Musashi started with techniques that were easy for novices to learn. As they improved, they would tackle more advanced principles. The combat theories championed in the Water and Fire Scrolls are well defined and designed to purge the student’s mind of presumptions and bad habits. This way, the swordsman can be left to his own devices to tread the true path of the warrior, eventually reaching a level where his spirit is clear and devoid of bias. He called this the “Direct Path,” and Gorin-no-sho provides the procedures to keep on the right track. Musashi stresses that without forging the mind and body through years of austere training, there is no chance of success. With the direction mapped out by Musashi, it is left to the reader to add blood, sweat and tears to the equation, and find his own Way.

Conclusion

There are several English translations of Gorin-no-sho but they are of varying reliability. The first was by the late Victor Harris in 1972. A recent and very readable version, The Five Rings: Miyamoto Musashi’s Art of Strategy, was published by my colleague David Groff in 2012. What makes my translation different to the others, however, is that it is based on Uozumi Takashi’s ground-breaking scholarship in recreating the closest conceivable text to Musashi’s original. In addition to Musashi’s earlier works, Heihō Sanjūgo-kajō (1641) and Dokkodō (1645), I have included other texts attributed to him that have not previously been translated: Heidōkyō (1605), Heihō-kakitsuke (1638) and Gohō-no-Tachimichi (1642). The inclusion of these manuscripts will show how Musashi’s principles evolved over the course of his career.

Finally, having studied Kendo and the history of martial culture in Japan for three decades now, I feel that I have reached a stage in my own “austere training” where I can do Musashi’s work justice linguistically, spiritually and technically. We modern Kendo exponents do not, of course, wander the world seeking to engage in mortal combat. Nonetheless, Musashi’s teachings are very much alive and central to the study of Kendo. I am not quite fifty years old yet, the age at which Musashi declared he had finally grasped the meaning of the Way, but his wisdom resonates with me now more than I could have ever imagined when I first read Gorin-no-sho thirty years ago. I hope that this translation will be of interest to a broad range of readers, from historians to martial arts enthusiasts and aficionados of Japanese culture. My thanks to Datin Noor Azlina Yunus, Remi Yamaguchi, and Baptiste Tavernier for their invaluable advice on this manuscript.

Transition of Techniques in Musashi’s Schools and Writings

Year

Event

• Kamakura Shogunate 1185–1333

• Muromachi Shogunate (also known as Ashikaga Shogunate) 1333–1568

Warring States Period (Sengoku jidai) 1467–1568

Azuchi-Momoyama Period 1568–1600

• Edo Shogunate (Tokugawa Shogunate) 1603–1867

1582

Musashi born in Harima’s Yonedamura Village as the second son of Tabaru Iesada, the year Oda Nobunaga perishes in the Honnōji Incident.

1585

Toyotomi Hideyoshi becomes Regent.

Late 1580s

Musashi adopted by Miyamoto Munisai of Mimasaka.

1594

Has his first experience in mortal combat with Arima Kihei of the Shintō-ryū.

1597

Defeats Akiyama of Tajima in a duel.

1598

Receives a teaching license in the Tōri-ryū from Munisai.

1600

Battle of Sekigahara. Musashi serves the Tokugawa allied Kuroda clan in Kyushu.

1602

Starts his “warrior pilgrimage” (musha-shugyō) and journeys to the capital, Kyoto.

1603

Tokugawa Ieyasu establishes the shogunate in Edo.

1604

Musashi fights the Yoshioka family.

1605

Establishes the Enmei-ryū school of swordsmanship and writes Heidōkyō. Spends the next five years honing his skills and engaging in over 60 duels without loss.

1610

Defeats Kojirō in a duel on Ganryujima Island.

1611

Reflects on his career until now and laments that he does not truly understand the principles of combat.

1615

Participates in the Summer Siege of Osaka Castle as a warrior of the Tokugawa-affiliated Mizuno clan. The Totoyomi line is destroyed.

1617

Becomes a guest of the Honda clan in Himeji. His adopted son Mikinosuke enters the service of Honda Tadatoki.

1618

Musashi designs the township around Akashi Castle.

1626

Honda Tadatoki dies of illness and Mikinosuke commits ritual suicide to follow his lord in death (junshi). Musashi’s second adopted son, Iori, enters the service of the Ogasawara clan in Akashi. Musashi becomes a guest of the Ogasawara clan.

1631

Iori becomes an elder (karō) of the Ogasawara clan.

1632

The Ogasawara clan relocates from Akashi to Kokura in Kyushu. Musashi and Iori accompany them.

1637

Shimabara Rebellion breaks out in December.

1638

Musashi participates in the Shimabara Rebellion with Iori. Writes Heihō-kakitsuke.

Travels to Nagoya and Edo.

1640

Becomes a guest of the Hosokawa clan in Kumamoto.

1641

Presents Heihō Sanjūgo-kajō to Lord Hosokawa Tadatoshi who dies one month later.

1642

Writes Gohō-no-Tachimichi.

1643

Begins writing Gorin-no-sho.

1645

Passes the Gorin-no-sho manuscript to his student Terao Magonojō. Writes Dokkōdo. Dies on the 19th day of the 5th month.

Footnotes

[1] The first mystery is Musashi’s real name. From around the thirteenth century onwards, warrior families in the provinces distinguished themselves from other families in the same clan by adopting the name of their place of residence as their family name. In a warrior house, the father might also pass one of the characters in his name to his son to continue the link. A samurai would have several names during his lifetime depending on age, adoption or changing status, and would be given a Buddhist name posthumously. In the case of Musashi, his childhood name was Ben’nosuke. For much of his adult life, his formal name was Miyamoto Musashi Genshin (the ideograms for Genshin can also be read as Harunobu). He used “Musashi” on most of his writings and letters until the later years of his life, when he started signing his texts (Heihō-kakitsuke, Heihō Sanjūgo-kajō and Gorin-no-sho) with the surname “Shinmen,” inherited from his adoptive father Munisai.

In his first-known text, Heidōkyō (1605), he uses “Miyamoto Musashi-no-Kami Fujiwara Yoshitsune.” Musashi (the ideograms can also be read as Takezō) was his name but “Kami” indicates an official post (superintendent). This would then be interpreted as “Fujiwara Yoshitsune Superintendent of the Region of Musashi.” He most certainly was not the “Superintendent of Musashi,” but adding such a title to one’s name was not uncommon among warriors in the turbulent years of the Warring States period through to the start of the Edo period. Using the surname of Fujiwara was to emphasize the nobility of his ancestors as the Shinmen could trace their bloodline back to the great aristocratic house. As for “Yoshitsune,” it only appears in Heidōkyō and was probably a nom de plume inspired by the celebrated warrior Minamoto Yoshitsune (1159–89). More on this shortly. There is also a copy of Heidōkyō with a different but similar looking kanji ideogram to Yoshi-“tsune” (経) but is read Yoshi-“karu” (軽). This was probably a mistake made in the transcribing process. He was also referred to erroneously as “Miyamoto Masana” in Honchō Bugei Shōden (1716). This may well have been a completely different person. In the same text, “Shinmen” is mistakenly rendered as “Niimi” as an alternative reading.

Much of the confusion can possibly be explained by the theory that there were in fact several swordsmen called “Miyamoto Musashi” who preceded our protagonist. Connected to this theory, the Enmei-ryū school of swordsmanship was not invented by Musashi as is often thought. Legend has it that Minamoto-no-Yoshitsune was taught sublime sills in swordsmanship by the Tengū, a mythological goblinlike creature in Japanese folklore with a long beak and wings, and a man’s body, arms, and legs. Yoshitsune in turn taught the skills to the monks of Kyoto’s Kuramadera Temple. These monks formed their own independent schools based on Yoshitsune’s teachings which became known historically as “Kyō Hachi-ryū,” the eight schools of Kyoto. These were often compared to the so-called “Kashima Shichi-ryū,” the “seven schools of swordsmanship” that have their roots in the Kashima Shrine in the east of Japan such as Tsukahara Bokuden’s Shintō-ryū.

One of the Kuramadera monks called Junjōbō Chōgen created Enmei-ryū. The Okamoto family became custodians of the style of swordsmanship and taught it to warriors in the Shinmen and Hirao clans. A notable early student of the tradition was called “Miyamoto Musashi.” Subsequent swordsmen allegedly adopted the name such as Miyamoto Musashi Masana, Miyamoto Musashi-no-Kami Yoshimoto, and Miyamoto Musashi-no-Kami Masakatsu, and it is hypothesized that it became a kind of brand. Munisai’s Tōri-ryū may have been based on Enmei-ryū (being related to the Shinmen clan), in which case Musashi’s early tuition in swordsmanship would have been an extension of Enmei-ryū. If this was the case, it stands to reason that he would have adopted the name of Miyamoto Musashi when he formed his own version of Enmei-ryū in 1604, as well as the name of Yoshitsune.

As for Genshin (玄信), the ideograms have a familial connection with his birth family of Tabaru and were possible adopted by Musashi as being symbolic of that link. Musashi’s Buddhist name was Niten Dōraku.

[2] The English translation by Charles S. Perry is titled Musashi: An Epic Novel of the Samurai Era (1981).

[3] The decisive battle in the rise of Tokugawa Ieyasu, which led to Japan’s transition from centuries of war to an epoch of extended peace. Sekigahara is a rustic location in what is now Gifu prefecture. Soon after Toyotomi Hideyoshi died in 1598, powerful daimyō lords allied under a tentative veil of stability began to assert their dominance. Two armies readied for war, with the so-called Western Army led by Ishida Mitsunari and the Eastern Army by Tokugawa Ieyasu. Thanks to defections and superior planning, Ieyasu prevailed in the tense confrontation that pathed the way for national unification.

[4] No pun intended. Although contemporaries, Musashi never met Takuan.

[5] Musashi never married. Dōbō Goen (1720) by Shōji Katsutomi describes courtesan culture in the Yoshiwara pleasure quarters. One vignette mentions a prostitute called Kumoi who became friendly with a man named Musashi who “fights with two swords.” Bushū Genshin-kō Denrai also declares that Musashi had a relationship with a woman, possibly a prostitute, who became pregnant and gave birth to a girl who died aged three. Musashi never mentioned such matters in any of his writings, and the story of his love life, if he had one, went to the grave with him. Otsū is purely a fictional character.

[6] For example, see G. Cameron Hurst III’s interesting article, “Samurai on Wall Street: Miyamoto Musashi and the Search for Success,” Hanover, NH: Universities Field Staff International, UFSI reports no. 44, 1982.

[7] Authentic Musashi ink paintings are cherished works of art, and several have been designated as National Treasures. Musashi’s skill and sensitivity with the brush is undeniable. It is easier to identify fakes these days. Chemically analyzing the paper and ink can determine the work’s age. Connoisseurs of Musashi’s art can also detect forgeries through the style of brush stroke.

[8] There are over forty portraits of Musashi, but even so-called self-portraits were painted around the mid-Edo period so we do not know what he really looked like. According to a passage in Bushū Genshin-kō Denrai, Musashi stood six feet tall and was as strong as an ox. If true, he would have been a giant in his day.

[9] Kokura is close to Ganryūjima, and the large stone monument was erected there nine years after Musashi’s death in 1654 by his adopted son Iori. One theory suggests that the inscription was crafted by Shunzan Oshō, the abbot at a nearby Buddhist temple with whom Musashi was thought to be friends. It was, in fact, Shunzan’s teacher, Daien Oshō, who was on good terms with Musashi. Judging by the wording of the inscription, Iori was the author. Given its importance as a primary source, I have included a full translation of the monument’s inscription in the Appendix.

[10] See Uozumi Takashi, Miyamoto Musashi: “Heihō no Michi” wo Ikiru (2008) for an overview of recent source discoveries.

[11] Jitte (also pronounced jutte) were short hand-held metal truncheons mainly used by low-ranking samurai to disarm and apprehend criminals.

[12] See Harumi Befu, Japan: An Anthropological Introduction, San Francisco: Chandler Publishing, 1971, pp. 50‒52.

[13] Ibid.

[14] Kitano Takeshi played the role of Munisai.

[15] Also known as Muninojō.

[16] 無三四 (Musashi) instead of 武蔵 (Musashi). Phonetically, they are read the same way. Musashi is also referred to as “Masana” in the document.

[17] Also read as Tahara or Tawara.

[18] The age of sixty is significant in Japan. The traditional calendar was structured on sixty-year cycles and a new cycle begins on one’s sixtieth birthday. Musashi likely signed off stating his age as sixty as it is considered auspicious and symbolic of the completion of his school of strategy after a lifetime of study.

[19] This is a touchy subject I avoid talking about with Hirata Sensei, a good Kendo friend of mine who is very proud of his direct familial connection with Musashi. He is an adamant supporter of the theory that Hirata Munisai was the adoptive father of Musashi. Both the Hirata and Hirao families traced their bloodlines back to the same Akamatsu clan. The Hirata were vassals of the Shinmen family and they both lived in close proximity in Miyamoto village. Hirata family records were destroyed in several fires and rewritten at the end of the Edo period. It is easy to imagine how confusion could arise.

[20] In 1441, infuriated once again by rumors that the 6th shogun, Ashikaga Yoshinori, also planned to redistribute some of his territories, Akamatsu Mitsusuke took the drastic step of assassinating him at a Noh performance in Kyoto. A shogunal army led by Yamana Sōzen defeated Mitsusuke’s forces later that year and Mitsusuke committed suicide after his men deserted him.

[21] According to Iori, Musashi inherited the headship of Shinmen Munisai’s family in Mimasaka in 1591. As Musashi would have been too young and Munisai still alive, this is most likely incorrect.

[22] Musashi is often credited with developing the style of combat using two swords simultaneously. This is incorrect. It appears that Munisai passed on dual sword techniques to Musashi and to several other students. There were some subsequent Nitō schools that developed independently of Musashi’s line.

[23] Munisai wrote Tōri-ryū Mokuroku (“Catalogue of Tōri-ryū”) in 1598. He signed it “Founded by Tenka Musō,” (Peerless in the Realm) which may be a reiteration of the title Hinoshita Musō bestowed upon him by the shogun.

[24] The Shinmen and Kuroda clans went against their kin when they aligned with Hideyoshi during the Harima campaign of 1878. It was a topsy-turvy era when allegiances changed frequently. The Shinmen clan fought for Toyotomi supporters against Ieyasu at Sekigahara. The Kurodas, however, fought with Ieyasu’s allies in Kyushu. At this juncture, it is likely that Musashi and Munisai were inadvertently fighting for opposing forces but in different parts of the country. When the Western army was defeated, the Shinmen clan was admitted into the network of Kuroda vassals through their ancestral and regional ties.

[25] Tokugawa Ieyasu established the shogunate in 1603. This signified the unification of Japan after centuries of civil war, but the feeling in early Tokugawa Japan was still tense. Unified on the surface only, many harbored feelings of distrust against former rivals and enemies. Hideyoshi’s son Hideyori still occupied Osaka Castle, and many a disgruntled daimyō not happy with the balance of power developing under the Tokugawas directed their loyalties to the house of Toyotomi. Seeing the Toyotomi and their supporters as a threat, Ieyasu accused them of sedition and mobilized his allies to finish Hideyoshi’s legacy once and for all with two all-out attacks on Osaka Castle.

[26] Eight more were added a couple of years later and some of the text was reworked.

[27] One of the only known texts to give an account from the Yoshioka perspective is Fukuzumi Dōyō’s Yoshioka-den (1684). The details are doubtful and conflicting, and predictably biased toward the Yoshioka side. He writes that the first match ended in a draw, and although a rematch was decided, Musashi never turned up.

[28] Nitenki asserts that he was originally a student of the mighty Toda Seigen (1520–?), but again the dates do not add up so this is probably incorrect.

[29] Ieyasu positioned some of his loyal retainers as daimyō and classed them as fudai (hereditary vassals). Fudai daimyō eventually numbered 145 clans. Another class of daimyō were the shinpan (cadet daimyō), who consisted of blood relatives to the Tokugawa rulers. The remainder were called tozama (outside daimyō). They were lords who had decided to support Ieyasu’s Eastern army just before the Battle of Sekigahara, or those whom Ieyasu saw fit to pardon. Numbering around 100 houses at the end of the eighteenth century, tozama daimyō were generally not trusted and were constantly under surveillance.

[30] Refer to Uozumi Takshi, Miyamoto Musashi: Nihonjin no michi (2002).

[31] Ibid.

[32] This system was, in effect, a form of hostageship. Daimyō were obligated to attend the shogunal palace in Edo at fixed periods, and the expense involved in travelling to Edo was debilitating, as were the costs of maintaining a mansion for full-time staff, including the daimyō’s family members, who remained in Edo after the lord returned to his domain.

[33] Ieyasu formulated Buke Shohatto from thirteen articles with the intention of defining relationships and obligations of samurai and their houses in order to maintain lawfulness in the realm. Most of the content was rarely enforced but it did set official standards of behavior expected of the elite warrior class.

[34] Kyakubun was a position of privilege. It can be equated to a “visiting professor” in the modern university context. A “guest” had no responsibilities in terms of administration but was expected to share his knowledge with the daimyō and his vassals in whatever art he had made a name for himself. It was also a position that gave Musashi a lot of spare time to try his hand at other artistic pursuits such as calligraphy, ink painting and sculpturing.

[35] Maybe it was this experience that led to his high esteem for master builders. See page 61, Earth Scroll.

[36] With no more battles in which a warrior could prove his worth, there was a marked rise in self-immolation in the early Edo period. Retainers committed junshi (ritual suicide) to follow their lord in death. Such an act was lauded as a supreme demonstration of loyalty and gratitude to the lord, and those who chose this end were honored posthumously. Over time, daimyō started to view the number of retainers willing to commit junshi as a kind of popularity contest, which in turn led to suicides motivated by peer pressure and bullying rather than genuine loyalty. With the number of officials suddenly dwindling each time a daimyō died, the “damned if you do, damned if you don’t” custom was condemned by the shogunate, which outlawed the practice by decree in 1663.

[37] Refer to the Kojirō affair.

[38] Naozumi’s wife was the sister of Ogasawara Tadazane’s wife.

[39] As I mentioned in the section on Ganryūjima, Nagaoka Sado-no-Kami Okinaga was a pupil of Munisai, and during the Shimabara Rebellion he dispatched an emissary to Musashi. A letter that Musashi sent to Kumamoto requesting that he be accepted as a guest was recently discovered and is preserved in the Kumamoto Prefectural Library.

[40] Literally “Spirit Rock Cave.” The sacred spot is situated behind the Unganzenji Temple in west Kumamoto, which dates back to 1351. In the center of the shallow cave is a large boulder of volcanic rock which is referred to as the “meditation stone.” At the back is an enshrined statue of the four-faced goddess Kannon. Legend has it that the statue mysteriously washed up at the cave 1,000 years ago after the ship that was transporting it sank.

[41] With fame came fraud, and schools such as the Musashi Enmei-ryū and the Jitte Enmei-ryū sprang up claiming to be directly transmitted from Musashi, but were in fact not.

[42] Musashi’s school is often translated as “Two Swords/Heavens One School.” I think that this rendition is missing the point of using dual swords in unison. Musashi emphasized the importance of things converging, which is why I believe “School of Two Swords/Heavens as One” is closer to Musashi’s philosophy.

[43] It is commonly believed that Musashi also gave Furuhashi Sōzaemon permission to teach. Furuhashi ended up in Edo where he taught “Musashi-ryū” swordsmanship and jūjutsu. There is a copy of Gorin-no-sho available at the International Budo University library, which was probably compiled in Edo, with Furuhashi’s name as the recipient in the colophon. This and other documents he obtained to legitimize his claim of direct transmission appear to be possible forgeries.

[44] The ideogram used for kū (空) is also read as sora (sky).

THE BOOK OF FIVE RINGS

GORIN-NO-SHO

五輪書

SCROLL 1

The Earth Scroll

Chi-no-Maki

地の巻

Main Points

* The Way of Combat Strategy broadly denotes the samurai’s way of life and social obligations.

* Musashi makes no distinction between samurai and the other classes in terms of preparedness to sacrifice life for the sake of honor.

* Each occupation is a “Way” in its own right. What sets the samurai apart from other echelons of society is that their Way demands victory at all costs.

* Musashi compares the samurai general with the master carpenter in his theory of leadership.

* The meaning behind Musashi’s school of swordsmanship, the Niten Ichi-ryū, is explained.

* Nine rules for following the Way of Combat Strategy are given.

Introduction

I call my Way of combat strategy[1] Niten Ichi-ryū.[2] This being the beginning of the tenth month of Kan’ei 20 (1643), I have climbed up Mount Iwato in the province of Higo in Kyushu,[3] paid homage to Heaven, made a pilgrimage to Kannon, and face the altar as I contemplate writing down for the first time the culmination of what I have learned over many years of austere training.[4] A warrior of Harima, my name is Shinmen Musashi-no-Kami Fujiwara-no-Genshin. I am sixty years old.[5]

I have devoted myself to studying the discipline of combat strategy since I was young. I experienced my first mortal contest at thirteen[6] when I struck down an adherent of the Shintō-ryū[7] named Arima Kihei. At sixteen, I defeated a strong warrior named Akiyama from the province of Tajima. At twenty-one, I ventured to the capital [Kyoto] where I encountered many of the best swordsmen in the realm.[8] Facing off in numerous life-and-death matches, I never once failed to seize victory. Afterward, I trekked through the provinces to challenge swordsmen of various systems and remained undefeated in over sixty contests. This all took place between the ages of thirteen and twenty-eight or -nine.[9]

After turning thirty, I reminisced on past experiences and realized that my success could not be credited to a true mastery of strategy. Could my triumphs have been attributed to an innate ability in the Way of combat strategy that kept me from straying from Heavenly principles? Or was it due to flaws in the other schools of swordsmanship that I encountered? Thereafter I studied zealously from morning to night in a quest to discover the deepest principles. I was about fifty when I realized the real meaning of the Way of combat strategy. Since then, I have spent my days not needing to seek any more. Having attained the essence of the Way of combat strategy, I practice the disciplines of many arts without the need of a teacher in any of them.

As I write this dissertation, I do not appropriate terms from Buddhist law or Confucius teachings, nor do I quote old customs from ancient war chronicles and military texts in conveying the perceptions and true spirit of my school.[10] With the Heavenly Way and Kannon as my mirror, I put brush to paper and commence writing this evening on the tenth day of the tenth month in the hour of the Tiger.[11]

To begin with, combat is the mandate of warrior houses. It is incumbent on the general to practice the Way and for soldiers who fight under him to know it. No warriors these days perfectly understand what the Way of combat strategy really entails.

First, of the myriad disciplines in the world Buddhist law is the Way of salvation. The Way of Confucianism specifies precepts for those engaged in the Way of letters. Physicians practice the Way of healing various ailments. There are poets[12] who teach the Way of waka.[13] Then there are those who practice tea, archery, protocol and other artistic Ways.[14] In all of them, followers study their chosen discipline as they please and do so because they enjoy it. There are few, however, who practice the Way of combat because they like to.

To start with, as the term bunbu-nidō suggests,[15] the correct Way for warriors is to possess the desire to practice the arts of both scholarship and war. If, for example, the warrior proves inept, he must make every effort to excel in his Way in accordance with his social standing.

Inquiring into the minds of samurai today, it would seem that many believe the warrior’s Way demands nothing more than an unwavering preparedness for death. The Way of death, however, is by no means limited to the domain of the samurai. Priests, women, farmers and those beneath them[16] are also aware of their social obligations and embody a sense of shame. They, too, are prepared to sacrifice life when the time comes, making them no different from samurai.[17]

For those practicing the Way of combat strategy, however, being better than others in everything is fundamental. The warrior must prevail when crossing swords with a single opponent and be victorious in a mêlée against many. In this way, he claims honor and distinction for his lord and for himself.[18] This is achieved through superior strength in combat.

There are naysayers in the world at large who claim that studying the Way of combat strategy is futile when confronted with the reality of battle. In response to this claim, I teach that the warrior must practice his craft in such a way that it is practical and functional in all things and at all times, for this is the true Way of combat strategy.

(1) About the Way of Combat[19] （一、兵法の道と云事）

In China and Japan,[20] adherents of this Way are referred to as “masters of strategy.” It is inconceivable for a samurai not to study this path.

In recent years, many making their way in the world as “strategists” are, in fact, exclusively engaged in swordsmanship. It was not long ago that, declaring a bequeathal of knowledge from the deities, custodians of the shrines of Kashima and Katori in the province of Hitachi created schools based on divine teachings and taught people throughout the provinces.[21] In times long since gone, there existed what were known as the “Ten Skills and Seven Arts.”[22] Strategy falls under the rubric of “Art,” albeit one that is pragmatic. Being practical, this means that it is not limited to the ambit of sword work. It is impossible to understand swordsmanship based on the principles of the sword alone. Naturally, teaching only swordsmanship will not measure up to the laws of combat [in pitched battle].

Looking at the world, I see how people peddle their arts. In addition to the various utensils of their craft, they even think of themselves as commodities for sale.[23] This is analogous to a flower and its fruit, where the fruit is, in fact, much smaller [and is more show than substance]. In any case, colorful displays of technique are flaunted in these martial art “Ways” to force the flower into bloom. Profiteers blathering over this dojo or that dojo,[24] teaching one Way or learning another in the hope of conquering in the fray, fit the [popular] adage “Unripe martial arts are the root of serious harm.” Never a truer word has been said.

On the whole, there are four paths that can be traversed in life: the four Ways of the samurai, farmer, artisan and merchant.[25] First is the Way of the farmer. The cultivator arranges various tools and spends the year from spring through to fall keeping a keen eye on seasonal changes. This is the Way of the farmer.

Second is the Way of the merchant. The brewer of rice wine acquires various materials to ferment his sake and makes his way through life procuring commercial gain contingent on the good or bad quality of his wares. Merchants seek to generate profit to live prosperously. This is the Way of the merchant.

Third is the Way of the samurai.[26] It is called the warrior’s Way because the samurai fashions his own tools and knows the intrinsic virtues of his weapons.[27] Is it not a mark of inexperience for a samurai to be oblivious to the merits of his arms because he played no part in their production?[28]

Fourth is the Way of the artisan. The carpenter in his Way has many different tools at his disposal and understands how to use each one. Employing his measure to follow charts with precision as he builds, he applies his skills industriously throughout his life. These are the four Ways of the samurai, the farmer, the artisan and the merchant.

The Way of combat strategy can be likened to the craft of carpentry. Comparing samurai with carpenters is related to the subject of “houses.”[29] We speak of noble houses, warrior houses and the “Four Houses.”[30] We also talk of the collapse or continuation of a house. In the arts we refer to a school or tradition as a house. It is because the label “house” is employed as such that I draw parallels with the carpenter’s Way. The word “carpenter” (dai-ku) is written with the two ideograms meaning “great” and “craft.” The Way of combat strategy is also a “great craft,” which is why I relate it to the carpenter’s endowments. Study the content of these scrolls carefully if you seek to become accomplished in the craft of war. Train assiduously, with the teacher serving as the needle and the student as the thread.[31]

(2) The Way of Combat Strategy—A Comparison with Carpentry （一、兵法の道、大工にたとへたる事）

A general, like a chief carpenter, must bear in mind the laws of the realm, ascertain the statutes of his province and know the rules of his house. This is the Way of the chief.[32] The chief carpenter remembers measurements for pagodas and temple halls, knows construction plans for palaces and watchtowers and designates tasks to his men to ensure the project is completed. In this way, there are similarities between the chief carpenter and the head warrior.

The carpenter chooses what kind of wood is suitable for building a house. Straight timber without nodes that is pleasing to look at is reserved for the exterior pillars. For the rear pillars, lumber that is straight and strong can be used even if it has knots. Wood of the finest unblemished appearance is suitable for lower and upper rails, doors and sliding panels, even if it is slightly fragile. If the degree of durability needed in different parts of the house is carefully gauged and wood quality is selected accordingly, even a house that is constructed with gnarled, twisted timber will last for years without falling down. Wood that is knotty, warped and weak should be earmarked for scaffolding and kindling when the job is done.

The master carpenter knows who of his men are high, middle or low in terms of ability and delegates jobs that match their capabilities. Some will be tasked with making the alcoves, others the sliding screens, the lower and upper rails, ceiling work, and so on. Those lacking in skill will be deployed to lay the joists, and those with even less aptitude will be kept busy doing menial chores, such as making wedges. Work is sure to progress expediently and economically by properly discerning the competencies of one’s men. Things must proceed with efficiency to make headway. One must be unforgiving of shoddiness, cognizant of what is important and aware of the upper, middle and lower levels of liveliness in one’s men. One must also be able to energize momentum in the project and know limitations. These are all things the master builder sets his mind to. The principles of strategy and combat are the same.

(3) The Way of Combat Strategy （一、兵法の道）

A trooper is like a regular carpenter. A regular carpenter keeps his tools sharpened, makes his own auxiliary tools and transports them all in his toolbox. Following the master builder’s directives, he hews the pillars and beams with his ax, smoothens floorboards and shelves with his plane, shapes openwork and carves intricate ornamentations. Dutifully keeping to the schematics for every nook and cranny, he assembles even the long-roofed passageways to perfection.[33] This is the carpenter’s mandate. When a regular carpenter has learned the skills of his trade well and has absorbed the art of planning construction, he too will become a master builder.

A carpenter must have to hand tools that cut well. It is important to sharpen them whenever there is a spare moment. With these tools, he expertly fashions cabinets, bookshelves, desks, lampstands, chopping boards and even pot lids. A trooper has many qualities in common. This requires careful examination. It is imperative that the carpenter ensures that the wood he uses does not warp, the joins are aligned and the boards are planed meticulously so that they do not need to be rasped or manipulated later. This is key. Those who desire to learn the Way [of combat strategy] must take each detail contained within these scrolls to heart, scrutinizing them carefully.

(4) About This Book of Combat—The Five Scrolls （一、此兵法の書、五巻に仕立る事）

This treatise is divided into five Ways. The quintessence for each Way is conveyed in five scrolls: Earth, Water, Fire, Wind and Ether.

In the Earth Scroll, I outline the gist of combat from the standpoint of my school. It is impossible to comprehend the true Way through swordsmanship alone. The expert learns “big things” first and then the smaller details, passing from shallow ground through to the deepest sphere of understanding. To first acquire a firm grounding in the direct and correct Way, I call the opening scroll that of “Earth.”

Second is the Water Scroll. The attributes of water represent the essence of the mind. Be a container square or round, water adjusts its form to fit the shape of the container. Water may be a small drop or a great ocean. [The deepest] Water has a sparkling hue of emerald green. I present my school in this scroll inspired by the purity of water. Through mastering the principles of sword work, the ability to triumph at will over one man means that you can defeat any man [or number of men] in the world. The mindset for defeating one man is the same as for beating one thousand or ten thousand. The strategy exercised by the general is to modify small-scale matters and apply them on a large scale, much like erecting a giant Buddha statue from a small 12-inch model. It is not easy to write about such things in detail, but the principle underlying strategy is “To know ten thousand things from knowing one thing.” With this consideration, I explain the substance of my school in the Water Scroll.

Third is the Fire Scroll. In this scroll I write about combat. Fire becomes big or small and epitomizes a mind of heated ferocity. That is why I write of war in this scroll. The Way of war, be it one-on-one combat (small-scale) or a clash of ten thousand versus ten thousand men (large-scale), is the same for all. How to make the mind “think big” or “think small” should be considered judiciously. Big things are easy to see whereas small things are not. In specific terms, with a large body of men it is a challenging task to change tactics at a moment’s notice. An individual, however, being of single mind, can alter his approach rapidly. This is what is meant by “small things being difficult to grasp.” Ponder this matter carefully. What I write in the Fire Scroll are of things that transpire in an instant. Therefore, it is critical in combat training that the warrior accustoms himself to always maintaining a steadfast spirit. Accordingly, in the Fire Scroll I expound on matters concerning war and dueling.

Fourth is the Wind Scroll. It is titled “Wind” as I do not talk about my school but of the strategy and approaches of other schools.[34] “Wind” is a term that denotes such things as “old trends,” “current trends” and “trends of such-and-such a house.” In the Wind Scroll I disclose specifics of strategy systems and techniques employed by other schools. It is difficult to understand the self without being acquainted with the customs of others.

In the practice of all Ways and arts, there is such a thing as a wayward spirit. You may believe that you are practicing your discipline conscientiously and are on the right path, but you will deviate from the true Way if your mind wanders. Departure from the truth becomes apparent when observed from the straight path. If you flounder in your pursuit of the true Way and your mind wanders even a little, this will lead to a colossal deviation. Too much of something is just as bad as not enough. This requires close examination.

Other schools of strategy are thought of as mainly embracing the art of swordsmanship. This is an accurate summation. The principles and techniques in my school have completely different implications. The Wind Scroll describes in detail the features of other schools to inform you of existing trends in strategy.

The fifth is the Ether Scroll. Although I call it the Ether, how can its depth and point of entrance be discerned when it is indicating emptiness? Having comprehended the truth of the Way, you can then let it go. You will find liberation in the Way of combat strategy and naturally attain a marvelous capacity to know the most rational rhythm for every moment. Your strike will manifest on its own, and hit the target on its own. All this represents the Way of the Ether. In the Ether Scroll I write of how one can spontaneously penetrate the true Way.

(5) About This School—Naming it “Nitō”[35] （一、此一流、二刀と名付る事）

The reason why it is called “Nitō” is because all warriors, from general to rank-and-file, are duty bound to wear two swords in their belts. In days long gone, these swords were called tachi and katana. Now they are katana and wakizashi.[36] It goes without saying that the warrior is never without his two swords. Whether he knows how to use them or not is another matter; but having two swords at his side is emblematic of the path of the warrior. I call my school Nitō Ichi-ryū (The School of Two Swords as One) to make known the merits of carrying two swords.

The yari (pike) and the naginata (glaive) are called “spare weapons” but they still belong in the warrior’s arsenal. In the Way of my school, it is proper procedure for novices to train by wielding a long sword in one hand and a short sword in the other. This is crucial. When the time comes to abandon life in combat, a warrior must make full use of all the weapons at his disposal. To perish with a weapon uselessly sheathed at one’s side is shameful.

Still, it is difficult to manipulate swords freely from side to side with one in each hand. The purpose of practicing Nitō is to get accustomed to using the long sword with one hand. It is standard for bigger weapons such as yari or naginata to be plied with both hands but long and short swords can most certainly be wielded with one.

It is risky to use one’s sword with both hands. You are at a disadvantage when fighting from horseback or when engaged in combat on the run, whether in swamps and muddy rice fields, on stony ground and steep paths, or in the middle of a free-for-all. If you must carry a bow, pike (yari), or another weapon in your left hand, your right hand is needed to brandish your sword. That is why it is incorrect in the true Way to hold your sword with both hands. If it is too difficult to dispatch your enemy with a one-handed blow, you can resort to using both at that point. It is not such a difficult matter to comprehend.

First, we learn to simultaneously wield both swords in Nitō and become accustomed to handling the long sword freely with one hand. In the beginning, it is challenging for everyone to brandish a heavy long sword with one hand. Everything is difficult at first—the bow is hard to draw and the naginata is awkward to flail. Whatever the weapon, you learn to draw a strong bow as your strength increases for the task, and a sword becomes easier to swing as you become attuned to it through training. The discipline of the sword is not predicated on swiftness in the strike. I will explain this next in the Water Scroll. The basic principle to remember in this Way is that the long sword is employed in open areas and the short sword in confined spaces. In my school, victory must be attainable equally with both long and short weapons. That is why I have no established length for the swords we use. The Way of my school is to win no matter what.

The time when it is better to utilize two swords instead of one becomes evident when fighting single-handedly against multiple foes[37] or when you are battling in an enclosed space. I will refrain from explaining this in detail here. Suffice to say, you need to understand ten thousand things by knowing just one thing well. When you practice the Way of combat strategy, let nothing go unseen. Reflect on this closely.

(6) Knowing the Principles Behind the Two Ideograms in “Hei-hō” （一、兵法二つの字の利を知る事）

In this Way, experts in sword work are conventionally known as “strategists.” In the Way of martial arts, those who are skilled in the bow are called bowmen, those who can shoot guns are called gunners, those who carry pikes (yari) are called pikemen and men who wield glaives (naginata) are glaivemen. However, those who specialize in swords are not called long or short swordsmen. Bows, guns, pikes and glaives are all weapons in the warrior’s repertoire and so belong in the Way of combat strategy, but there is a reason why swordsmanship itself is identified as “strategy.” The origins of strategy are found in the sword. It is through the virtue of the sword that the world is governed and the warrior disciplines himself. One who embodies the virtue of the sword will single-handedly be able to defeat ten adversaries. Just as one man can topple ten men, one hundred can defeat one thousand and one thousand can beat ten thousand. Thus, in my school of strategy one man is the same as ten thousand, which is why I say that strategy encompasses all facets of the warrior’s Way.

When addressing the Way, the warrior’s path is different from those of Confucianists, Buddhists, tea masters, protocol experts and dancers. Nevertheless, different though these Ways may be, to know one Way in the broad sense means you will find commonality in all of them. It is important for all men to perfect their own Ways.

(7) Knowing the Advantages of Weapons in Combat （一、兵法に武具の利を知ると云事）

If you know the benefits of different weapons used in battle, you will be able to employ each to optimum effect when the occasion arises. The short sword is best used in a confined area or when close to the enemy. The long sword is generally useful in all situations. On the battlefield, the naginata is slightly inferior to the yari. The yari is useful for taking the initiative, whereas the naginata is more suited for making the second move. If two practitioners with equivalent experience were to face off, the one with the yari will prove slightly stronger. Depending on the circumstances, however, both the yari and the naginata will not be particularly advantageous in cramped areas. Nor will they be useful against an enemy under siege in a house [and vice versa]. Best employed on the battlefield, they are principally weapons for pitched battle. However, they will not be of much use if one forgets the Way and studies them as indoor weapons with intricate techniques.

As for bows, they are suitable in tactical maneuverings against an enemy in battle. Because arrows can be released in rapid succession, bows are particularly effective if deployed alongside a detachment of pikemen or units with other weapons when engaging the enemy on an open battlefield. Notwithstanding, bows are ineffective when attacking forts or assailing an enemy over 2 ken[38] away. Nowadays, it goes without saying for archery, and indeed for all the arts, that there are many flowers but not a lot of fruit.[39] Such “arts” are of no use when they are really needed.

Guns rule supreme when fighting from inside a castle. The gun also has many advantages in the field of battle before a clash commences. When the battle is in full swing, however, guns lose their effectiveness. One of the merits of arrows is that their trajectory can be seen as they fly through the air. On the other hand, a bullet fired from a gun is not visible and this is a downside.[40] Consider this carefully.

With horses, it is important that they are responsive to the handling of the reins and have no bad habits. For all implements of war, choose horses that are strong for walking, long and short swords that are sharp for cutting, yari and naginata that are sharply pointed for stabbing, and bows and guns that are sturdy and will not break when used.[41] The warrior should avoid harboring a preference for any given weapon. Too much of one thing is just as bad as not enough. Do not imitate what others are using. Instead, take to hand weapons that are suited to you and feel right. For both generals and rank-and-file, it is harmful to entertain a strong preference for certain things. Having alternative plans is critical.

(8) About Cadence in Strategy （一、兵法の拍子の事）

All things have their own rhythm. In the case of combat, cadence cannot be mastered without substantial practice. Rhythm is evident everywhere in the world. In the Way of Noh dance, minstrels with their wind and string instruments all have their own harmonious, regular rhythms. In the Way of martial arts, releasing an arrow, firing a gun and even riding a horse have distinctive cadences. Rhythm must never be contravened in any of the arts. Rhythm is also present in things that are invisible. For the samurai, there is rhythm in how he succeeds in service or falls from grace. There is rhythm for harmony and rhythm for discord. In the Way of commerce, there is cadence in the accumulation of great wealth and a rhythm for losing it. Each Way has its own rhythm. Judge carefully the rhythms signifying prosperity and those that spell regression.

There are myriad rhythms in strategy. First, the warrior must know the cadence of harmony and then learn that of discord. He must know the striking, interval and counter cadences that manifest among big and small, fast and slow rhythms.[42] In combat, it is critical for success to know how to adopt the “counter rhythm.” You must calculate the cadences of various enemies and employ a rhythm that is unexpected to them. Use your wisdom to detect and strike concealed cadences to seize victory. I devote much explanation to the question of cadence in all the scrolls. Consider what I record and train assiduously.

As written above, your spirit will naturally expand through training diligently from morning to night in the Way of my school’s combat strategy. I hereby convey to the world for the first time in writing my strategy for collective and individual combat in the five scrolls of Ground, Water, Fire, Wind and Ether.

For those who care to learn my principles of combat strategy, follow these rules in observing the Way:

1. Think never to veer from the Way

2. Train unremittingly in the Way

3. Acquaint yourself with all arts

4. Know the Ways of all vocations

5. Discern the truth in all things

6. See the intrinsic worth in all things

7. Perceive and know what cannot be seen with the eyes

8. Pay attention even to trifles

9. Do not engage in superfluous activities

Train in the Way of combat strategy keeping these basic principles in mind. Particularly in this Way, inability to comprehensively see the most fundamental matters will make it difficult to excel. If you learn these principles successfully, however, you will not lose to twenty or even thirty foes. First, by dedicating your energies wholeheartedly to learning swordsmanship and practicing the “Direct Way,” you will defeat men through superior technique, and even beat them just by looking with your eyes. Your body will learn to move freely through the rigors of arduous training and you will also overcome your opponent physically. Furthermore, with your spirit attuned to the Way you will triumph over the enemy with your mind. Having come so far, how can you be beaten by anyone?

In the case of large-scale strategy [implemented by generals, victory is had in many forms]: win at having men of excellence, win at maneuvering large numbers of men [effectively], win at conducting oneself properly, win at governance, win at nourishing the people, and win at conducting the laws of the world the way they are meant to be. Irrespective of the Way, knowing how not to lose to others and establishing yourself in name and stature is paramount. This is precisely what the Way of Combat Strategy is.

Twelfth Day of the Fifth Month, Shōhō 2 (1645)[43]

Shinmen Musashi Genshin

[To] Terao Magonojō

Footnotes

[1] I have translated heihō no michi as the “Way of combat strategy.” Heihō (also read hyōhō) is a prevalent term throughout Gorin-no-sho but it can have different meanings. Written with the two ideograms of hei (兵) = soldier and hō (法) = law or method, in the broader sense it encompasses the necessary skills for a warrior, such as knowledge of strategy and warfare. In the narrow sense, heihō denotes swordsmanship (kenjutsu). Combined with michi (Way), it also means the code by which warriors live, and this was at the heart of what Musashi meant by heihō no michi.

[2] Musashi’s school was named Niten Ichi-ryū (School of Two Heavens as One), but in the Fire, Wind and Ether scrolls he refers to it mostly as Nitō Ichi-ryū (School of Two Swords as One). He rewrote the draft of the Earth Scroll but not the others before passing the manuscripts to his disciple, Terao Magonojō a week before his death. This suggests he was about to change all references from “Nitō” to “Niten.” It should be noted that following the tradition of Miyamoto Musashi, there are a small number of practitioners in modern martial arts (Kendo) who compete with both a short and long bamboo sword (shinai) in what is called Nitō. The classical school(s) of Musashi’s swordsmanship that are continued today, however, refer to themselves as Niten Ichi-ryū.

[3] Kumamoto.

[4] Kannon (Kwannon), meaning “the one who hears their cries,” is known in Sanskrit as Avalokiteçvara. In Japan, Kannon was one of the most popular of all bodhisattvas. Personifying “compassion,” Kannon was believed to deliver all beings from danger when her name was invoked.

[5] The original Japanese states “sixty” but should be interpreted as sixty something. This previously caused confusion about his year of birth.

[6] Musashi started studying the martial arts in earnest under his adoptive father, Miyamoto Munisai. Munisai established his own school called Tōri-ryū, which specialized in the small-bladed truncheon (jitte), and it was in these techniques that Musashi got this start in the art of combat. See my translation of the Kokura Monument in the Appendix on page 151. Documents point to Munisai as being the first to pioneer fighting with two swords.

[7] Established by the celebrated warrior Tsukahara Bokuden, the Shintō-ryū was one of the earliest established martial art schools (ryūha) in Japan.

[8] This would have been 1602, one year before the Tokugawa shogunate was started by Tokugawa Ieyasu. His three encounters with the renowned Yoshika family, teachers of the arts of war to the Muromachi shoguns, are widely known and contributed greatly to his rising fame. Following his triumphs against the Yoshiokas, he announced the creation of the Enmei-ryū school, and also wrote his first treatise, Heidōkyō. See my translation in Appendix 1. This passage also refers to other itinerant warriors seeking to make a name for themselves through their dueling prowess.

[9] By his own admission, Musashi’s last duel was his legendary encounter with Kojirō on Ganryūjima Island.

[10] Many of the military texts in existence in Musashi’s time cited ancient Chinese classics and incorporated arcane Buddhist or other religious concepts to explain the deeper principles of the tradition. This gave the schools an air of divinity and legitimacy. Indeed, Musashi’s earlier texts, Heidōkyō and Gohō-no-Tachimichi, contain quotations from well-known ancient Chinese texts. In Gorin-no-sho, he clearly states his intention to explain the principles of his school in his own words, in a very matter-of-fact way without using mysterious religious terms. Interestingly, Gohō-no-Tachimichi was written as the introduction to Gorin-no-sho, but Musashi decided to leave it out. See my translation on page 209. Although he refers to the “Heavenly Way” and Kannon in the very next sentence, this is simply inferring that his combat principles represent the universal laws of nature.

[11] While he states it is “evening,” the hour of the Tiger represents the dawn hours between 4:00 and 4:30. Clearly it was still dark, with the sun on the verge of rising.

[12] Kadōsha (adherents of the Way of verse).

[13] Tanka, or a 31-syllable Japanese poem.

[14] This most likely is a reference to the Ogasawara-ryū, which taught archery and protocols of etiquette to warrior houses.

[15] Literally, the “two ways of literature and military,” this ideal indicates that the warrior should be familiar with the genteel arts and scholarship as well as the martial arts, in other words “The Brush and Sword in Accord.”

[16] Outcasts and those on the periphery of society, known as eta-hinin.

[17] Acceptance and preparedness for an honorable death had always been an important element in the warrior ethos. When Musashi wrote Gorin-no-sho, there was a new generation of samurai who, although inheriting the violent cultural mores of their ancestors, had never experienced a battle first-hand. Perhaps this was an admonition to his students that true mortal combat was not something that could be understood conceptually, and therefore unfounded haughtiness in such matters would lead them down the wrong path.

[18] An honorable reputation was essential in warrior society. A samurai was nothing without his honor. Although common in most samurai texts of the era, this is the first and only time Musashi mentions the idea of accruing honor and glory for the benefit of one’s lord.

[19] In the following three articles, Musashi elaborates on what he means by “Combat Strategy.” I have chosen to number each article sequentially. The traditional Japanese method for marking separate articles is with the ideogram for “1” (一).

[20] A common expression in Musashi’s time meaning “everywhere.”

[21] This is a reference to Tsukahara Bokuden, who first learned the Kashima Shintō-ryū and attracted many students as he journeyed through the provinces. Musashi’s first opponent, Arima Kihei, was a student of Bokuden’s school.

[22] Although there are various interpretations of what these were, one early Edo-period source cites the “Skills” as archery, kemari (a type of football or hacky sack played by courtiers in ancient Japan), cuisine, horsemanship, etiquette, divining, falconry, linked verse, flute and chess (shōgi or gō). “The Seven Arts” were penmanship (scribe), singing, percussion, dance, wrestling, reasoning and storytelling. Musashi probably used the term generically in reference to various martial arts.

[23] With the allocation of domains (han) to warlords (daimyō) came a demand for experts in arts (martial arts, in particular) to oversee the education of the samurai in a lord’s service in such matters. The position of domain instructor was very prestigious, and highly sought after.

[24] Martial arts were traditionally practiced outside. It was only from the Edo period (1603–1868) and the onset of peace that buildings for studying martial arts (dojo) started to appear. The burgeoning of dojo (literally, places where the Way is studied) coincided with the commodification of the martial arts and the proliferation of schools created by warriors who had never actually experienced battle. The comment by Musashi was intended as a criticism of this trend.

[25] From around the seventeenth century, Japanese society was loosely divided into the four classes of warrior (gentry), farmer, artisan and merchant (shi-nō-kō-shō). Musashi does not keep to this order in his explanation.

[26] Shi is sometimes translated as “gentry” or “gentleman scholar” but can also be read as “samurai.”

[27] Musashi elaborates on this in Article 7.

[28] Musashi was known for his handiwork in producing wooden swords, tsuba (ornate handguards for swords) and even saddles.

[29] The ie (家) (clan, family or household) was the primary unit of Japanese social organization. It can also simply mean a physical house. Blood kin will form the nucleus of an ie in the familial sense, but will also include distant relatives or even non-relatives in its extended network.

[30] A reference to the ancient noble families of the Minamoto, Taira, Fujiwara and Tachibana. Many warriors could (or claimed to) trace their lineage back to one of these four powerful aristocratic families who came to prominence during the Heian period (794–1185). Musashi proudly links his ancestry with the Fujiwara clan. Another less likely theory about the “Four Houses” is that it refers to the four prevalent schools of the tea ceremony: Ura Senke, Omote Senke, Musha-no-Kōji and Yabunouchi.

[31] A phrase that indicates the traditional Japanese master–disciple relationship. The master leads like a needle piercing the cloth and the disciple follows obediently as he is pulled through unfamiliar terrain.

[32] The word Musashi uses here is tōryō. Within the context of samurai society, tōryō meant leader or commander but was also a term used in construction for a foreman or master builder. Construction projects burgeoned as society stabilized during the early part of the Edo period. Daimyō set about building majestic castles as the centerpiece of their domains, and bustling townships expanded around them. Carpenters belonged to a highly valued profession. Musashi himself was even appointed to help design the township around Himeji Castle, and he clearly admired the master builders whom he worked with.

[33] External corridors (mendō) through which horses could be ridden. This may be a play on words by Musashi as mendō also means “troublesome.”

[34] “Wind” (fū or kaze) not only means the movement of air in the meteorological sense but also implies past or current trends. This is the reason Musashi uses it here, to explain the various idiosyncrasies and patterns seen in schools of swordsmanship.

[35] The following three articles position the role of swordsmanship within strategy.

[36] Japanese swords are collectively referred to as katana these days, but original nomenclature for the weapon indicated differences in shape and length. The tachi had a single-edged curved blade measuring over 35 inches. The katana was shorter at 24–35 inches. With the tachi, a warrior would cut (kiru) or strike (utsu) his enemy, but with the katana he would stab (sasu) or thrust (tsuku). In other words, early references to the katana (uchi-gatana) show that it served as a kind of dirk for combat at close quarters. However, by the fourteenth century the katana was lengthened and eventually replaced the tachi altogether as the standard bladed weapon. From this time on, the katana was used both as a cutting and thrusting weapon. An even shorter weapon, now referred to as the wakizashi, was also combined with the katana, but inserted through the sash, to complete the two-sword set. Musashi uses these terms interchangeably throughout the text. In the Heidōkyō (Article 22), Musashi describes dual-sword usage with tachi and katana, not wakizashi. To avoid confusion, I use the terms “long sword” and “short sword.”

[37] Refer to Article 33 in the Water Scroll (Scroll 2 below).

[38] More than 39 yards (36 meters).

[39] Again, Musashi is criticizing the ostentatious but hardly pragmatic nature of various martial art schools that were proliferating in his era. The ideogram that he uses for “fruit” (実) can also be interpreted as “sincerity.”

[40] Considering the destructive power of firearms in battle with a range of around 220 yards, it may seem odd that Musashi would be concerned with whether the musket ball could be seen or not. This was a consideration for warriors, however, whose reputations and honor were augmented through their military feats. How many enemy heads a warrior claimed in battle decided the rewards reaped in victory. With musket balls, nobody could be sure who a kill should be attributed to, and was a reason why guns were usually eschewed as the dominion of lower-ranked warriors.

[41] Bows and guns, as with swords, were known to break frequently in battle, so bowmakers and gunsmiths often accompanied armies in campaigns.

[42] In other words, the rhythm of the interval or pause that falls between each technique. The tempo of the attacks.

[43] This date falls one week before Musashi’s passing and is thought to be the day in which he handed the manuscript to his disciple, Terao Magonojō.

SCROLL 2

The Water Scroll

Sui-no-Maki

水の巻

Main Points

* Musashi explains the psychological basis for swordsmanship.

* The fundamental elements of combat, such as gaze, posture and how to grip the sword, are described.

* The “five combat stances” (kamae) and “five external forms” (kata) that Musashi developed for the Niten Ichi-ryū are introduced.

* Musashi delves into the importance of the principles and “pathway” for sword usage and cutting.

* Based on extensive combat experience, Musashi gives details of the core techniques, cadences and striking opportunities in his school.

* Musashi teaches how to wage combat against several opponents at once.

Introduction

The essence of my Niten Ichi-ryū is predicated on the properties of water. As such, in the Water Scroll I explain how to enact the pragmatic principles for sword usage in my school.

It is difficult to express in writing the intricacies of this Way in the manner I would like. Even if words are insufficient, careful contemplation should heighten an intuitive understanding of the principles I am trying to convey. Take time to read this scroll and reflect on each and every word. Inattention to detail will result in many oversights in your appreciation of the path. Although the principles I outlay here are explained from the perspective of individual combat, it is important that they be interpreted as equally pertinent to battles between armies of ten thousand men. What differentiates this Way from others is the intrinsic risk that an error of judgment or moment of confusion will plunge you into bad habits.

Simply reading these scrolls will not lead you to mastery in the Way of combat strategy. Even though the concepts espoused here were written specially for you, do not think it is a matter of simply reading, learning or emulating my instructions. Think of the principles as emanating from within your own heart, and study hard to devise ways of embodying them at all times.

(1) About the Mindset of Combat （一、兵法心持の事）

The mindset in the Way of combat must be no different from one’s normal state of mind. In the course of your daily life, and when engaged in strategy, there should be no change whatsoever in your outlook. Your mind should be expansive and direct, devoid of tension, but not at all casual. Keep your mind centered, not leaning too much to one side, swaying serenely and freely so that it does not come to a standstill in moments of change. Consider this carefully.

The mind is not static even in times of calm. In times of haste, the mind does not rush. The body does not carry the mind and the mind does not carry the body. The mind should be vigilant when the body is exposed. The mind must not be absent nor be excessive. Both the high-spirited mind and the lethargic mind are signs of weakness. When the mind’s exterior is weak, its interior must be strong so that the enemy cannot gauge your condition. A small man should be aware of the spirit of a larger man and a large man must know the mind of a small man.[1] Both big and small must keep their minds straight and not become trapped by preconceived notions of size.[2]

Be sure to maintain a spirit that is untainted and extensive. Wisdom will settle in the seat of a broad mind. It is crucial to enrich your mind and your wisdom. By enhancing your wisdom, you will be able to sense what is reasonable and unreasonable in the world and will learn the difference between good and evil. You can then see commonality in the Ways of different arts and you will not be open to deception. This is when one can be said to possess the wisdom of strategy in one’s heart. Wisdom that is fundamental to the Way of combat strategy is distinctive. When you face adversity in the midst of battle and find yourself completely engaged, never forget to focus your mind on the principles of strategy as this will create within you a steadfast spirit. Study this carefully.

(2) About Posture in Strategy （一、兵法の身なりの事）

With posture, it is important to keep your face neither tilted up nor down, nor leaning to one side, nor grimacing. Your eyes should be composed and your forehead free of furrows. Wrinkles should be confined to the area between your brows. Your eyes should not roll nor blink and your eyelids should be narrowed slightly, taking in a broad view of the surroundings. The line of your head and nose should be straight, with the chin protruding slightly. The neck is upright with the nape tensed, shoulders lowered, back straight, backside in, and with the feeling that your whole body from the shoulders down is a solid entity. Push down from the back of your knees to the tips of your toes and thrust your abdomen slightly forward so that your lower back does not stoop. Insert the scabbard of the short sword into your sash, pressing it against your stomach, keeping it, as they say, “wedged in tight.”

With all martial art postures, it is essential to maintain a combat posture in your everyday life and an everyday posture in combat. Study this well.

(3) About the Gaze in Strategy （一、兵法の目付と云事）

One’s gaze should be expansive and far-reaching. This is the dual gaze of “looking in” (kan) and “looking at” (ken). The gaze for “looking in” is intense whereas that for “looking at” is gentle. It is of utmost importance for a warrior to see distant things as if they were close and close things as if they were distant. The warrior must know the enemy’s sword without even seeing it. This is critical in combat and must be practiced attentively. Be it in small-scale combat or large-scale battle, one’s gaze should be the same. It is vital to be able to see both sides without needing to move your eyes.

It will be impossible to accomplish this method of observing things during the tumult of a fight without conscientious training. Take time to thoroughly study what I have written here. Continually employ this mode of observation in your daily life so that you can apply it in any situation. Examine this carefully.

(4) About Gripping the Sword （一、太刀の持やうの事）

To grip the sword, clasp the hilt loosely with your thumb and forefinger, moderately with the middle finger and tightly with the bottom two fingers. There should be no space between your hands and the hilt. Take hold of your sword with the intention of cutting the enemy.

As you swing your sword down to cut, do not change your grip or allow your hands to tighten. Keep in mind that only the thumb and forefinger are ever so slightly manipulated when slapping, parrying or pressing the enemy’s sword. Most importantly, remember to grip the sword with a thought to cutting. The way a sword is gripped is the same in both test cutting[3] and in combat.

Do not allow your hands or sword to become rigid. A rigid hand is a dead hand. A fluid hand is the hand of life. Study this point carefully.

(5) About Footwork （一、足づかいの事）

When moving your feet, raise the tips of your toes slightly so that they float, and kick off strongly from your heels. Depending on the circumstances, move with large or small steps, quickly or slowly, but always in the same way as you would normally walk. There are three styles of footwork that should be avoided. They are known as “jumping feet,” “floating feet” and “stomping feet.”

The method of alternating footwork is known as yin-yang[4]—positive and negative feet—and is fundamental in strategy. This means that you should never move only one foot when cutting, retreating or parrying. Always shuffle right foot-left, right foot-left, one after the other. At no time move with only one foot. Consider this carefully.

(6) About the Five-way Stances （一、五方の構の事）

The five-way stances in swordsmanship are upper (jōdan), middle (chūdan), lower (gedan), left (hidari-waki) side and right (migi-waki) side. Although there are five stances, their purpose is the same—to cut the enemy. There are no other stances apart from these five. When assuming any of the stances, do not dwell too much on what it is. Think only of cutting the enemy. Whether you take a big or small stance depends entirely on what is best for the situation at hand. Upper, lower and middle stances are fundamental, whereas left- and right-side stances are advanced postures. They are to be used in places that are obstructed overhead or on the flanks. The use of left or right stances should be decided depending on the location. Do not forget that the middle stance is the cornerstone of swordsmanship. It encompasses the essence of all stances. If you look at strategy generally, you will realize that the middle stance is the seat of the general and the other four follow his lead. Understand this notion.

Jōdan position

Chūdan position

Gedan position

Hidari-waki position (left side)

Migi-waki position (right side)

(7) About Sword Pathways （一、太刀の道と云事）

To know the pathway of the sword is to know its true course. To know the pathway means that you can easily wield the sword you always carry with you, even with two fingers.[5] If you try to brandish the sword quickly, it will deviate from the correct trajectory and be difficult to handle. All you need to do is handle the sword in a manner that is calm and collected. If you insist on swinging it briskly, as you would a fan or dagger, this will cause a deviation from the sword’s path and you will not be able to control it. An enemy cannot be felled by using a long sword in the same way as hacking frantically with a dagger.

When you cut downwards with a long sword, immediately return it along the same path it came. Likewise, in cutting with a horizontal blow, the sword should return along the same sideward trajectory. Whatever the direction, the sword should be moved widely and vigorously with the arms fully extended. This is the pathway of the sword.

Through mastering the five “exterior sword forms” of my school, your swings will be coherent as the sword’s pathway is fixed. Be sure to train diligently.

(8) The Five Exterior Forms—Number One （一、五つのおもての次第、第一の事）

The first stance is that of the middle. Meet your enemy with the tips of your swords directed at his face. When he unleashes an attack, deflect his blade to the right with your longsword “riding” on top of his. When he redoubles, flip your tip over [assuming the upper stance] and knock his sword down from above holding it there. If he attacks a third time, cut his arms from underneath. This constitutes the first exterior form.

It is impossible to grasp the five exterior forms through simply reading about them. You must embody the movements by actual practice with swords. By attentively studying these five exterior forms, you will grasp your own sword pathway and will learn to deal with all manner of attacks thrown at you by the enemy. Appreciate that there are no other forms in Nitō apart from these five. Be sure to drill yourself in them.[6]

(9) Exterior Form Number Two （一、おもて第二の次第の事）

The second form involves cutting the enemy with a single blow from the upper stance just as he makes his attack. If he parries your blow, keep your sword at the point of contact and cut upwards from below as he redoubles. Keep cutting this way if he attacks again. When using this approach, know that there are variations in rhythm and mindset. If you practice my school’s procedures, you will master the five sword pathways and will win no matter what. Learn them well.

(10) Exterior Form Number Three （一、おもて第三の次第の事）

In the third procedure, assume the lower stance with the tips of your swords pointing down and prepare to strike upward to the enemy’s wrists as soon as he launches. He may attempt to deflect and strike your longsword down. In this case, cut his upper arms with a horizontal crosscut, turning the sword to the side with a “traversing cadence” after his strike. When engaging with the enemy from the lower stance, it is essential to stop his strike with a single blow.

When using the swords from the lower stance in accordance with the pathway, you will be able to perceive all when the tempo of the fight is furious or when it is slow. Be sure to train hard with [both] your swords simultaneously.

(11) Exterior Form Number Four （一、おもて第四の次第の事）

In the fourth procedure, assume the left-side stance and strike at the enemy’s hands from underneath as he attacks. If the enemy attempts to strike your sword down, carry through on your upward trajectory to cut at his wrists, extending the swing diagonally up to the height of your shoulders. This is consistent with the pathway of the sword. If your enemy attacks again, parry in line with the sword’s path to come in first. This technique requires practice.

(12) Exterior Form Number Five （一、おもて第五の次第の事）

In the fifth exterior form, the swords are held horizontally in the right-side stance. As the enemy attacks, block [with the short-sword] and swing your longsword up to the upper stance from the low position and follow with a straight downward cut from above. This is essential in learning the pathway of the sword. Mastering this approach will allow you to manipulate heavy swords with ease.

I will not describe in detail the modus operandi of these procedures. Suffice it to say, by exhaustively applying these forms you will learn the Way of sword fighting in my school, master the conventional rhythms of combat, and determine how the enemy uses his sword. Practicing these techniques thoroughly each day and honing your skills in the fray will lead to certain victory, for you will be able to “read” the enemy and know how to exploit the various cadences. Study this well.

(13) The “Stance, No-Stance” Teaching （一、有構無構のおしへの事）

The teaching of “stance, no-stance” means that you must not focus your mind on assuming a particular fighting stance. Nevertheless, the five stances that I have defined can be utilized as engarde postures. With swords in hand, you will adopt various stances as dictated by location and circumstances, such as the posture the enemy is adopting. You must hold the longsword so that you can cut your enemy convincingly at any time. If you assume the upper stance, you can lower your longsword to the middle stance as required. From the middle stance, you can then raise the swords to adopt the upper stance again if the opportunity arises. You can also raise your longsword from the lower stance to the middle stance as needed. Again, depending on the circumstances, bringing the swords to the center from either the left or right sides will generate the lower or middle stance. This is why I teach “There are stances, but there is no stance.”

Regardless of the situation, first and foremost the sword is held so that the enemy can be cut.

You deflect your opponent’s sword as he attacks, you can parry, slap, strike, stick to or press his sword, but the objective is to cut the enemy. If you become obsessed with the act of parrying, slapping, striking, sticking to or pressing your opponent’s weapon, the subsequent strike will lack vigor. Always remember that any stance you assume is for cutting. Practice this well.

As for large-scale strategy, the positioning of soldiers is consistent with the engarde stances to ultimately seize victory in battle. It is bad to [inhibit yourself and] settle [on a set stance].[7] Contemplate this carefully.

(14) About Hitting the Enemy with a “One-Count” Strike （一、敵を打に一拍子の打の事）

The cadence of striking your enemy in “one-count” refers to the action of slashing from the optimal interval for engagement before the enemy is ready to attack. It is executed without revealing any movement before the attack or allowing your mind to become attached to anything. Stop the enemy from acting with the “one-count” strike. Take him with a single blow off the mark before he has time to contemplate drawing his sword, change his stance or launch an attack. This is the “one-count” strike. After perfecting this attacking rhythm, train to beat any opponent with it, then practice exploiting the “pause cadence” where the enemy is momentarily static between phases.

(15) About the “Two-Phase Traversing Cadence” （一、二のこしの拍子の事）

If the enemy parries or retreats as you are about to attack, feint a strike and then follow up with a second real cut just as he relaxes after backing off or parrying the first false attack. This is what is meant by the “two-phase traversing cadence.” Just reading about it will not suffice. You will only grasp it when it is taught directly.

(16) About the Strike of “No-Thought No-Form” （一、無念無相の打と云事）

When you and your opponent attack simultaneously, your body becomes the “striking body” and your mind becomes the “striking mind.” As such, your hands will also strike spontaneously with power, speed and no warning. This is the strike of “no-thought no-form” and is of the utmost importance. It is encountered often so must be learned well.

(17) About the “Flowing Water” Strike （一、流水の打と云事）

The “Flowing Water” strike is employed when the enemy you face quickly tries to back away, disengages his sword or tries to press yours. At this point, inflate your form and spirit, move forward first with your body, then with your sword, and cut him with conviction as if you were enveloping him in torpid water. Understanding this technique will make your strikes incredibly effective. You must have the measure of your enemy to achieve this.

(18) About “Opportunity Knocks” （一、縁のあたりと云事）

As you strike and the enemy counters by blocking or deflecting your blade, capitalize on this opportunity to cut his head, hands and legs. To cut through everything along the line of a single pathway of the sword is what I call “opportunity knocks.” Practice this well as it is a method with many applications. Applying this in contests is the only way to master the technicalities.

(19) About the “Flint Spark” Blow （一、石火のあたりと云事）

The “flint spark” blow is a lightning fast move executed without raising your blade in the slightest. This technique necessitates a swift and sure strike utilizing the legs, body and hands in perfect unison. It is difficult to implement without constant practice. Train assiduously to intensify the speed of the blow.

(20) About the “Autumn Leaves” Strike （一、紅葉の打と云事）

The “autumn leaves” strike entails hitting your enemy’s sword down so that he drops it.[8] As the enemy stands before you with his sword poised, smash it down forcefully with “no-thought no-form” or the “flint spark” blow, keeping your sword fixed on his as you follow through. Succumbing to the force, he will inevitably let go of his sword. Drilling yourself in this technique will hone your ability to make the enemy release his sword. Train hard.

(21) About “Body Replaces Sword” （一、太刀にかわる身と云事）

This can also be expressed as “sword replaces body.” When cutting the enemy, the movement of the sword and body are generally not unified. Depending on the approach your opponent takes, by maneuvering your body into the attack first, your sword will strike regardless.[9] You can also strike your opponent just with the sword without moving your body at all. It is standard, however, to move your body in to strike, with the sword following. Study this cutting method carefully.

(22) About “Striking and Hitting” （一、打とあたると云事）

Striking your enemy [with the sword] and hitting him are different. A strike must be executed with resolve, no matter what. To hit is essentially probing for prospects. Even if the enemy succumbs to a strong hit, a hit is still a hit. The strike is a conscious effort to cut through. The swordsman must understand this difference. A hit might succeed in slashing the enemy’s arms or legs but it must be followed by a decisive strike. A hit is to touch. When you fully understand this notion, the variation between the two will become apparent. Examine the differences.

(23) About the “Body of an Autumn Monkey” （一、しうこうの身と云事）

The “body of an autumn monkey”[10] refers to a procedure in which you do not extend your arms. Encroach into the enemy’s space whilst keeping your arms tucked in. Focus on getting as close as possible before executing the strike. Your torso will lag behind if you simply reach out, so try to move your whole body in close as fast as you can, with your hands tucked into your body. It is easy to pounce when you are at arm’s length. Study this well.

(24) About the “Body of Lacquer and Glue” （一、しつかうの身と云事）

The mindset underpinning “body of lacquer and glue” is to advance and attach yourself to the enemy, body to body. Stick steadfastly to the enemy with your head, body and legs. Combatants will often push their head and legs forward but leave their body behind. Attach yourself securely to the enemy, ensuring there are no gaps between your body and his. Consider this well.[11]

(25) About “Contesting Height” （一、たけくらべと云事）

“Contesting height” is to stubbornly infiltrate the enemy’s space without shrinking your body in the slightest. As if to contest height, extend your legs, lower back and neck as you raise your face over his and lengthen yourself to assume the superior stature. It is crucial to go forward assertively. Learn this well.[12]

(26) About “Making it Bind” （一、ねばりをかくると云事）

When you and the enemy strike simultaneously, enter with the sense of binding your swords as he attempts to parry. This is not to hit with too much power but just enough to make the swords stick together firmly. When your sword has fused to the enemy’s through the opposition parry, you can then advance with certainty.[13] There is disparity between “binding” and “tangling.” Binding the swords is controlling, whereas tangling them is weak. Understand this distinction.

(27) About “Body Smashing” （一、身のあたりと云事）

The instant you penetrate your opponent’s space, smash into him with your whole body. Crash your left shoulder into the enemy’s chest, turning your head slightly as you do so. Synchronizing your breathing, smash into him vehemently with the aim of rebounding off the impact. Through mastering this technique, you can knock your opponent back ten or twenty feet. The shock will be so great that he may even die from it. Train hard in this procedure.[14]

(28) About the “Three Parries” （一、三つのうけの事）

There are three methods for parrying an attack. First is the “beat parry” in which you deflect the enemy’s sword over your right shoulder with a thrust of your long sword directed at his eye. Another method is the “ceding parry” whereby you repel the enemy’s sword by thrusting in the direction of his right eye and following through as if to flick his neck. Third, as the enemy attacks, drive at his face with your left fist as you quickly close in. With this third parry, think of it as delivering a left-handed punch. Drill yourself thoroughly in these techniques.

(29) About “Stabbing the Face” （一、おもてをさすと云事）

When you engage the enemy, it is important to always think of piercing his face with your sword tip. If your mind is committed to stabbing his face, he will feel pressured and will be compelled to withdraw his head and body, causing opportunities to be revealed. Devise ways to master this method. Victory is yours if you have the presence of mind to slide into your opponent. Never forget the importance of what I call “stabbing the face.” Train hard to understand this technique.

(30) About “Stabbing the Chest” （一、心をさすと云事）

“Stabbing the chest” is to thrust at the enemy when there are obstacles overhead or at the sides or whenever it is problematic to strike. To avoid the enemy’s attack, turn the blade to reveal its back, then recover the tip without incline and counter with a direct stab to his chest. This technique is useful when you are tired or when your blade is dull and not cutting well. Learn how to apply this method.

(31) About “Katsu-Totsu” （一、かつとつと云事）

Katsu-totsu[15] is used when forcing your opponent to retreat or when he tries to counter your attack. Bring your sword up from below as if to stab him. Then, immediately do the opposite by lowering the sword as if to strike him. The move is executed with a rapid rhythm of stabbing (katsu) then cutting (totsu). This cadence is encountered often in combat. The compound-riposte of Katsu-totsu is executed by raising your sword as if to thrust and then immediately lowering it as if to cut. Practice this cadence repeatedly.

(32) About the “Slapping Parry” （一、はりうけと云事）

The “slapping parry” is used when the exchange of techniques reaches an impasse with a repetitive clang-clang-clang rhythm. Parry the enemy’s attack by slapping the side of his blade, followed immediately with a counterattack. Do not put too much force in the slap and do not become distracted by your own parrying. Counter his attack by slapping and then striking in one continuous stesso-tempo movement. It is important to take the initiative in both the slapping parry and the following cut. If you capture the right cadence for the slap, your sword will remain true and steady regardless of how powerful the enemy’s strike may be. Study this technique well.

(33) About “Dealing to Many Enemies” （一、多敵のくらいの事）

What I term “dealing to many enemies” is employed when engaging several adversaries at once. Draw your long and short swords and take a broad stance to the left and right as if to fling your foes to either side. Even if they assail you from four directions, push them back as one. Scrutinize the manner with which they attack and deal to them in the order of who comes first. Monitor the entire scenario and simultaneously cut with both swords to the left and right in riposte to their offensive. Pausing after you have struck is perilous. Assume the left and right stances without delay and rile the enemy by fiercely striking each one who is in range. Continuing the drive, cut each in his tracks with the intent of whittling them down.

Herd the enemy back into one place so that they can only attack in single file, like a line of fish strung together. As soon as they are bunched, seize the opportunity to cut through without stopping as you sweep them to each side. You will make little progress if you give them the opportunity to fall into compact groups. It is also perilous to rely on counter-attacking as this is essentially giving the initiative to the enemy. You will win by identifying the attacking rhythm of the enemy and by knowing where they will come undone. When you can, train against several partners at a time and practice forcing them back. When you understand this method, you will easily be able to deal with ten or twenty adversaries at once. Train hard and investigate ways to master this.

(34) About the “Principles of Engagement” （一、打あいの利の事）

In combat, it is through the “principles of engagement” that victory with the sword is attained. I need not explain the particulars. What is important is to practice conscientiously in order to realize what it takes to win. This is related to sword techniques that represent the true Way of combat strategy, the particulars of which are to be orally transmitted.

(35) About “One Strike” （一、一つの打と云事）

“One strike”[16] is the surest way to victory. It cannot be understood without a solid grounding in strategy. Training diligently in “one strike” will lead to the embodiment of the combat mind and you will win in any fight. Training is the key.

(36) About “Direct Transmission” （一、直通のくらひと云事）

“Direct transmission” is what I convey to he who has mastered the true Way of the School of Two Swords as One. Temper your body so that it becomes [a weapon for] strategy. Study this well. Other details will be conveyed orally.

This scroll is a summary of the teachings of my school.

To beat people with swords in combat, you must first study the “five external forms” in conjunction with knowing the “five stances” and master the “pathway” of the sword. This way your body will move spontaneously and nimbly. Your mind will perceive the striking rhythms of combat, and the flow of your sword and techniques will be instinctively flawless as you have learned to move unrestrainedly with your body, feet and mind in unison. The principles of strategy will be realized when you defeat one foe or two, and you will come to understand what are strengths and weaknesses in combat. Analyze the content of this scroll article by article as you train and test yourself against various opponents. You will gradually become familiar with the principles of the Way. Be relentless in your study and be patient as you learn the virtue of all phenomena utilizing every opportunity to accumulate actual experience. Engage all and sundry and know their minds. Traverse the thousand-mile road one step at a time. Haste not in your training in the knowledge that this is the warrior’s calling. Seek victory today over the self of yesterday. Tomorrow, conquer your shortcomings and then [build] your strong points. Practice all I have written here, mindful of not veering from the path.

Even if you defeat the most daunting of adversaries, if your victories are not in accord with the principles contained within these scrolls, then they cannot be considered true to the Way. Embracing the principles of the Way, you can prevail over dozens of men. With the accretion of wisdom in sword work, you will master the art of combat for individual duels and large-scale strategy for battle.

One thousand days of training to forge, ten thousand days of training to refine. Be mindful of this.

12th Day of the 5th Month, Shōhō 2 (1645)

Shinmen Musashi Genshin

[To] Terao Magonojō

Footnotes

[1] This can also be interpreted as both small and large numbers of men.

[2] Musashi is warning against the tendency for big men to rely on their strength and small men to depend on speed.

[3] See note 4 in the Wind Scroll (Scroll 4 below) for an explanation of “test cutting.”

[4] “In-yō-no-ashi.”

[5] The bottom two fingers.

[6] Although there are many techniques and procedures studied by adherents of Musashi’s school, his point here is that these are the absolute fundamentals. Everything else is an extension or variation of these principles.

[7] In other words, avoid becoming fixated with battle formations.

[8] Like leaves falling from the trees in autumn.

[9] Analogous to the crack of a whip.

[10] There is some debate as to what the image of an autumn monkey is alluding to. One theory suggests that the monkey wraps itself with its long arms to keep warm in the cool air of fall. Another theory claims that it represents the famous parable of a monkey reaching into a pond of water to grab hold of the moon reflected on its surface, only to lose its balance and fall in.

[11] Practitioners of modern Kendo might recognize this as akin to irimi, or moving the body in close in the last three sets of the Kendo Kata using the kodachi (short sword).

[12] In modern Kendo, this would be similar to tsubazeriai, the tussle with tsuba (sword guards) adjoined as the protagonists look for a chance to strike a hiki-waza (retreating technique).

[13] Imagine the swords stuck together as if they were magnetized.

[14] Again, modern Kendo practitioners will equate this to the taiatari movement used to unbalance the opponent.

[15] Katsu-totsu is an onomatopoeic term representing a quick succession of cut-thrust, thrust-cut movements.

[16] This technique indicates cutting the opponent down with one sword.

SCROLL 3

The Fire Scroll

Ka-no-Maki

火の巻

Main Points

* Musashi explains correct positioning to gain an advantage over the enemy.

* He introduces the “Three Initiatives” for how to control a fight.

* The ability to read the enemy before he can unleash his attack and nipping it in the bud is explained.

* Musashi expounds on the importance of observation and using the eyes to “look in” and “look at.”

* Various psychological tactics to overcome the enemy in mind and body are delved into.

* For example, thinking of the enemy as your own troopers and controlling them at will.

* He teaches how to identify cracks in the enemy’s spirit.

* Musashi warns against flogging a dead horse and relying on the same tactics if they are proving ineffective.

Introduction

In the Nitō Ichi-ryū I consider battle in terms of fire. I will illuminate matters of strategy and the contest of arms in the Fire Scroll. First, many people think of the principles of strategy in the narrowest sense. Some seek to gain an advantage through subtle manipulation of the four to six inches from the fingertips to the wrist. Or they wave a fan about as they envisage how to win through use of their forearms. Others use bamboo swords and the like to teach how to strike more swiftly through honing agility in their hands and legs.[1] They emphasize gaining even the slightest increase in speed.

In exercising my ideas of strategy, I have put my life on the line many times in combat. I have learned the Way of the sword by risking everything in the divide between life and death. Accordingly, I know the strengths and weaknesses of an enemy’s sword as he strikes and have learned how to use the edge and back of the blade [to parry and press]. It is illogical to dwell on small, weak techniques as you prepare yourself to slay an enemy. Small techniques are particularly inappropriate when you are suited in armor [for pitched battle]. It is also not practicable to amass one thousand or ten thousand men for your regular training. You must therefore engage in individual combat to work out the enemy’s tactics, to know his strengths, weaknesses and methods, and then to be able to draw on your insights of strategy to beat all and sundry. In this manner you will become a master of the Way. Think to yourself “Who else but I can access the ‘direct path’?” and “I will accomplish this in time,” then throw yourself wholeheartedly into training in the ways of my school from morning to night. You will find liberation once you have mastered the skills and will naturally gain a sublime ability pertinent to all things. This is the necessary disposition of a warrior in the art of combat.

(1) About Assessing the Location （一、場の次第と云事）

There is such a thing as “bearing the sun” when assessing the place of combat; that is, to take your stance with the sun at your back. If this is not possible, endeavor to keep the sun to your right-hand side instead.[2] It is the same when inside a house. Be sure to have the light behind you or to your right if this is not possible. The area to your rear should be free of obstacles, as should the space on your left-hand side. Assume a stance that is restricted on the right.[3] At night-time also, assume your stance with the same points in mind if your enemy is visible. Take a position with the fire to your rear or with the light to your right. Referred to as “looking down on the enemy,” aim to stand at a slightly higher position than your opponent[s]. If inside a house, this means occupying the room’s alcove.[4]

As the fight progresses, chase your foe back and try to force him to your left side so that his movement is constrained at the back. Whatever the case, it is vital that you drive him into a tight spot. Continue forcing the enemy back unremittingly so that he does not have time to turn his head and see the precariousness of his position. Inside a house, browbeat the enemy in the same way so that he is impervious to the approaching narrow spaces, such as thresholds, lintels, shutters, sliding doors, edges and the like. Pushing him back into these obstacles or pillars is the same—he is not to be given respite to grasp his predicament. In all cases, the enemy is grasp into places with bad footing or with barriers to the sides. At all times make use of the location’s features and, above all, seek to “win the place.” Study this strategy well and train diligently.

(2) About the “Three Initiatives” （一、三つの先と云事）

Of the three initiatives, the first is to initiate the attack before the enemy does. This is called ken-no-sen.[5] The second initiative is to attack the enemy after he initiates first. This is called tai-no-sen.[6] The third initiative is to attack the enemy as he attacks you. This is called tai-tai-no-sen.[7] These are the three initiatives.[8] Regardless of the method of combat, once a fight is underway there are no other initiatives other than these three. Taking the initiative is the key to quick victory and is thus the most crucial aspect of combat strategy. There are many specifics regarding taking the initiative, but it is not necessary to record them in detail here. Victory is only gained through the combat wisdom you possess, taking the appropriate initiative for each situation and having insight into your enemy’s mind.[9]

1. “Ken-no-Sen”—Crackdown Initiative

When you want to attack, keep composed at the start and then suddenly seize the initiative. Take the initiative in an attack with a mind that is fast and furious on the surface but tranquil within. Or advance confidently with a strong spirit and faster footwork than usual and seize the initiative to quickly assail the enemy when you are near him. Another way is to free your mind with the sole intention of routing the enemy from start to finish and win with a spirit brimming with energy. These are all examples of the ken-no-sen initiative—cracking down on the enemy before he can hit back.

2. “Tai-no-Sen”—Cleanup Initiative

The second is the “cleanup initiative.” As the enemy is about to attack, keep perfectly composed as you present him with a [feigned] sign of weakness. Just as he gets in close, move back resolutely showing that you are about to pounce, and strike him straight and strong as he waivers. This is one way of taking the initiative. Another way is repel him with superior intensity when he moves in to attack. He will then change the cadence of his assault. Capture the instant his rhythm changes and secure victory. These are examples of the tai-no-sen initiative—cleaning up after he initiates.

3. “Tai-Tai-no-Sen—Coinciding Initiative

The third is the “coinciding initiative.” As the enemy moves in quickly to attack, face him with composure and confidence. As he approaches, suddenly redouble the drive of your attack and strike him mightily, snatching victory while he is still plodding. If the enemy advances calmly, be light on your feet and confront him in haste. When he gets in close, finish him off with a powerful strike in consonance with his recoil as you jostle with each other. These are examples of the tai-tai-no-sen initiative—coinciding with his attack.

It is difficult to write about such matters in detail. Read what I have outlined here and find ways to work it out for yourself. These three initiatives must be employed in line with to the right time and principles. Although you will not always be the first to attack, seize the initiative to control your opponent’s movement.[10] Whatever the case, train diligently to forge a spirit that seeks victory through the application of strategic wisdom.

(3) About “Stopping the Start” （一、枕をおさゆると云事）

“Stopping the start”[11] involves not allowing the enemy’s head to rise. In the Way of combat is it perilous to go on the defensive in a bout by allowing yourself to be manipulated. Whatever it takes, you must be the one who dominates. It stands to reason that both you and the enemy are of the same mind, so taking the initiative and leading him will be difficult unless you can read his intentions. Blocking his attack, deflecting his thrusts and breaking free of his grip means that you are on the back foot in terms of combat strategy.

Through mastery of the correct Way, “stopping the start” involves anticipating your opponent’s movements in a fight, knowing what he will do before he knows himself. Stop his strike at the “S…” and do not allow him to continue. This is the mindset of “stopping the start.” As he attacks, stop him at the “A….” When he leaps back, stop him at the “L….” When he cuts, nip it in the bud at the “C….” It is all done with the same mind.

Even when the enemy attacks you with some technique, allow futile ones to pass but prevent any that you feel are genuine by not allowing execution. This is foremost in combat. That said, aiming to suppress and thwart your opponent’s attempts is akin to losing the initiative. First, any techniques that you employ must be in accordance with the Way.[12] Stifling the enemy’s technique at the start just as he contemplates striking, and taking control without giving him a chance to succeed, is the hallmark of a master of strategy, a level attained only through rigorous training. Examine thoroughly the principle of “stopping the start.”

(4) About “Traversing Critical Points” （一、とをこすと云事）

In the context of navigating the ocean, “traversing critical points” entails negotiating difficult currents. There may be treacherous straits as long as forty of fifty leagues to be crossed, and this is what is meant by “critical points.” Traversing problematic positions is also necessary at many junctures during a man’s life. With sea routes, you must know the hazardous places that need crossing, know the condition of your vessel and know well the lucky or unlucky omens of each day.[13] Without an accompanying vessel, you must be aware of your position and ride the crosswinds or catch the tailwind. Be prepared for wind changes and to row two or three leagues to port if required. This is how one traverses perilous passages at sea. This mindset relates to overcoming problematic points in life and should be applied with due concern to the demands of the situation.

In swordsmanship and in the midst of pitched battle, the ability to know the right moment to traverse a critical point is essential. Know the enemy’s strengths and have a firm grasp of your own capabilities. Traverse the peril at the optimum point just as a worthy mariner navigates ocean routes. Once crossed, the mind becomes tranquil. If you successfully get past the critical point, your opponent will tire, the initiative will be yours and victory is there for the taking. The mind of “traversing critical points” is essential in large-scale strategy as well as individual combat. This must be examined carefully.

(5) About “Knowing the Conditions” （一、けいきを知ると云事）

“Knowing the conditions” in large-scale battle strategy is to detect if the enemy is flourishing or failing, cognizant of their numbers and intent, taking their location into consideration and carefully scrutinizing the enemy’s fettle. With this information at your disposal, direct your own men in accordance with the principles of strategy and claim certain victory through exploiting the initiative.

When engaged in individual combat also, bear in mind the enemy’s school and ascertain his strengths and weaknesses. It is important to take the initiative and take advantage of the enemy’s state by distinguishing fluctuations and pinpointing the intervals in his rhythm. With superior insight, you will always be able to see the condition of things. When you can move freely in combat, you will see into the enemy’s mind and find many ways to win. Use your ingenuity.

(6) About “Trampling the Sword” （一、けんをふむと云事）

“Trampling the sword” is exclusive to combat.

In the case of large-scale strategy, the enemy will start by shooting their bows or harquebuses. It will be difficult to penetrate the enemy line if you attack after they release a volley of arrows and bullets as they will have time to re-draw their arrows and load powder in their barrels. The best way to deal with bows and harquebuses is to storm the enemy as they shoot. By attacking quickly, the enemy will not have time to nook their bows or reload their harquebuses. React rationally to whatever the enemy throws at you and prevail by trampling their maneuvers underfoot.

In the case of man-to-man combat, if you strike after each blow by the opponent, the engagement will become quid pro quo. If you trample his sword underfoot, he will be defeated on the first attack and will not have an opportunity to make a second. Trampling should not be limited to the feet. The body is used to trample, the spirit is used to trample and, of course, the sword is used to trample. No respite should be given so that the enemy has no chance to make a second move. This is precisely how you take the initiative in any situation. Move in synchronization with the enemy, not with the intent of colliding with him, but to finish him after the encounter. Be sure to explore this teaching carefully.

(7) About “Recognizing Collapse” （一、くづれを知ると云事）

All things are prone to collapse. Houses collapse, the body collapses and enemies collapse when their time is up. Cadences can become confused and collapse. In large-scale strategy, the enemy must be pursued relentlessly as soon as you sense cracks in their cadence. Allowing the enemy to breathe by not capitalizing on this moment of collapse will give them a chance to recover.

When fighting a single opponent, he may start to collapse when his rhythm becomes muddled. He will bounce back if you are not vigilant and you will make no progress. Just as he is on the verge of collapse, immediately rush at him and attack relentlessly so that he cannot even look up. Charge straight at him with single-minded resolve. Beat him to a pulp so that he has no chance to reorganize. Learn the gravity of smashing the enemy to pieces. If he is not pulverized, his spirit will remain. Examine this well.

(8) About “Becoming your Enemy” （一、敵になると云事）

“Becoming your enemy” is to put yourself in his place. Think of a burglar who is holed up in a house he is attempting to rob. We are prone to overestimating the enemy’s strengths. By putting yourself in his position, however, you realize that he must feel that the whole world is against him. With no way out, he is like a pheasant in a cage. The assailant zooming in to kill him is a falcon. Consider this carefully.

Even in large-scale strategy, there is a tendency to think that the enemy force is strong. This leads to a cautious approach. There is little that should concern you if you command plenty of good men and understand the principles of strategy for defeating the enemy. You must also “become your enemy” in individual combat. Defeat comes ahead of the engagement through believing one’s foe is a skilled adherent of the Way who exemplifies the principles of strategy. Reflect on this.

(9) About “Releasing the Four Hands” （一、四手をはなすと云事）

“Releasing the four hands”[14] is a tactic used when you and your opponent are competing with the same mind and have reached an impasse. If you sense that you are battling with the same mind, discard your current methods and employ alternative ones to seize victory.

In the case of large-scale combat, if you engage with the intention of [keeping] “four hands” in play, you will not make progress and your allies will suffer heavy losses. Be ready to change your approach instantly and execute an unexpected tactic to outfox the enemy.

This is true for individual combat, too. If you suspect you are fighting in a “four hands” stalemate, gauge your enemy’s frame of mind and win by changing tack and cutting a completely different line of attack. Consider this carefully.

(10) About “Shifting the Shadow” （一、かげをうごかすと云事）

“Shifting the shadow”[15] is applied when you are unable to fathom the enemy’s mind. With large-scale strategy, when you cannot ascertain the enemy’s situation, feign the start of an all-out assault. Then their state will become obvious and it will be easy to rout them with the right approach when their tactics have been exposed.

In the case of individual combat, if your opponent assumes a rear or side posture to conceal his intentions, his mind will be revealed through the movement of his sword if you lure him with a feint. Thus, with objective divulged you can snatch victory by utilizing the right approach. You will miss the right rhythm if you are haphazard. Study this thoroughly.

(11) About “Arresting the Shadow” （一、かげをおさゆると云事）

“Arresting the shadow” is a tactic used when you perceive that the enemy is getting ready to attack.

In large-scale strategy, the moment you recognize that the enemy is about to act, you suppress them. If you convincingly demonstrate your intent to completely stifle their assault, the enemy, being constricted, will quickly have a change of heart. You can then alter your approach to seize the initiative and defeat the enemy at will with a clear mind.

In individual combat, upon sensing the enemy’s determination to attack, immediately snuff out his drive with an appropriate rhythm. Catch the beat of his retreat. Taking the initiative, defeat him when you sense the right moment. Research this carefully.

(12) About “Infecting” （一、うつらかすと云事）

All things can be infectious. Drowsiness is infectious, as is yawning. Even time is communicable. In large-scale strategy, if you sense that the enemy is agitated and hesitant, pretend not to notice and take your time. Seeing this reaction, the enemy will drop their guard. With your mind set free, attack mercilessly the instant the enemy has been infected by your inaction.

With individual combat, loosen your body and spirit and, as your opponent inadvertently follows suit, seize the initiative to attack powerfully and quickly. There is a similar tactic, “making the enemy drunk.” You contaminate his mind by exhibiting listlessness, hesitancy or weakness. Be sure to explore this strategy thoroughly.

(13) About “Eliciting Agitation” （一、むかつかすると云事）

There are many ways in which one can become agitated, such as being within an inch of danger. A second way is when faced with an impossible task. The third way is through surprise. Study this.

In large-scale strategy, it is important to know how to evoke irritation in the enemy. By suddenly assaulting with vim and vigor when they least expect it, and not giving them a chance to recoup, you can seize the initiative and finish them off in their moment of indecision.

For individual combat, trick the enemy by moving slowly at first and then suddenly attack him with force. It is imperative to not let up, crushing him according to the movement of his body and the fluctuations of his mind. Learn this method well.

(14) About “Invoking Fear” （一、おびやかすと云事）

Many things can invoke fear. Fear is aroused when the unexpected happens.

With large-scale strategy, fear can be conjured in the enemy not only by what they see. Fear can be incited by bellowing, making something small seem greater in size, or by unexpectedly assaulting their flank. Victory is gained by taking advantage of the enemy’s muddled cadence prompted by a moment of terror.

In the case of individual combat, it is important to beat your opponent by doing something unexpected with your body, sword or voice to startle him. Study this well.

(15) About “Blending” （一、まぶるると云事）

When you clash with the advancing enemy and an impasse has been reached, this is the time to become one with him through “blending.” From within the tussle you must find an opportunity to win.

In both large- and small-scale strategy, when the engagement languishes because both are fighting with equal force, blend with the enemy so that it is impossible to make a distinction. From there you can find an opening and to seize victory, winning strongly. Study this tactic in detail.

(16) About “Hitting the Corners” （一、かどにさわると云事）

Pushing through unyielding objects from the front can be an impossible task. In such cases, the tactic of “hitting the corners” is effective. With large-scale strategy, look at the number of opponents before you assault a corner—a protruding area—of their force. If a corner can be reduced, this will affect the entire unit. As one corner is weakened, it is important to then attack other corners in the same way and seize control. In individual combat, even inflicting minor damage on corners of the enemy’s body will make him crumble and will lead to victory. Study this carefully and understand the principles needed to win.

(17) About “Causing Confusion” （一、うろめかすと云事）

To “cause confusion” is to make the enemy lose heart.

In large-scale strategy, calculate what is going through the enemy’s mind on the battlefield and use your strategic prowess to cause confusion among the opposing troops by making them question “Here or there? This or that? Slowly or quickly?” The enemy is left vulnerable when their rhythm is in disarray.

In individual combat, disorient the opponent by employing various techniques to attack according to the circumstances. You can feign a thrust or strike or get in close. You can easily pick him off once you have identified the confusion infecting his mind. This is indispensable in combat, so study it well.

(18) About “The Three Cries” （一、三つの声と云事）

The “three cries” bellowed before, during and after an encounter are distinctive. The method of shouting depends on the situation. A cry is a vocalization of one’s life force. We roar against fires, the wind and the waves. The cry reveals the degree of someone’s vitality.

In large-scale strategy, we roar at the enemy with all our might at the commencement of battle. Vocalizations lower in pitch are emitted from the bottom of the gut in the midst of combat. Then we bellow with gusto in victory. These are what are referred to as the “three cries.”

In individual combat, yell Ei! while feigning an attack to lure the opponent into making a move, and then follow up with a blow from your sword. Roar to pronounce victory after the enemy has been felled. These are known as the “before-after cries.” Do not cry out loudly as you strike with your sword. If you emit a cry during the attack, it should be low in tone and match your cadence. Study this well.

(19) About “Mixing In” （一、まぎるると云事）

What I call “mixing in” is when two armies clash in pitched battle is striking at one of the enemy’s strong points. When that point begins to yield, divert the brunt of your attack to another strong point in the enemy force. It is basically alternating the target of your assaults as if zigzagging down a slope.

This is an important tactic when fighting alone against several opponents. Do not try to defeat each side. When the enemy is pushed back in one direction, turn and attack the strongest opponent on the opposite side. Sensing the cadence of your opponents, move as if zigzagging your way down a path from left to right according to their reaction in a rhythm that suits you. After determining the condition of your enemies, disappear among them and strike with no intention whatsoever of pulling back. You will then see countless opportunities to win. This is also valid for getting in close to a strong opponent in individual combat. To mix in, you must be of the mind to not retreating even one step. You must learn what “mixing in” while advancing entails.

(20) About “Crushing” （一、ひしぐと云事）

To “crush” is to see your opponent as weak and yourself as strong and smashing him to bits.

In large-scale strategy, irrespective of their number, the enemy will show their vulnerability if they hesitate or are disoriented. At this point, crush the enemy from the top down. Overwhelm them with a burst of energy as if to push them back and obliterate them. If the crushing blows are insufficient, the enemy may recover. Crush them as if they were in the palm of your hand. Study this well.

In the case of individual combat, if your adversary is not skilled or he backs off because his rhythm is disrupted, he must be crushed immediately and given no chance to breathe or look you in the eye. It is crucial that he is not afforded the slightest opportunity to get back on his feet. Learn this well.

(21) About “The Mountain-Sea Alternation” （一、さんかいのかわりと云事）

The mind of “mountain-sea”[16] means that it is perilous to execute the same move repeatedly in a fight. It may be unavoidable to employ a tactic twice but never do it three times. If an attack is unsuccessful, keep applying pressure and try again. If it still has no effect, quickly adapt and change your approach. If your next move doesn’t work, then try another. The mindset underlying this is when the enemy is thinking of “mountain,” attack him as the “sea.” If he is thinking “sea,” take him down as the “mountain.” This is the Way of strategy. Study it exhaustively.

(22) About “Knocking the Bottom Out” （一、そこをぬくと云事）

What I call “knocking the bottom out” is as follows. You may feel you have succeeded through application of the principles of the Way in battle when, in fact, in his heart the enemy has not yet yielded. On the surface that he is defeated but deep down his spirit is still very much in the fight. When this occurs, replenish your mind and raze the enemy’s spirit by ripping it apart so that he is defeated beyond doubt. Take care to confirm this.

“Knocking the bottom out” [of his fighting spirit] can be accomplished by the use of a sword, with the body or with your mind. There is not only one way to achieve this. Once the stuffing has been knocked out of the enemy, there is no need to keep fixed on him. If this is not the case, continue to maintain vigilance. It is difficult to destroy an enemy who still harbors a residual spirit to fight. You must study diligently to understand the meaning of “Knocking the Bottom Out” for both large- and small-scale strategy.

(23) About “Starting Anew” （一、あらたになると云事）

“Starting anew” is a tactic used when you and your opponent are tangled in a deadlock. In such a case, you must rid yourself of prior feelings and start afresh as if doing everything for the first time. This way, you can employ a new cadence and snatch victory. “Starting anew” in a gridlock where you are unable to take the initiative requires an instant change of mind and the execution of an entirely different maneuver to win.

The tactic of “starting anew” is also crucial in large-scale strategy. You will come to see it quickly with knowledge in strategy. Study it well.

(24) About “Rat’s Head, Ox’s Neck” （一、そとうごしゅと云事）

In “rat’s head, ox’s neck,”[17] when you and the enemy have become fixated on particulars in the engagement, think of the Way of strategy as being both a rat’s head and an ox’s neck. When you are fighting with subtleties, suddenly expand your mind and transform into something big. Transitioning between large and small is essential in strategy. It is important for a warrior to have as his standard mindset a “rat’s head, ox’s neck.” This is crucial in both large- and small-scale strategy and should be examined carefully.

(25) About “The General Knows His Troops” （一、しやうそつをしると云事）

“The general knows his troops” is pertinent in all forms of combat. In this Way, if you study relentlessly to build strategic wisdom, you will come to think of the enemy troops as your own and be able to command them to move as you see fit. You will be able to direct at will. You are the general and the enemy are your men. Be sure to master this strategy.

(26) About “Releasing the Hilt” （一、つかをはなすと云事）

“Releasing the hilt” has several implications. It can mean the mind of winning without a sword or the mind of not winning with a sword.[18] The various approaches that stem from this mind cannot be written in detail here. Train persistently.

(27) About “The Body of a Boulder” （一、いわをのみと云事）

One who has mastered the Way of combat strategy can instantaneously become like a boulder. Nothing can touch him and he will be immovable. Details conveyed orally.

I have long pondered the articles logged here about my school of swordsmanship. This is the first time I have put them in writing. As such, I fear that the order is somewhat jumbled and some principles have not been expressed in sufficient detail. Even so, what I have recorded will serve as markers for those dedicated to pursuing this Way.

Since I was a young man, I have devoted my life to studying the Way of combat strategy. I have toughened my body and finessed my skills of sword work, with my knowledge evolving over several stages. I have ventured forth to observe the methods of other schools. Some explain lofty theories while others are concerned with the execution of intricate techniques. Although they exude an air of skillful beauty, they are devoid of the true spirit of strategy. It is possible to garner technical artistry and hone the mind in these arts. Alas, however, training in these disciplines leads to bad habits that block progress in the true path. Once habits are formed, they stick and are almost impossible to remedy. The Way of strategy in its truest manifestation falls into decay and is lost. The principles behind the mastery of swordsmanship and winning in combat are one in the same. If you learn my teachings of strategy and abide by its rules, you need never doubt that victory will be yours.

Footnotes

[1] This is most likely a jibe directed at the Yagyū Shinkage-ryū, which employed the bamboo sword (shinai) for training since the days of Kamiizumi Ise-no-Kami. This section is a criticism of the growing trend of promoting inconsequential details and form over practicality in swordsmanship.

[2] This is a tactic to make the long sword difficult for the enemy to see.

[3] This has the dual purpose of allowing the swordsman to freely strike at enemies with his long sword to his left without having to worry about being assailed from the right.

[4] Musashi advises to stand in the kamiza. This literally means “higher seat” and is the decorative alcove (tokonoma) found in Japanese-style rooms, which is usually raised a few inches higher than the rest of the floor.

[5] Literally “attacking initiative.”

[6] Literally “waiting initiative.”

[7] Literally “body-body initiative.”

[8] These three timings or initiatives (sen) are still taught in modern Japanese martial arts and they determine which techniques can be unleashed. The nomenclature varies but the principles are essentially the same. The first is called senzen-no-sen (or sensen-no-sen). Just as the opponent’s technique is about to take form, you nip it in the bud and defeat it before it can take shape, moving earlier in anticipation of your attacker’s intentions. The second is called senzen-no-sen. As the opponent sees an opening and attempts to attack, turn it against him with a parry or deflection. Senzen-no-sen is also called just sen. The third is go-no-sen—striking the opponent’s attack down or dodging and then counter-attacking immediately as his momentum is compromised.

[9] In other words, theory is useless without experience.

[10] An important point with the “initiatives” Musashi espouses is that in no cases are they reactionary or passive. Even if the enemy initiates an attack, he does so because he is made to. The enemy is lured into initiating an attack and that is used against him.

[11] Musashi uses the term makura, which means pillow or head rest, and is usually translated as such, i.e. “Holding Down the Pillow.” Makura is also used to indicate the introduction or lead-in to a story or piece of music. In the context of this teaching, makura is referring to “introduction” or the very beginning of the opponent’s technique.

[12] The techniques must be true to principle and not forced (irrational).

[13] This can be interpreted as a reference to the weather and also to days of good or bad fortune in accordance with the traditional Japanese calendar.

[14] Think of two Sumo wrestlers locked in a hold with both hands on each other’s mawashi belts.

[15] The ideogram Musashi uses here for “shadow” is 陰. In the following article, he uses a different ideogram, 影. The former is alluding to the concept of yin and the latter yang, or negative (dark) and positive (light), respectively. In other words, the inference of “shadow” in Article 10 is when you cannot see the enemy’s intent. In Article 11, the opposite is true.

[16] This is a play on words by Musashi. San-kai (山海) means “mountains and sea.” The ideogram 三回, meaning “three times,” is also pronounced san-kai. In other words, never repeat the same technique three times if it does not work on the first two attempts.

[17] Some copies of Gorin-no-sho use the ideogram for horse (午) rather than ox (牛). In either case, contrasting the head of a rat with the neck of a strong beast, be it a horse or an ox, is effectively the same thing.

[18] A somewhat cryptic teaching, Musashi is alluding to the idea that the warrior should not be attached to his weapon. He must have an open mind and be able to adapt without inhibition as the situation demands.

SCROLL 4

The Wind Scroll

Fū-no-Maki

風の巻

Main Points

* In the Wind Scroll Musashi outlines idiosyncrasies he identified in other schools of swordsmanship.

* He emphasizes outwitting and overcoming opponents who rely on brute strength.

* He expounds on why relying purely on speed is bad.

* Musashi criticizes schools with too many combat forms and procedures.

* The right and wrong ways of teaching combat strategy are described.

Introduction

Mastering combat strategy requires studying the Ways of other schools. In the Wind Scroll[1] I outline various traditions of strategy and explain their characteristics. It is difficult to fully comprehend the Way of my school without understanding the other disciplines.

Upon researching other schools, I found some center on executing powerful techniques with extra-long swords. Other schools focus on the use of short swords called kodachi. Or they create myriad forms for sword work, conveying the various stances as “exterior” and the Way as “interior” teachings. In this scroll I will show how such schools have veered from the true path of strategy. I will evaluate the strengths and weaknesses of these approaches and elucidate the principles.

The principles of my school are in a class of their own. Other schools extol the virtues of their colorful, flowery techniques like produce peddled to make a living. Is this not a deviation from the true Way?[2] Are not the so-called “strategists” in the world today limiting their training to sword work believing that victory can be had simply through agility and subtle skills for wielding the sword? In either case, this is not the correct Way. I will now list the shortcomings of other schools. Study these well so that you may grasp the logic behind Nitō Ichi-ryū.

(1) Schools Employing Extra-Long Swords （一、他流に大きなる太刀を持事）

Some schools prefer to employ extra-long swords. From my perspective, however, these are weak schools. The reason is because they clearly fail to comprehend the principle of winning in any circumstance and think that an extra-long sword will be advantageous for striking the enemy from afar. That is [the only reason] why they prefer a longer sword.

It is said that “even an extra inch gives the upper hand.” However, this is a meaningless teaching advocated by those ignorant of combat strategy. With no understanding of the [deeper] principles of strategy, they seek to win from a safer distance with a longer weapon. This is indicative of a weak mind and is why I see that their strategies as being feeble.

If an adherent of such a school were to engage at close quarters with the enemy, the longer the sword, the harder it is to strike with. It cannot be wielded freely and will become burdensome. He will find himself disadvantaged against an enemy employing a short sword or one fighting with his bare hands. Those who prefer extra-long swords no doubt have their reasons but they have no validity when viewed from the perspective of worldly truth. Will a short sword always lose against a long sword? When forced to fight where space is restricted in height and breadth, or when you are in a place where only a short sword is permitted,[3] preference for a long sword will be your undoing as it a copout in strategic ability. Moreover, some people lack strength and are not built to wield an extra-long sword. Since ancient times it has been said that “long and short are combined.” Therefore, I am not opposed to long swords per se. I do, however, dislike the bias for using longer swords.

In large-scale strategy, the presence of numerous troops is linked with an extra-long sword. Smaller numbers are consistent with the use of a short one. Is it not viable for a small number of troops to take the fight to a larger force? The virtue of strategy is precisely that smaller numbers can triumph [if guided correctly]. From the earliest days, there are many examples of small forces crushing big armies. In our school, this kind of narrow-minded preconception is to be rejected above all else. Research this well.

(2) About Schools That Use Swords with Force （一、他流におゐてつよみの太刀と云事）

One should not consider a sword [stroke] in terms of being strong or weak. The cut will be coarse if the sword is brandished with too much brute force. Such an uneven technique will make victory difficult. You will not succeed in cutting through human flesh and bone if you think only of striking with brute force. It is also bad to use too much power when testing the cutting power of a blade (tameshi-giri).[4] When punishing some mortal foe, nobody thinks of cutting feebly or brutishly. “Cutting to kill” it is not achieved with a mind to do it strongly, and certainly not weakly. It is achieved with just enough power to ensure death. Your own sword could break into pieces by hitting the enemy’s sword with excess strength. Consequently, it is senseless to strike with excessive force.

In large-scale strategy, relying on force of numbers to rout the enemy will lead to him countering with equal force. Both sides will be the same. Winning at anything is unachievable if correct principles are ignored. Thus, the underlying principle of my school is to defeat the enemy in any situation by applying strategic wisdom, without incorporating anything that is “excessive.”[5] This must be researched attentively.

(3) Schools That Use Short Swords （一、他流に短き太刀を用る事）

Some warriors try to win using only short swords but this is at variance with the true Way. Since antiquity, swords were called tachi and katana, proving that distinctions have long been made between short and longer lengths.[6] Warriors of superior strength can brandish a long sword as if it were light and thus there is no reason for them to prefer a shorter sword. They are, in fact, capable of wielding even longer weapons, such as yari (pikes) and naginata (glaives). With shorter swords, it is ill advised to look for openings as the enemy swings his blade and closing the distance to grab him. Aiming for an opening as the opponent attacks gives the impression of relinquishing the initiative and should be avoided as your swords will become entangled. Moreover, using a shorter sword and jumping in to close the distance or grab the enemy is futile when faced with several opponents. Warriors who have learned to use the short sword try to dispatch several of the enemy with sweeping cuts, jumping in and spinning around. They will end up defending themselves and falling into disarray as this is not in line with the principles of strategy. Ideally, the way to win with certainty is to drive the enemy flustering them as they dash here and there while you remain upright and strong.

This principle also applies to large-scale strategy. At the core of strategy is subjugate the enemy and precipitously push them back.

If you are accustomed to blocking, evading, disengaging or deflecting attacks in the course of your training, it will become ingrained and you will be inadvertently influenced by the enemy’s ploys. The Way of combat strategy is direct and true, and it is vital to employ correct principles when assailing the enemy so that he is the one who succumbs to you. Study this well.

(4) About Schools With Many Techniques （一、他流に太刀数多き事）

Teaching myriad sword techniques is essentially exploiting the Way as a commercial venture. By bamboozling novices with countless moves, teachers make them believe that their training method is profound. This approach in strategy should be rejected. Thinking there are assorted ways to strike a man with a sword is indicative of a confused mind. There are not so many ways to cut in the world. Irrespective of whether the swordsman is a master, a novice, a woman or a child, approaches for striking or cutting are limited. The only other techniques [apart from cutting] are to stab or slash. There cannot be multiple variations if the point is simply to cut.

Nevertheless, depending on the place and according to the conditions, you will be unable to wield your sword if stuck in a position that is restricted above and to the sides. This is why I have five ways for holding the sword [so that any situation can be dealt with rationally]. It does not comply with the true Way to cut by twisting the wrists, swiveling the body, leaping or circling. A twisting cut, swiveling cut, leaping cut or skirting cut will never cut. These movements are totally ineffectual.

In my strategy, the body and mind are kept straight while the opponent is made to twist and bend. It is important to defeat him just as his mind becomes distorted. Be sure to research this well.

(5) Schools That Emphasize Sword Stances （一、他流に太刀の構を用る事）

It is a mistake attaching too much importance to sword stances. That there are [so many] stances [emphasized] in the world of sword strategy implies that there are no enemies to fight.[7] To be more explicit, inventing new laws from old customs to suit current rules should not happen in the Way of combat strategy. Simply coerce the enemy into a compromised position as each situation allows. Assuming a fighting stance means adopting a posture that is immovable and resolute [both in body and mind]. Like building a castle or positioning one’s troops, be prepared to withstand any assault with an impenetrable mind. This is fundamental. In the Way of combat strategy, one must strive to take the initiative at all times. To [carelessly] assume a stance is a declaration of your intention to wait for the opponent to move. Consider this with caution. In the Way of combat strategy, it is mandatory to unsettle the enemy’s stance, assail him in ways he least expects, make him panic,[8] irritate him, intimidate him and triumph by capitalizing on his confused cadence. I am thus averse to stances if it means relinquishing the initiative. That is why I teach the ukō-mukō or “stance [of] no-stance” in my school.[9]

In large-scale strategy, you must know the numbers and strength of the enemy, take into consideration the lay of the battlefield and be aware of your own numbers and ability. It is essential in war to position your troops in the most favorable site before the battle begins. It is twice as advantageous to take the initiative and attack first rather than wait for the enemy to do so. Assuming an unflinching sword stance to parry an attack is effectively the same as constructing a [protective] fence of pikes and glaives. When you strike the enemy, pull the “fence posts” out and use them as pikes and glaives. Study this carefully.

(6) About “Fixing the Gaze” in Other Schools （一、他流に目付と云事）

Certain schools maintain that the gaze should be fixed on the enemy’s sword. Others teach students to focus on the hands, the face, the enemy’s feet and so on. Setting your gaze on specific points will cause uncertainty and will adversely affect your strategy. To give another example, players of kemari[10] do not focus intently on the ball as they kick it. They can still deflect the ball off their temple and kick it using the bansuri technique[11] or keep it afloat with an oimari kick,[12] or even a spin kick. As the player becomes more accomplished, he can kick the ball without needing to look at it. The same can be said of acrobats. Someone accustomed to this art can juggle several swords while simultaneously balancing a door on the tip of his nose. He has no need to fix his gaze as he can see what he is doing intuitively through lots of training. Likewise, in the Way of combat strategy, the warrior learns through engaging with different opponents to determine the weight of an enemy’s mind. With practice in the Way, you will come to see everything, from reach to the speed of the sword. Generally speaking, “fixing the gaze” in strategy is to attach it to an enemy’s mind.

In large-scale strategy, also, the state and numbers of the enemy must be scrutinized. The two approaches for observing are the eyes of kan (“looking in”) and ken (“looking at”). Intensifying the kan gaze, penetrate the enemy’s mind to discern the conditions. With a widened gaze, examine how the battle is progressing and search for moments of strength and vulnerability. This is the surest way to victory. In both large- and small-scale strategy, refrain from fixing your gaze narrowly. As I have written previously, focusing on minute details will make you forget bigger issues. Your mind will become confused and certain victory will slip from your reach. You must study this principle through meticulous training.

(7) About Footwork in Other Schools （一、他流に足づかひ有事）

There are several types of footwork employed in other schools, such as “floating foot,”[13] “jumping foot,” “hopping foot,” “trampling foot” and “crow’s foot.”[14] These are all deficient from the perspective of my school of strategy. The reason why “floating foot” is to be avoided is because your feet will try to hover in combat when you should, in fact, always move with your feet firmly planted on the ground. “Jumping foot” should also be avoided because there is always a preparatory movement at the start and a sense of finality when you land. “Jumping foot” is worthless as there is no need to leap around continually in battle. “hopping foot” causes the mind to “bounce” as well as the feet and you will be unable to advance. “Stomping foot” is particularly unacceptable as the feet are planted with an attitude of waiting. Then there are the supple methods for maneuvering, such as “crow’s foot.” Sword fights take place in all kinds of environment: swamps, boggy ground, mountains, rivers, stony fields or narrow pathways. Depending on the location, it may be impractical to leap around or move nimbly.

In our school, nothing about the feet changes. It is no different from routinely walking down a road. In accordance with the enemy’s cadence, when hurrying, do so with an unhurried bearing without moving too little or too much, ensuring that your steps do not become inconsistent.

Movement is also critical in large-scale strategy. If you attack the enemy hastily without judging their intentions, your cadence will become chaotic and it will be difficult to succeed. Conversely, delaying too much will lead to missing the chance to strike and finish the encounter quickly as your enemy falters and starts to crumble. Strike the instant you detect disarray, not giving the enemy any mercy or chances to regroup. This is how victory is attained. Train hard in this.

(8) The Use of Speed in Other Schools （一、他の兵法にはやきを用る事）

Speed in combat is irrelevant in the real Way. In all things, what is referred to as “fast” means that the intervals are out of sync with the rhythm. This is what is meant when things are said to be fast or slow. The movements of a master in some discipline will not appear to be fast. For example, there are messengers capable of covering 40–50 leagues [120–150 miles] in a day but they are not running at full pace from morning to night. Tenderfoot runners will never cover such a long distance even if they run all day. In the Way of dance,[15] a novice accompanying a skilled singer in the recital of a song will become harried as he struggles not to fall behind. In the same way, a novice playing the drum in the placid melody of the “Oimatsu” play[16] will feel like he is lagging and will try to catch up in a hurry. The tempo for “Takasago”[17] is faster, but it is incorrect to play it hastily. He who hurries falls down and will end up being too slow. Slowness is also not good. Those who are highly accomplished may seem slow but they never lose their timing. Whatever the case, a skilled practitioner never appears to be rushed.

These examples should help you to understand the principles of the Way. Going too fast is particularly bad in the Way of combat. Depending on the location, be it marshland, swampy terrain or the like, it may be impossible to maneuver the body and legs speedily. With the sword as well, do not cut too quickly. Not being like a [tessen iron] fan[18] or a knife, if you try to cut quickly with a sword, the speed will prevent it from cutting. Consider this point carefully.

In the case of large-scale strategy as well, the thought of rushing things is hazardous. So long as you employ the mindset of “stopping the start,” then you will never be too slow. You must take the opposite approach in situations when somebody is moving with great speed. It is important to keep calm without being unduly influenced [by your opponent]. Be sure to train hard and work out the meaning of this.

(9) About “Interior” and “Exterior” Teachings in Other Schools （一、他流に奥表と云事）

In combat, what are “exterior” and “interior” teachings? Depending on the art, terms such as “ultimate teaching” are used along with “interior” or “exterior.” As for the principles of combatting an enemy with a sword, there is no such thing as fighting with exterior techniques and cutting with interior teachings.

In teaching my method of combat, those new to the Way are first taught techniques that are easy to do and principles that are easy to grasp. Later, I impart deeper, more diverse principles that students can pick up naturally as they progress down the path. Whatever the case, experience [of actual combat] is the only way to remember the teachings, so there is no distinction between “interior” and “exterior.”

As it is said, “Venturing into the depths of the mountain, deciding to go even further in, one will emerge once again at an entrance.” Regardless of the Way, sometimes the “interior” is better and sometimes it is better to show the exterior. With the principles of combat, who can say what should be hidden and what should be revealed? This is why I dislike asking students to submit written pledges of secrecy under the threat of punishment when I teach them my Way. Instead, I gauge the students’ capability and teach the correct Way, encouraging them to discard bad habits from the five or six realms of strategy.[19] The student is taught how to enter into the true path of warrior principles and to liberate his mind from the shackles of doubt. This is the Way of teaching in my school. This requires considerable training.

Hitherto in the Wind Scroll, I recorded in concise terms the strategy of other schools in nine articles. I could follow with more detailed accounts exposing gateways to interior teachings of each of these schools. I have refrained, however, from naming schools and their technical labels as explanations for such and such a way varies from person to person and their interpretation of the principles. As such, even within the same school, adherents will have a slightly different interpretation of their methods. I did not identify the schools or techniques because they are sure to change with time.

I have summarized the conventional traits of various schools in these nine points. From a broad perspective and from the standpoint of proper reasoning, clearly these schools are biased with their preference for either longer weapons, or by asserting the advantages of short swords, or their obsession with strength and weakness, coarseness and refinement. As these schools all represent biased Ways, there is no need to explicitly state the “gateway” or “inner sanctions” as everybody knows what they are. In my school, there is no such thing as “interior” or “gateway” for sword work.[20] There are no set fighting stances per se. It is simply to learn the virtues with all one’s heart. This is of the essence in strategy.

12th Day of the 5th Month, Shōhō 2 (1645)

Shinmen Musashi Genshin

[To] Terao Magonojō

Footnotes

[1] “Wind” in the context of this scroll means “trends” and “modus operandi” of other schools. Musashi divides the shortcomings of other schools into nine articles. He previously outlined his criticisms of other schools and their methodologies in Goho-no-Tachimichi (1642).

[2] There is a negative inference here that the techniques of other schools are ostentatious and without any practical worth other than to make their styles stand out in the hope of gathering more students. This was referred to derisively as kahō kenpō, or “flowery sword methods.”

[3] For example, inside a palace or somebody’s house.

[4] Tameshigiri means “test cutting.” Cutting through the cadavers of dead or alive prisoners was a morbid practice in the Edo period to test the cutting quality of a blade and for refining skills in sword usage. The tangs of some Edo-period swords are marked with proof of how many piled-up bodies the sword successfully cut through when tested. Tameshigiri is still practiced today by sword aficionados but using the more agreeable target of rolled up straw mats.

[5] The term Musashi uses here is muri. This can also mean “irrational” or “unreasonable.”

[6] Tachi were classified as swords over 36 inches (90 cm) in length, and katana were 24–36 inches (60–90 cm). As such, the katana was designated as the short sword.

[7] It had been almost a decade since the last major military campaign (Shimabara Rebellion). At the time Musashi wrote his treatise, Japan was enjoying a period of peace.

[8] Refer to Articles 13, 14 and 17 in the Fire Scroll (Scroll 3).

[9] Ukō-mukō. Refer to Article 13 in the Water Scroll (Scroll 2).

[10] Kemari is a traditional game in which the players (usually eight) form a circle and kick a deerskin ball 9.4 inches (24 cm) in diameter among each other without letting it fall to the ground. Players can use any part of their body except their arms and hands to keep the ball in the air. Kemari became a popular pastime among court nobles from the eighth century but later spread to warriors and commoners.

[11] Volley off the back of the foot.

[12] Perhaps similar to the “neckstall” trick in freestyle soccer.

[13] The body weight is centered on the back foot and the front foot is raised above the ground.

[14] Hopping like a bird in a diagonal direction.

[15] Noh theater.

[16] “Aged Pine,” attributed to Zeami Motokiyo (1363–1443).

[17] “High Sand” is a play by Zeami set in the region where Musashi was born. A Shinto priest travels to Takasago, a pine-forested beach in Harima province, where he meets an aged couple sweeping the forest floor. They tell him that two ancient pine trees, one there at Takasago and the other at Sumiyoshi in Settsu province, are husband and wife, and although they are separated by a great distance, their hearts are one. The couple reveal they are the spirits of the two trees and then disappear.

[18] An iron war fan (tessen). An expert in tessen-jutsu used solid or folding iron fans, usually with eight to ten wood or iron ribs, to fight adversaries wielding swords or spears. Tessen could also be used for fending off knives and projectile weapons, and could be thrown itself.

[19] Musashi uses the term godo-rokudo here, alluding to the Five or Six Realms of Existence in Buddhist thought as an analogy to explain harmful or misguided habits picked up in the study of strategy. The (Five) Six Realms are a description of conditioned existence into which beings are reborn. They include the Hell Realm, the Realm of Hungry Ghosts, the Animal Realm, [the Realm of Asura (Titans)], the Human Realm and the Realm of Devas (Gods) and Heavenly Beings.

[20] The term Musashi uses for exterior is omote and interior is oku. Omote techniques are the representative surface or “gateway” techniques and the first ones a novice will learn in a martial art school. Contrasted to this are the ura or oku “interior” teachings. These are essentially the secretmost teachings of a school and are only taught to advanced students. Musashi also employs these terms in Niten Ichi-ryū, but unlike his contemporaries he attaches no particular arcane meaning to them. His mantra was simply to learn the fundamentals thoroughly without concern for any esoteric nonsense. By painstakingly researching the basics for years in the cauldron of combat, eventually the swordsman would arrive at a profound understanding of his Way as long as he kept to the true path. Over philosophizing of this ideal was a detour from the true path of swordsmanship and that is what Musashi is indicating here.

Hosokawa Tadatoshi (1586–1641), lord of the Kumamoto domain who was Musashi’s patron. Musashi wrote Heihō 35 at the request of Tadatoshi.

The five scrolls comprising Gorin-no-sho. Traditional documents in Japan were written on individual leaves of washi paper and glued sequentially to a thicker paper backing to be rolled up for storage. This set is a reproduction of the Hosokawa Book, an early transcription of Musashi’s original manuscript.

Earth scroll interior.

Novelist Yoshikawa Eiji’s classic prewar work of historical adventure fiction, Miyamoto Musashi.

Written in 1776 by Toyoda Kagehide, an instructor of Niten Ichiryū to Hosokawa domain samurai, Nitenki became an influential, albeit flawed, source of information regarding Musashi’s life.

Although comparatively rare, there are some practitioners of the modern martial art of Kendo who compete with two swords in the style of Musashi.

Reigandō, meaning “Spirit Rock Cave,” is located in the west of Kumamoto prefecture and is where Musashi spent his last years meditating and writing his Book of Five Rings.

Musashi was not only a talented artist but also an accomplished craftsman. This saddle is attributed to him.

The Musashi Budokan (martial arts hall) was constructed in 2000 in Mimasaka City. Its design was inspired by the iconic “Musashi Tsuba,” a sword guard designed by Musashi. Th e Musashi Budokan hosts many martial art events, including the popular Otsū Cup Women’s Kendo Tournament inspired by Musashi’s fictional love interest in Yoshikawa Eiji’s novel.

This sword guard (tsuba) is easily recognized by sword aficionados as the “Musashi Tsuba.” Often found on imitation swords today, it was one of many designed by Musashi.

A bronze statue of Musashi (right) about to deliver the death blow to Sasaki Kojirō. The statue, located on Ganryūjima Island, has become one of several popular sites associated with the Musashi tourism industry.

This mid-Edo period painting shows Musashi defeating Kojirō with two swords. Like many depictions of Musashi in various media, it is not historically accurate. Musashi killed Kojirō with a wooden sword that he fashioned especially for the duel.

Early copies of the “Revenge on Ganryūjima.” Th is story became an immensely popular play in Kabuki theater from the mid-Edo period.

The Kokura Monument in Tamukeyama Park, Kita Kyushu, was erected in honor of Miyamoto Musashi in 1654 by his adopted son, Iori. There is a monument to Sasaki Kojirō nearby. The Musashi and Kojirō Festival is held annually in April.

The wooden tablet discovered in the Tomari Shrine in Kakogawa. Th e text was written by Musashi’s adoptive son, Iori.

An iconic depiction of Musashi in his later years when he lived in Kumamoto.

Aoki Kaneie (dates unknown) was an early student of Musashi who created his own school using the sword and jitte. He called it Aoki-ryū but later changed it to Tetsujin-ryū (Ironman School). He purportedly had nearly 9,000 students.

“Genso Shinmen Gennosuke-zō.” Painted by Tsubaki Chinzan in the early 1800s, it has an inscription that reads “Bennosuke (Musashi) after defeating Arima Kihei in mortal combat aged thirteen.” Copied from an earlier portrait, it is, in fact, a depiction of Musashi in his fifties when he was in Nagoya. (Shimada Art Gallery)

“Daruma-zu.” Musashi became an ardent follower of Zen and received the Buddhist name Niten Dōraku. He left many paintings of Hotei and Bodhidharma, the Zen Buddhist patriarch. This is a depiction of Bodhidharma.

“Shūmoshuku-zu,” Musashi’s painting of the influential Chinese Confucian scholar Zhou Dunyi. A poem at the top of the picture was inscribed by Hayashi Razan, a leading Confucian scholar of the Edo period who was known to Musashi.

Many Musashi movies have been produced in the postwar period. Most of them focus on his adventures up to the duel with Sasaki Kojirō on Ganryūjima, and are largely based on Yoshikawa Eiji’s portrayal of his life.

SCROLL 5

The Ether Scroll

Kū-no-Maki

空の巻

Main Points

* Otherwise known as Void Emptiness, Nothingness or Heaven, here Musashi explains the true meaning of Ether.

* He explains that Ether is not related to the Buddhist concept of Nirvana or enlightenment, but it is an enlightened state of sorts in that everything becomes crystal clear.

* Breaking through, breaking free, freedom in all Ways is the essence of Ether.

* This final Scroll in Gorin-no-sho was probably not completed by Musashi before he handed the manuscript to his student one week before his death.

Introduction

The Way of combat in Nitō Ichi-ryū is made clear in the Ether Scroll.[1] The Ether is a place where there is nothing. I consider this emptiness as something which cannot be known. Of course, Ether is also nothing. Knowing what does exist, one can then know what does not. This is what I mean by “Ether.” People tend to mistake this notion of Ether as something that cannot be distinguished but this is not the true Ether. It is simply confusion in everybody’s minds. So too in the Way of combat strategy, ignorance of the laws of the samurai by those who practice the Way of the warrior is not represented as emptiness. Likewise, those who harbor various doubts explain it as “emptiness,” but this is not the true meaning of Ether.

The warrior must scrupulously learn by heart the Way of combat strategy and thoroughly study other martial arts without forgoing any aspect related to the practice of the warrior’s Way. He must seek to put the Way into practice each hour of every day without tiring or losing focus. He must polish the two layers of his mind, the “heart of perception” and the “heart of intent,” and sharpen his two powers of observation, the gazes of kan (“looking in”) and ken (“looking at”). He must recognize that the true Ether is where all the clouds of confusion have completely lifted, leaving not a hint of haziness.

When you are impervious to the true Way, faithfully following your own instead thinking all is well, be it Buddhist Law or secular law, you will stray further from the truth. When the spirit is uncurled and compared with overarching universal principles, it becomes evident that a prejudiced mind and a distorted view of things have led to a departure from the proper path. Know this mind and use what is straight as your foundation. Make the sincere heart your Way as you practice strategy in its broadest sense, correctly and lucidly. Ponder the Ether as you study the Way. As you practice the Way, the Ether will open before you.

There is Good, not Evil in the Ether

There is Wisdom

There is Reason

There is the Way

The Mind, Empty

12th Day of the 5th Month, Shōhō 2 (1645)

Shinmen Musashi Genshin

[To] Terao Magonojō

Footnotes

[1] I use the term “Ether” knowing that there may be some objection. The word “ether” as used in English has its roots in late fourteenth-century French and means “upper regions of space.” This is taken directly from the Latin term aether (“the upper pure, bright air”). In ancient cosmology, ether was considered a purer form of fire or air, or as a fifth element. This understanding of the term seems to fit extremely well with the Japanese term kū, which is usually translated as “void.” Of course, this is not wrong, nor are other translations, such as “emptiness.” “Ether” just seems to strike the right cord with me in terms of etymology and philosophy. Confusion can arise when Musashi uses the term kū in different contexts. In such cases, I use other translations, such as “void” and “empty,” but the actual title of the scroll and the concept Musashi is espousing, I translate as “Ether.”

MIRROR ON THE WAY OF COMBAT

HEIDŌKYŌ

兵道鏡

Main Points

* Musashi created his Enmei-ryū school in 1604 after defeating the celebrated Yoshioka swordsmen in a series of duels, and wrote this treatise the following year.

* The title Heidōkyō indicates that Musashi considered his comprehension of the Way of combat to be lucid and clear, like a polished mirror.

* Heidōkyō was written as a catalogue of techniques and teachings to present to excellent students in recognition of their mastery of the Enmei-ryū. The first recipient of this document was Ochiai Chūe’mon.

* Although the first document consisted of twenty-eight articles, sometime later Musashi rewrote some of the articles and added new sections outlining more techniques and procedures, making thirty-six articles in all.

* The content is practical and surprisingly open, albeit a challenge for the uninitiated to follow in many places. Although the techniques are difficult to decipher and would have required supplementary technical and verbal instruction (as Musashi often states in the text), Heidōkyō can be considered one of the earliest known expositions of the technical curriculum of any martial art school in Japan. For this reason, it is quite revolutionary.

* Unsurprisingly, at this early stage of Musashi’s brilliant career there is considerable overlap with some of the teachings in his adoptive father’s school, Tōri-ryū, but Heidōkyō is testament to his ability and combat experience.

◎ Similar articles in Gorin-no-sho and Heihō Sanjūgo-kajō

〇 Similar article in Gorin-no-sho

● Similar article in Heihō Sanjūgo-kajō

△ Later addition in Heidōkyō 36

(1) The Mindset of Strategy and Positioning (心持ちの事　付　座之次第) ◎

With regards to mindset as you engage in a contest, be calmer than normal and try to see into your opponent’s mind. The enemy whose voice becomes higher in pitch, eyes widen, face reddens, muscles bulge and face grimaces is basically incompetent and will [clumsily] hit through to the ground. When faced with a [second-rate] adversary such as this, maintain serenity of mind and observe his face dispassionately so as not to provoke him. Then, taking hold of your sword, smile and assume a position lower than the upper stance (jōdan). Coolly evade his blow as he tries to attack you. When the enemy appears somewhat bewildered by your unusual attitude, this is the time to strike.

Also, if your opponent is quiet, eyes narrowed, body at ease, and he is holding his sword in a relaxed manner as if his fingers are floating on the hilt, assume that he is an expert. Do not saunter carelessly into his range. You must seize the initiative and assail him skillfully, driving him back and striking in quick succession. If you are nonchalant with such a competent opponent, he will corner you. It is crucial to ascertain how capable your enemy is.

In terms of where you should position yourself, the same conditions apply in both spacious or cramped locations. Step in so that walls will not impede your sword swings from either side. Take an approximate stance with the long sword and nimbly close in on your foe. If your sword should collide with some barrier, the enemy will become emboldened and will hem you in. If your sword looks as if it might scrape the ceiling, determine the actual height with the tip and be mindful thereafter. You can employ either sword for this, as long as it is the one that cannot be used [in attack while you do this]. Keep the light behind you. With your usual training, be prepared to freely apply any kind of technique with a relaxed mind, but always execute with urgency. It is important to adapt according to the circumstances.

(2) About Gaze (目付之事) ◎

Direct your eyes on the enemy’s face. Do not focus on anything else. Since the mind is projected in [facial] expressions, there is no place more revealing than the face to fix one’s gaze. The way of observing the enemy’s face is the same as looking through the mist at trees and rocks on an island two and a half miles [4 km] in the distance. It is the same as peering at birds perched atop a shanty 100 yards [91 meters] away through the falling rain or snow. It is also the same as beholding a decorative wooden board used to cover the ridge and purlin ends of a roof gable or the tiles on a hut. Calmly focus your gaze [to take everything in]. It is a mistake to look at the place you intend to strike. Do not move your head to the side. Feign inattentiveness as you observe the enemy’s entire body at once. Furrow your brows as you peer but do not wrinkle your forehead. This cannot be conveyed with words and letters.[1]

(3) Taking Hold of the Sword (太刀取り様之事) ◎

In taking hold of the sword(s), your index fingers should float with your other fingers and your thumbs grasping firmly. The same principles apply to the way the hilt is held for both the right and left hands. Swords are brought together with the tip of the short sword at a position six inches [15cm] over and approximately seven inches [18 cm] forward of the long sword’s guard (tsuba). It is bad to bend your elbows, but they are no good extended either as they will be too rigid to move freely and it will be difficult to see [your enemy]. It is best to bend your right elbow about three inches [7 cm] and your left elbow around four inches [10 cm]. Remove the tautness in your body if it is difficult to see even when your wrists are curved or turned. Holding your long sword in the correct manner means that you have the right mind to strike the enemy spontaneously. This is why this instruction is fundamental. There are oral teachings.

(4) About Closing the Distance When Facing Off (太刀合いを積る之事) ●

When closing in on your opponent, the position six inches [15 cm] from the sword tip is the “past” (kako), the “percussion point” (monouchi)[2] of the blade is the “present” (genzai), and the point of contact is the “future” (mirai).[3] After unsheathing your long sword,[4] take the initiative from the “past” position and advance by sliding your tip through to the opponent’s “present” and strike immediately. Entering from “past” to “present” is achieved through using your sword to “ride” over the top, or detach from or evade [the enemy’s sword]. Do not to falter when you reach the “present.” You are likely to miss if you strike from the “past.” If you strike too deeply from the “present,” then you will end up hitting the ground. Any closer, however, and you should grab hold of him. Stopping at this point is dangerous as well. It is vital to hit and slide in. To be conveyed orally.

(5) About Footwork (足遣い之事) ◎

In terms of how to use your feet, move in without hesitation the moment you draw your sword. When you ride through to the “present,” strike with your feet in unison [with the sword]. After drawing your long sword, move around and in from the right if it is difficult to attack. If you move around to the left, you will be too far away, leaving you with little room to maneuver. Seeing your stance with the long sword at the ready, if the enemy moves to the left, follow and then move back again. Immediately take the initiative to drive him back and capitalize on his surprise. As he is startled, you will clearly see the place to strike him. Never drop your guard here. Strike keenly without moving in [too] deeply. It is important to adapt according to the circumstances.

(6) About Posture (身之懸之事) ◎

Regarding posture, lower your face slightly without making a [tense] “bull neck” and open your shoulders. Do not stick out your chest but thrust out your stomach. Keep your backside in and your hips steady. Bend your knees slightly and tread firmly with your heels. Your toes should be light and pointing outward. When you strike, keep your face the same [downward angle], contract your neck [like a bull], stick out your chest and backside, straighten your knees, lift your heels up and stand strongly on your toes. Strike while lifting your left foot up. Do not relinquish your guard after the strike. Glare at your opponent. The moment he lifts his head up, strike him down emphatically. Conveyed orally.

Omote Procedures

(Seven Dual-Sword Forms)

△ (36-7) About “Maehachi-no-Kurai (Chūdan)” (前八之位之事)

(7) About “Extended Cut” (指合ぎりの事)

In sashiai-giri (extended cut), point your long sword at the enemy’s right eye at the “past” position. As he strikes, pull your shoulder away and evade the blow completely without bending your elbows and wrists. Step forward with your right foot as you raise your long sword overhead, and move your left foot up in quick succession, followed by a big step with the right again. Pull the sword down toward your knee to block the opponent’s blow just below the “percussion point” (monouchi) [on your sword] on the flat of his blade near the sword guard. Step in and place your left foot below his groin as you wedge the [crossed] swords into his neck [forcing him down]. The enemy will try to somehow get on top of you. He may also try to seize your sword. Stamp down on his chest with your left foot. It is important to adapt according to the circumstances.

(8) About Detaching from “Change” (転変はづす位之事)

In tenpen-no-kurai (change), the stance is the same as that for sashiai-giri [no. 7]. Join the “past” positions and ride your opponent’s sword to enter “present” as you strike and maneuver in so that your feet are close. As he carelessly moves away, or he attempts to knock your sword down with all his strength, quickly detach your long sword’s tip and sharply pull your right hand back to your shoulder without moving your left hand [holding the short sword]. Step in with your right foot, then lift your left foot up high while striking the enemy horizontally across his upper arms as he pulls back. To be conveyed orally.

(9) Same as above (Change) “Striking Down” (同、打落さるゝ位)

The stance and entry for the uchi-otosaruru (striking down) procedure is the same as [8] above. Your feet are together when taking the guard position. Step out with the right foot to ride the opponent’s sword as you move around. With sword extended, the opponent will attempt to strike it out of your hand with force. Do not worry about the long sword and allow it to drop down naturally. Keeping your head perfectly still, extend your hand and assume a stance to the front left. When the enemy attacks your hand, pull it back to your right shoulder while deflecting, but not with the side of your blade. Be ready to deflect it by adjusting the blade angle below to parry upward [diagonally]. It is important to adapt according to the circumstances.

(10) About “In-no-Kurai (Yin)” and “Katsu-Totsu” (陰位之事　付 喝咄)

With in-no-kurai,[5] face the front with your left foot slightly forward and your left arm extended so that the tip of your short sword is pointing at the opponent’s left eye. With distance closed in the front, take your long sword vertically up into the jōdan position and cut over the short sword at the enemy’s hand. If the tip of your opponent’s long sword is in contact with the tip of your short sword, this means you are in range to strike his hand.

With katsu-totsu (cut-thrust, thrust-cut), move your left foot forward while directing the tip of your long sword at the enemy, revealing to him the back of the blade. When the enemy attacks, quickly extend your arm while cutting up from the tip. The faster and harder the strike is, the better. Step forward with your right foot as you strike. If the distance is too great to follow through with katsu-kotsu, pull your [back] foot up [to close the gap]. If the distance is suitable, switch your feet on the spot as you attack. If you are close, pull your right foot back as you execute katsu-totsu in the same position. When using a shorter long sword, deflect (uke-nagashi) the enemy’s blow and then strike. Katsu-totsu is ineffective when the distance is too close. In such a situation, be prepared to thrust the enemy in the chest. It is important to adapt according to the circumstances.

(11) About “Yō-no-Kurai (Yang)” and Mindset for “Evasion” (陽位之事　付たり 貫く心持ち) 〇

With yō-no-kurai, shift your short sword in accordance with the enemy’s guard and make a cross while calmly extending your right arm [to draw the long sword] and assume the left-side stance (hidari-wakigamae). Strike the enemy’s hand diagonally upward. It is better if the long sword continues through to the upper jōdan stance when contact is made. Edge forward a little from your right foot with your hand directed to the right as you hit.

The mindset for evasion (nuku) is to employ the same cadence as the enemy as he attempts to knock your sword out of the way as you slap at his hands. Show that you are going to slap, then suddenly swing the blade around and over [as you avoid his attempted parry] and cut at the neck. If the enemy does not attack first, then there is no need to evade. It is important here to alternate your hands [when cutting] and aim for his arms. To be conveyed orally.

(12) Same as above (Yang) “Slap and Advance” (同位 はる積之事)

With haru-tsumori (slap and advance), enter to the “present” point with the tip of your long sword, extend your arms and place the long sword to your left side [with the tip pointing back] as you pivot the right side of your body forward. Then turn your hand and slap diagonally upward from below. This is when you have time to take both swords in hand. When the enemy is approaching at speed, parry his sword powerfully with your long sword [without bothering to unsheathe your short sword first], and then show your intention to follow through and cut. As the enemy tries to slap your sword away in turn, this is when you must really pounce. It is no good if you are too close. Again, if he attacks quickly, thrust from underneath as if to deflect, but extend out to strike his hands. Many oral teachings.

(13) About “Jōkatō” (定可当之事)

In jōkatō, the left foot and side of the body are moved slightly forward with the point of your short sword and the enemy’s long sword meeting at the “past” point. This is your fixed position to strike (jōkatō). Push the tip of your long sword forward with your chest open to make your body look large. As if hugging a big tree, bend your elbows but do not twist your wrists. Change the direction of your hands from below and hit up diagonally, slashing his hands on the upward swing and cutting straight into his neck on the return. Stretch out your arms with the upward cut. Lift your right foot as you parry up and stamp the ground as you deliver the downward blow. It is important to adapt according to the circumstances.

Kachimi-no-Kuraie

(Seven Dual-Sword Methods for Winning)

(14) About Taking the Initiative (先を懸くる位之事) ◎

There are various ways to initiate an attack. If the enemy is holding his sword in the middle chūdan or lower gedan position, assume the in-no-kurai stance[6] and immediately assail the enemy with a strong resolve to strike, waving your long sword slightly as you enter to the “past” point. Flex your legs a little and attack with certainty by moving in briskly to force him back. If the enemy is ready in the upper jōdan position, assume the lower gedan position and move in from your left foot, projecting that you are about to rush him. Then attack his neck to pin him down. Here, you would normally assume the sashiai-giri position [no. 7 above]. When you reach the “past” point, lift up on your back foot and prepare to strike down by raising your long sword 12 inches [30 cm], aiming at his neck to drive him back. You can take the initiative with either sword. Do not do what he expects. Catch him off guard by changing rhythm. Do not engage if you sense that he knows what you are going to do. Oral instruction.

(15) About “Kissaki-gaeshi” (切先返し之事) ◎

To execute kissaki-gaeshi [swinging the sword(s) alternately cutting from one side to the other], the tip of your long sword rides up to the “present.” As you bring your feet together, aim for the mark as you change the sword to the opposite trajectory. If your target is clear and your opponent is close, turn the blade instantly with a small motion. If you are a little far away, prepare to turn your hands quickly as you exhale and enter forcefully with your body and legs aiming to cut his hands on the downward cut. When the enemy attacks you, pull your hand back to the right to evade while simultaneously preparing to counter. Throw your long sword out to cut in a large motion [while blocking with the short sword] as you take a big step forward with the right foot to trap his left leg as you strike at his neck. The blade is then swung around to cut vertically through his nasal bridge. Coming off the strike, step back and adopt the yō-no-kurai position (hidari wakigamae) [no. 11]. The feeling to slash is the same as before. This cannot be conveyed with words and letters.

(16) About Striking the Legs (足を打つ位之事)

There are three ways to strike your opponent’s legs. If he is in the gedan position to the right rear, hold your long sword slightly higher than gedan and move around as if to bring it to your left shoulder. When your long sword’s tip reaches the “present” point, do not stop but keep moving your feet quickly as you enter deeply, then strike him as he steps back. Never look down at your feet or give away your intended target as you strike as swiftly as you can with kissaki-gaeshi. If in close, receive his attack [with the short sword] as you cut. If the enemy is holding his sword in a high position, also assume the jōdan higher stance, lean forward and move in quickly to the “present” position to strike at his legs. Immediately go back into yō-no-kurai. Also, when the enemy tries to attack from above the middle stance, turn the blade of your long sword so that it faces up, bend your elbows and bring the sword to the right side ready for kissaki-gaeshi. Strike down at his legs while parrying the enemy’s sword upward with the short sword. Cut the legs again as you go back to assume half-jōdan. It is important to adapt according to the circumstances.

(17) About Attacking the Arms (手を打つ位の事)

When the enemy has assumed a stance with his sword extended to the front in a position lower than chūdan, move to the right and lower the tip of your long sword onto the “past” point and advance to the “present.” From there deliver a punchy strike to his hands. The cutting motion is no more than 12 inches [30 cm] or so but must be vigorous and fast. Swing the blade around with kissaki-gaeshi and strike with both hands. The smaller and stronger the strike, the better. If he moves to the left, lower your hands, cross your two swords and attach them to the enemy’s. Slash at the fingernails on the enemy’s right hand by directly moving the long sword up 12 inches [30 cm]. If the enemy is fast, do a traversing crosscut. It is important to maneuver quickly and not leave yourself open. Oral teaching.

△ (36-19) The Mindset for Thrusting (舂く心持の事)

(18) About “Disengaging the Sword Tip” (切先外す位の事)

Disengaging the sword is done by moving the shoulders and hands. However, it is bad to move your hands too much. Disengaging with the left hand is done with a swift movement. Lift the right (long sword) hand, lift it up a little higher, then resume your stance. Step out with your right foot when disengaging with the left hand, and with your left foot when disengaging with the right hand. As soon as you have disengaged, strike at the enemy’s arms without giving him a chance to attack. It is not good to spin to the side when striking. Conveyed orally.

(19) About “Riding” (乗る位の事)

The approach of “riding” is not only for [sliding over with] the sword. Neither is it just riding with your arms, elbows, shoulders, hips or feet. It means that as soon as your opponent unleashes an attack, you must envelop him with your whole body at once, riding in from the sword tip to the tips of the toes. When the enemy moves his sword, ride up it without delay. When the “present” point is passed, keep following through and ride into him without stepping back even if your swords do not meet. Move slightly faster than a trot and mount the enemy without hesitation. When he blinks, stop suddenly and cut his hands. Further instructions conveyed orally.

(20) About “Shuffling Feet” (すり足の事)

“Shuffling feet” (suriashi) is used when the enemy is complacent and has both hands on his sword in the chūdan middle stance, or suchlike. As you draw your long sword, step out slightly with your left foot, bring your hands together lightly clasped, hips settled, and face your opponent front on. When he is about to attack, step out a little more with the left foot and then leap in suddenly with the right foot, bending at the left knee as you block the blow from underneath [with both swords forming a cross]. This must be executed with considerable power. Do not hesitate even a little. This cannot be conveyed with words and letters.

Oku (Interior)

Ura Maeroku (Reverse Set of Six Forms)

△ (36-23) Genken Shikigen (眼見色現)

△ (36-24) Jimon Shōshutsu (耳聞声出)

△ (36-25) Binyū Kōken (鼻入香顕)

△ (36-26) Zettō Mibun (舌当味分)

△ (36-27) Shinshi Sokugyō (心思触行)

△ (36-28) Igo Hōgaku (意悟法学)

(21) About “Shin-no-Kurai” (真位の事)

With shin-no-kurai (the sword of truth), when the enemy is using two swords you can cut from the “past-past” position. Step out with your left foot as you bend your right knee and swing with jōkatō [from the right-side stance], swapping your feet as you gauge the distance. Assume yō-no-kurai [left-side yang stance] and move in again to deflect the enemy’s sword, or change to katsu-totsu as you step out with your left foot and repeat the cut-thrust movement. Make sure your blows are powerful and continuous. It is vital that you take the initiative. It is also important to keep an eye on the enemy’s short sword, and to not miss a beat. When the sides are restricted, step out with the left foot and stretch out, executing katsu-totsu as you extend and strike as many times as possible. Numerous oral instructions.

(22) About the “Two Swords of Existence and Nonexistence” (有無二剣の事)

Umu-no-niken (two swords of existence and nonexistence) is employed by holding the short sword up higher with the tip directed at the enemy, and the long word resting [back] on your left knee.[7] When the enemy advances, slash his hands from underneath with the long sword while cutting down from above with the short sword. When going back, if the enemy does not assume the high guard and tries to hit the lower hand [right], strike with the short sword hand. When he tries to defend, take your long sword in two hands in the kasumi stance[8] as you parry upward, and then [immediately] flip the sword to cut down. If the enemy is bothered by your short sword and lifts his arms up, strike his hands from below [with the long sword]. Do not get too close to the enemy. For the stance, step out with your left foot while keeping your right foot 8–9 inches [20–23 cm] to the side. When constrained by space, leave your left foot where it is and step out with the right using this momentum to cut. It is important to adapt according to the circumstances.

(23) About “Throwing the Sword” (手離剣、打ち様の事)

Place your forefinger on the back of the short sword when executing shuriken (throwing the sword).[9] Keep your wrists firm and your shoulders relaxed and throw the blade as if thrusting at the enemy’s “star”[10] where your eyes are fixed. It is because you are throwing with the image of cutting that the sword flies true. If you are close, throw the sword gently with the tip slightly up. When the distance is increased, with the enemy 6 feet [2 meters] away, lift the tip of the sword up about 6 inches [15 cm] to throw. If you are 9 feet [3 meters] away, lift the tip up 12 inches [30 cm] and 18 inches [45 cm] for a distance of 12 feet [3.6 meters]. It is not a problem to throw with the tip higher than the “star.” The opposite is true, and it must never be lower. The more power you use to throw [in this case], the further the tip will fall and miss its mark with a thud.[11] Refrain from bracing yourself too much when you throw. Look up and stick out your chest while stepping out. The more weight you have riding on the back [foot], the better. Perform one or two practice swings as you shout Ei-Ei! Load your body [like a spring] as you take a deep breath and then release it, yelling Totsu! Do not throw while vocalizing Ei! Practice this diligently.

(24) About “Fighting Many Opponents” (多敵の位の事) 〇

When facing multiple opponents, face the front and step out slightly with your left foot. Make sure that you are able to see all your opponents at once. Charge swiftly at the one who seems the strongest and cut him down first. The stance you take should be with the short sword pointing back to the left and the long sword back to the right. With both hands back, extend your posture with your chest and feet pushing forward and the tips of each sword almost meeting at the back. When you know that the enemy is in range, step out with your right foot and thrust both the long and short swords toward the enemy’s eyes with the long sword hand [right] swinging up and then back down. Then, stepping out with the left foot, return to your original stance. Expand your chest as much as possible when swinging the swords. You should be able to hit enemies to your left side convincingly. It is important to adapt depending on the circumstances. Do not swing the swords too excessively, but be sure to take the initiative. Many oral teachings.

(25) About “Taking the Hand”[12] (実手取りの事)

To apprehend an opponent who is holed up, first go toward the main entrance and probe each side of the doorway with a yari (pike). Hold your two swords together in a middle-low stance, draping clothing over the scabbard of the short sword. Step forward with your left foot and assume your stance. When you enter the house, rest the yari on your left shoulder and poke at the enemy’s face. The enemy will frantically try to swat it away, thereby losing his composure. Assume a higher chūdan (middle) stance with the sword and block his attempts while discarding the clothing [concealing the swords]. Take hold of the blade of your short sword and hold it together with the back of your long sword as you push him away. Thrust at the enemy’s chest as you pull his wakizashi (short sword) out. Then drop the swords while grabbing the enemy’s right hand with your left before he can do anything. Quickly taking hold of his wrist, insert your long sword under his right side, pressing down on his chest and arm to knock him flat while stepping on his wrist and the hilt of his sword. Tie him up without delay. Keep the yari pressed against his face until he is completely subdued. Oral teaching.

(26) Drawing Swords of Different Lengths and Compatible Stances (太刀・刀、抜き合い様の事　 付、あい太刀、あわざる太刀の事) 〇

With regard to drawing long and short swords, when the interval [between you and the enemy] is 3–6 feet [1–1.8 meters] strike directly with your short sword. When it is further away, first draw your short sword [with your right hand] and quickly transfer it to your left. Unsheathe the long sword as you would in yō-no-kurai (yang posture) [no.11]. If the enemy attacks first, do not bother with the long sword. Strike his hand [immediately with the short sword] to prevent him from drawing. If the enemy does not attack, draw both of your swords as you please. If you have a smaller-sized wakizashi, which is easy to unsheathe [just with the left hand], coolly take out your long sword first and assume the upper stance (jōdan) as this will make it difficult for the enemy to approach. Also, with swords drawn, the position of jōkatō is useful against hidarisha (left diagonal) and jōdan-blocking kasumi stances. In-no-kurai (yin) is functional against gedan with both hands extended, and chūdan. Katsu-totsu is suitable against one-handed chūdan and one-handed left jōdan. Yō-no-kurai (yang) is useful against opponents in two-handed jōdan. You must consider your enemy’s engarde stance and implement appropriate tactics. As for unsuitable measures, jōkatō is no good against the migisha (right diagonal) stance and one-handed jōdan. In-no-kurai is ineffectual against left diagonal, right diagonal and single-handed jōdan and gedan stances. Katsu-totsu will not work well against left diagonal, high single-handed stances to the right and the one-handed gedan. Yō-no-kurai is not compatible with left diagonal right diagonal, one-handed jōdan and gedan stances. Katsumi-no-kurai techniques are adjusted to the way the enemy holds his sword. There are many occasions in which kissaki-gaeshi and the like are not viable. Oral teachings.

(27) About the “Ultimate One-Sword Strike” (是極一刀の事)

Zegoku-ittō (ultimate one-sword strike) is employed at times when you only have one sword unsheathed. If your opponent is skilled and there are few openings to exploit to achieve victory, take your sword back to your side, allowing plenty of space. Step out with your right foot, swing your sword once or twice, then retreat as you come into contact. Leaving your left foot where it is, observe the openings that arise as your opponent counters [your initial probing]. Strike as hard as you can at the “past” position with the long sword and swiftly unsheathe your short sword to cut his hand as he attempts to block. The shorter the [short] sword, the better when in close [as you can unsheathe it directly with your left hand]. When you have no recourse [to do anything else], this will lead to victory which is why it is the ultimate technique.[13]

(28) About the “Direct Path” (直通の位の事) ◎

Jikitsū-no-kurai (“direct path”) is the soul of combat.[14] All the teachings I have outlined above represent parts of the human body.[15] Nothing more is needed. They must never be neglected. Depending on the situation, there are times when some techniques will not be suitable, but nothing will work without them [in your repertoire]. For example, the eyes, ears, nose, tongue, hands and feet are what our bodies are comprised of. If one of these things is missing, then we are incomplete. The sword techniques that I have conveyed must all be committed to memory and used intuitively. Without the soul and spirit of the “direct path,” they amount to random madness. In all the techniques, be sure to seize the initiative and take the attack to the enemy. This will enable you to identify target areas.

You must then determine what techniques or guards will be effective and what are not viable in a particular situation. Gauge how to close the distance, then commit with single-minded resolve to follow through to your mark (star) and attack without deviating. For example, even if you have to deflect the whole world, the flight of your sword must not diverge from its path. Purge yourself of fear. When you know the moment for that one [direct and decisive] strike of jikitsū, let the power surge through you to deliver the cut. It is no different when you enter the opponent’s space to arrest him. Advance rapidly, thinking of nothing other than grabbing hold of him. The further in you get, the better. Without the mind of “direct path,” your swords will be lifeless. Even this and discover what it means. Even retreat counts as a loss. When we speak of the “interior” (deepest principles),[16] nothing is deeper than this.

When we talk of the gateway (fundamental principles), nothing is more fundamental than this. The great monk Kūkai[17] traveled deep into the mountain when planning to construct a monastery in the innermost reaches of Mt Kōya. Thinking it was still not far enough, he continued walking further, but eventually came across dwellings again. He said, “The further I entered, the closer I came to human habitation; I had looked too far in.”[18] The interior is not the interior. The gate is not the gate. There are no special, secret interior teachings to look for if the great wisdom of combat strategy surges through your sinews and veins. Just make sure that nobody to your front or back can ever get the better of you. This cannot be conveyed with words and letters.

Upon mastering the secret techniques of my teacher[19] in the 10th month of Keichō 9 (1604), I resolved to outline the above 6 [+] 7 [+] 7 [+] 8 articles (= 28) in this “clear mirror” text as a record of my awareness.[20] I shall call it Heidōkyō—Mirror on the Way of Combat—and it shall be bestowed on my disciples to convey sublime teachings, serving as a license of proficiency (menkyo-kaiden). This unparalleled combat strategy of past and present will continue in an unbroken line for generations to come. This is why I have documented the secret teachings of my school, and it is what makes it an incomparable book of secrets.[21] Even if someone has in their possession a license by my hand, if he does not also have this scroll then he is forbidden from employing the techniques and procedures of my school [in matches].[22] How can one possibly be victorious in a contest without absorbing these 28 articles? In light of an exemplary attitude [Ochiai Chūe’mon] to not share knowledge of the Enmei-ryū even with those closest, and dedication shown in the study of this school, I hereby confer this scroll authenticating attainment of the highest level of technical mastery in the Enmei-ryū. These are indeed the secret teachings.

Enmei-ryū “Champion of the Realm” Miyamoto

Musashi-no-Kami Fujiwara Yoshitsune

Auspicious Day, 12th Month, Keichō 10 (1605)

Footnotes

[1] Musashi uses the Buddhist term Kyōgai-betsuden here and in other places which I have translated as such. In the Buddhist context, it literally means “revelation through intuitive discernment.”

[2] Location of the “percussion point” (monouchi) of a sword depends entirely on its overall length. For example, in the case of a sword measuring 2 feet 4.7 inches (72.8 cm), the percussion point would be located around 6–11 inches (15–30 cm) from the tip. The percussion point is the “sweet spot” of the blade which is used for cutting.

[3] Musashi appropriated these terms from his father’s Tōri-ryū.

[4] Musashi taught that if there was time, the short sword should be drawn first and transferred to the left hand, and then the long sword should be unsheathed after this. If the enemy is already moving in, the long sword should be drawn first and the short sword only when the opportunity arises.

[5] Also pronounced as kage-no-kurai.

[6] The left hand holding the short sword at the opponent’s face and the long sword held vertically in the right hand at the side of the head.

[7] See note 36 in the Earth Scroll (Scroll 1).

[8] Refer to Article 9, Heihō-kakitsuke.

[9] The term Musashi uses is shuriken but the ideograms are different to what most people envisage as small projectile weapons such as the fabled Ninja “throwing stars.” The former uses the ideograms 手離剣, literally meaning “releasing sword from the hand.” The latter is 手裏剣, “blade concealed [in] the hand.” In any case, Musashi was apparently skilled in the art of projectile weapons. It is even said that he once defeated a sickle-and-chain wielding opponent by throwing his short sword at him.

[10] Musashi uses the term hoshi (star) as reference to the target being aimed for. This has all manner of connotations, including point, bullseye, a “star point on a Go board (an intersection traditionally marked with a small dot on the board), or “the star that determines one’s fate.”

[11] It may hit the enemy, but it will not cut or pierce him.

[12] This is a play on words by Musashi. Jitte is one of the weapons he specialized in, but its literal meaning is “実 actual 手 hand.” Although the name of the procedure indicates it involves a tussle with the jitte, it is actually a method for arresting an enemy holed up inside a building by “taking hold of his hands.”

[13] Articles 26 and 27 are in the opposite order in Heidōkyō 36. Note that the technique starts as a one sword attack but finishes with two swords.

[14] Musashi refers to Jikitsū (直通) in later writings as Jikidō (直道). The ideogram 通 means “pass through” as well as “path” or “road.” I believe they mean essentially the same thing.

[15] Mind, eyes, feet, hands, mouth (shouts), etc.

[16] Oku.

[17] Also known as Kōbō Daishi (774–835), Kūkai was a Buddhist priest of the early Heian period (794–1185) and the founder of the Shingon sect of esoteric Buddhism in Japan. He is also credited with the invention of the kana syllabary system used to express the sounds of Japanese rather than the meanings of individual words through Chinese ideograms.

[18] In other words, he realized that passing through the interior he had come out the other side to the gate.

[19] Musashi’s adoptive father, Munisai.

[20] “Clear mirror” in that the content is an “unclouded expose” of the combat methodology and philosophy of Musashi’s Enmei-ryū school. This proclamation comes just after his famous victory over the Yoshioka clan in Kyoto.

[21] Hidensho.

[22] Musashi means that the swordsman cannot announce himself as a disciple of the Enmei-ryū when engaging in contests with adherents of other schools.

NOTES ON COMBAT STRATEGY

HEIHŌ-KAKITSUKE

兵法書付

Main Points

* Musashi did not personally name this document. Professor Uozumi Takashi called it Heihō-kakitsuke based on its content.

* It was written by Musashi in 1638 as a technical guide and transmission license for his students.

* Much of the content is further developed in Heihō Sanjūgo-kajō, Heihō 39 and Gorin-no-sho (Scrolls above).

* The section on the “Five Sword Stances” is very similar to what Terao Kumenosuke added to Heihō Sanjūgo-kajō in 1666. Kumenosuke arguably miswrote the terms and stances when he added articles to Heihō 35 to make Heihō 39, so the recent discovery of Heihō-kakitsuke has disentangled many points of confusion.

* Heihō-kakitsuke is thus the “missing link” between Musashi’s earlier swordsmanship and what was passed on after his death.

* This is the first ever translation of Heihō-kakitsuke.

Having focused intently on the study of combat strategy, I hereby convey in writing the gist of what I have learned. Expressing the Way [of combat strategy] in writing, however, is not something that can be accomplished easily. I will restrict my script to matters in the order in which they come to mind. If you forget the methods for wielding your sword or are unsure on matters of form, read carefully what I have outlined here so as not to deviate from the Way.

(1) About Mindset (心持やうの事)

The mindset required [of the warrior] is to relentlessly deliberate on strategy, whether you are active or sitting down, with others or on your own. You must constantly reflect on this Way. Anticipate how to never lose to others, and with an expansive and straight heart act according to the circumstances within the model of the Way of combat strategy. Work out the mind of others and make sure that they cannot read yours. Do not rely on one thing but be aware of strengths and weaknesses, depths and shallows, leaving nothing to the unexpected. In normal times, and when you meet with the enemy, this mindset is to be maintained, with care taken not to jump to conclusions. Be aware of all things, knowing what is good and bad. This is the mindset for combat strategy.

(2) About Gaze (目付の事)

With regards to where one focuses the eyes, there is only the dual gaze of “looking in” (kan) and “looking at” (ken). Look carefully at the enemy’s face to figure out his heart and intent. When scrutinizing the enemy’s face, whether he be near or far, do not think of it as close. Absorb it all as if observing from a distance. Keep your eyes narrower than usual and do not move your eyeballs as you scrutinize him intently and calmly. That way you can see all the movements of his hands and feet and even [what is happening at] his left and right sides. The gaze for “looking at” is gentle whereas that for “looking in” is strong enough to peer into the interior of his heart. You will come to know him well as his heart is reflected in his countenance, which is why you should fix your gaze on the face of each enemy.

(3) About Posture (身なりの事)

You should hold your body in a way that makes you appear big. Your expression should be genial and free of wrinkles. The back of your neck should be slightly toughened, with your shoulders neither strained nor slouching forward. Do not jut out your chest. Project your stomach but do not bend your hips. Your legs should not buckle at the knees, and there should be no distortion in your body. Always strive to preserve this combat posture so that you do not need to change your stance when you encounter the enemy.

(4) About Taking Hold of the Sword (太刀の取やうの事)

When taking hold of the sword, the tips of your forefingers and thumbs should touch, with the forefingers held lightly as if floating. The joint of the thumbs should be fastened [to the hilt], the middle finger should grip slightly tighter, with the ring finger and little finger gripping the strongest. To grip correctly [with the right amount of power in the palms], the fork between the thumbs and forefingers are not forcefully attached to the hilt but should be in line with the back of the sword. The wrists should be flexible and loose, not coiled at all. The hilt should be clasped in a way that the fingers do not touch the sword guard (tsuba). The very bottom of the hilt is not to be grasped either. The left and right hands should grip the sword(s) in the same way.

(5) About Footwork (足ぶみの事)

Regarding the movement of your feet, the tips of your toes should glide [lightly] whereas the heels should tread heavily. Types of footwork to be avoided include “jumping feet,” “floating feet,” “stomping feet,” “extracting feet” and “seesaw feet.” These are all bad. You have to be able to maneuver unimpeded in [environments such as] mountainous terrain, over rivers and on stony ground. Footwork should not change whether attacking or blocking. Observing how the enemy prepares to strike, it is also very important to stomp with the right foot when attacking. In general, avoid having your stance too wide [by leaving your left foot behind]. The left foot always follows.[1]

(6) About the Five Sword Stances (太刀構五つの事)

1. Enkyoku Tachisuji-no-Koto[2] (一、円極太刀筋之事)

Employed against all sword attacks, the sword pathway of enkyoku (middle stance) is broad and is also the most fundamental. The long sword position depends on the enemy and the circumstances. As for the stance itself, the edges of both the left and right swords should not face down or directly to the sides. To keep the enemy at bay, take a position with the long sword tip raised and extended. When you intend to be closer to the enemy, lower the tips slightly and bring the swords nearer your body. When you are thinking of luring the enemy in to attack, lower the swords while keeping them level. When intending to entrap the enemy, or when you have missed the mark, thrust and then, as the enemy tries to strike, pull your long sword back toward your navel with the blade facing down. The target for the thrust is the face and chest. Detach from the enemy’s sword and seize him with your hands. There are three cadences for executing return swings of your sword (kissaki-gaeshi). If the attack is made with a small strike, return the blade by swinging it around in one [move]. With a large strike, make the ensuing cut a little slower. Delay the return cut when you lunge at your opponent forcefully as if to stomp on his feet. If you cut up at the hands from below, this is the same as the lower stance (gedan). Strike up then follow the path for kissaki-gaeshi after hitting the target. It is important not to deviate from the sword’s pathway.

2. Gidan (二、義断のかまへの事)

With the stance of gidan (upper),[3] the right hand should be placed at ear height. The butt of the long sword’s hilt should not be splayed [too much from the center], nor should the grip be too tight or overly relaxed. Assume a stance that is facing the front. The short sword in the left hand is held down but not extended, and is pointed in a low, middle or high direction depending on the enemy’s stance. The strike itself, fast or slow, shallow or deep, light or heavy depends on the opponent’s attack. The standard target is the enemy’s hands. Don’t cut down, but in a forward motion. When executing katsu-totsu,[4] stand the long sword up, then thrust at and cut the enemy’s right hand. Irrespective of whether your swords clash or not, your hands are the same. It is important to strike rapidly. The alternating cut-thrust movement (katsu-totsu) can continue [for as long as the opportunity to strike is there]. This [technique] is difficult [to achieve] if you are too close to the enemy. In which case you must win by taking hold of the enemy. Consider this well.

3. Shigeki (三、鷙撃のかまへの事)

There are two ways of employing shigeki (lower stance).[5] For the first, extend the tip of the long sword to the front, making sure it does not veer to the left. Attack the enemy at “one-third” of a strike. Lift your hand up as if to execute a blow, then thrust instead, being sure to avoid the tip of the enemy’s sword. If you have the mind to knock his sword down, strike quickly and then return your hands slowly. In either case, be ready to revert to kissaki-gaeshi. Another way of executing shigeki is to direct your sword tip at the enemy while lowering your hand to place it on your right leg. Strike the enemy the instant you sense his intention to act. The shallowness or depth, lightness or heaviness of your strike will depend on the enemy’s spirit. This requires much contemplation.

4. Uchoku (四、迂直のかまへの事)

With uchoku,[6] assume the left-side stance (hidari-waki), with the long sword (right hand) at the left and the short sword (left hand) not raised high, making sure your arms are not crossed too deeply. Parry the enemy’s strike [from below] the first third of the way through. If you are of a mind to knock his sword down, evade his strike to your left hand by lowering it slightly with a cutting motion, then counter-cut him diagonally [from above] with the right. It is important to strike quickly. Make sure the line of the blade is true as you swing around to strike with katsu-totsu and kissaki-gaeshi.

5. Suikei (五、水形のかまへの事)

With suikei,[7] the tip of the long sword should not be open to the side, and the left hand (short sword) is thrust out. The left and right arms are held open on each side of the chest, but are not straightened at the elbows. When the enemy launches his attack, cross past his sword as you strike up his centerline to forehead height [into jōdan]. The aim is to cut broadly to the front. Do not allow the blade to keep going through to the left. Follow through and swing around with the kissaki-gaeshi movement. Depending on the circumstances, you may assume uchoku (left-side stance). This needs to be decided in an instant.

Generally, these are the only five sword paths for striking the enemy. There is only one way to cut with a sword [and is in line with these paths]. Be mindful of this.

(7) About Hitting and Striking[8] (当ルと云ト打ト云事)

Hitting is not meant to be a winning strike. Hitting has its own principle. You hit to weaken the enemy and make him act irrationally. Striking, on the other hand, is executed with certainty [and killing in mind]. Consider this carefully.

(8) Hitting the Hands (手に当る事)

There are eight opportunities to hit the hands:

1. First, hit with the “one-count” cadence.[9]

2. Second, slap and hit from gedan (lower stance).

3. Third, hit [just as he moves] when you lower the swords.

4. Fourth, facing off in chūdan (middle stance), place your long sword on top, then hit with a timing slightly askew from the “one-count” cadence.

5. Fifth, in the same stance, place your long sword underneath and hit.

6. Sixth, hit as the enemy blocks.

7. Seventh, hit from a block.

8. Eighth, when the enemy slaps your strike away, follow through with the long sword and hit.

These are the designated points for hitting. Do not despair if your hit misses the mark. Just realize that your rhythm is wrong.

(9) Hitting the Legs (足に当る事)

There are six opportunities to hit the legs:

1. First, when the enemy blocks.

2. Second, when the enemy tries to deflect your sword.

3. Third, when the enemy assumes a right-side stance.

4. Fourth, when your sword has been hit down.

5. Fifth, when the enemy has a long sword and assumes the kasumi[10] stance, revert to the chūdan (middle) position and hit his legs.

6. Sixth, when the enemy is in the chūdan stance, come from below and strike his legs as you affix your short sword to his sword [to suppress it].

These are the six points for striking[11] the legs.

(10) About Blocking (うくると云事)

In the case of blocking:[12]

1. First, affix your sword as the enemy attacks and let it slide off.[13] Cadence is very important.

2. Second, as the opponent strikes, point the tip of your long sword to the region extending from the right hand to the right eye to block by thrusting the tip into the oncoming blow.

With both blocks, it is important that the movement is not an upward one. The hands are lifted to a higher position as if to thrust forward into the attack [not from underneath].

3. Also, when the enemy is close, you can receive [his attack] by pulling back and counter-striking quickly [with the other sword].

These are the three blocks.

(11) About Moving in Close[14] (入身の位の事)

1. First, block as the enemy attacks and move in close as if to pass through him.

2. Second, when the opponent blocks, affix your sword to his and move in.

3. Third, when the enemy is holding his sword to the right side, or when you hit his legs, or when he is about to block or strike, pivot your body and enter his space.

4. Fourth, enter when your rhythm is not synchronized with the enemy’s.

In all cases, it is bad to hunch your back and stick out your arms when moving in close. Pivot forward into a side-on stance[15] and stick close to the enemy. When you enter, be sure you are completely inside. Also, ensure that your line [to cut] is straight, your body is not inclined in the slightest and your movement is powerful. Study this well.

(12) Cadences for Striking the Enemy (敵を打拍子の事)

There are various cadences for striking with the sword.[16] The striking rhythm called “one-count” (itsu-byōshi) is to not let your will manifest in your body and mind and strike from the void. Striking from nothing, you deliver a blow at a place your opponent does not expect. This is the “one-count” striking cadence. The enemy is also competing against your spirit and while preparing to attack, strike unexpectedly. This is called an “empty strike” and is a crucial tactic. The “delayed cadence” (okure-byōshi) involves leaving your body and spirit behind when [seemingly] delivering the blow, and then landing the [real] strike when your enemy hesitates. This is what is meant by “delayed cadence.” With the “flint spark”[17] blow (sekka, or hishi-bi), have the intention to slide up the enemy’s sword with lightning speed. It must be executed powerfully and fast with every bone and sinew of your body in unison. This should be studied. With the “autumn leaves” strike (momiji), the opponent’s sword is struck down with speed and force as you affix your sword to his. Even if you do not strike his sword, it is difficult for him to pass [with your sword in his position on his]. With the “flowing water” strike, attack the enemy in spirit and body as one with one blow, but deliver the long sword calmly and obstinately. There are also several timings for striking at the start, middle and end [of the movement].

(13) About Taking the Initiative (先のかけやうの事)

There are various ways for “taking the initiative.”[18] What is known as ken-no-sen (crackdown initiative)[19] is when you instigate an attack on the enemy in order to win. Tai-no-sen (cleanup initiative)[20] is employed when the opponent attacks. You must modify the timing of the initiative [and strike afterwards]. This requires careful scrutiny. With tai-tai-no-sen (coinciding initiative),[21] both you and the enemy attack each other simultaneously, but you must override his rhythm. Or, there is the initiative employed when your attacking initiative coincides with that of your opponent. Make a sudden change to force your initiative over his. There is also the initiative in which you seize victory by taking your time [slowing things down] when both you and the enemy are brimming in spirit. There are initiatives of a “weak and strong,” “light and heavy,” “shallow and deep” mind. Then there is the “case-by-case” initiative and the “vocal” initiative. These should all be studied.

(14) About Shouting (声をかくると云事)

To shout at your opponent does not mean that you are yelling all the time. You should not shout in time with your striking rhythm. Shouts are made before and after the fact. When it is uncertain where you will attack, then it is feasible to let out a cry beforehand. There is also the post-attack cry in which you bellow after delivering a blow. This is the “after shout.” There is the shout Ei, which can be made loudly or quietly. There is also the shout Maitta. It depends on the [situation surrounding the] attack. An “accompanying” shout, which is tied to a strike when both rhythms are similar, is Ya, and is for overriding the opponent’s cadence. This shout is made inside the mouth, in your heart so that nobody can hear it. These are the three cries of “before,” “after” and “within.”

It may seem that shouting is unnecessary. Nevertheless, as we shout against the wind, waves, and fire on the battlefield, we must also shout down [the enemy’s] vitality. Do not cry out at night. Judge each situation [on its own merits].

The above articles are meant as an outline. Train hard to master each. This is the way to practice combat strategy. Supplementary details shall be documented in other writings.

Auspicious Day, 11th Month, Kan’ei 15 (1638)

Shinmen Musashi Genshin

Footnotes

[1] Compare with Article 5 in Heihō Sanjūgo-kajō.

[2] This article corresponds with “The Five Exterior Forms”—Number One (chūdan = middle stance) in Gorin-no-sho (Article 8 in the Water Scroll, Scroll 2). It is completely different to the first form of katsu-totsu kissaki-gaeshi outlined in Heihō 39.

[3] Judging by the description, gidan is most likely the upper (jōdan) stance. This article, therefore, corresponds with “The Five Exterior Forms—Number Two” (jōdan = upper stance) in Gorin-no-sho, (Article 9 in the Water Scroll, Scroll 2), and “Gidan-no-Kamae Jōdan” in Heihō 39. As with all of these explanations, the major difference between descriptions of procedures in Gorin-no-sho and Heihō-kakitsuke is that the former is more general whereas the latter includes detailed technical instruction.

[4] See Article 31 in the Water Scroll (Scroll 2).

[5] This third procedure corresponds with “The Five Exterior Forms—Number Three” (gedan = lower stance) in Gorin-no-sho (Article 10 in the Water Scroll, Scroll 2). In Heihō 39 it is the fourth technique (written as 重気), shigeki-no-kamae, hidari-waki [left-side stance].

[6] In Heihō 39, this is called uchoku-no-kamae migi-waki [right-side stance]. In Gorin-no-sho, it is “The Five Exterior Forms—Number Four” (hidari-waki = left-side stance) (Article 11 in the Water Scroll, Scroll 2). It is likely that Terao Kumenosuke made a mistake when transcribing/remembering the techniques in the additional four articles that he added to Heihō 35. In Musashi’s original manuscript of Heihō-kakitsuke, he writes u-choku in syllabic Japanese script instead of kanji. “U” is an on reading for the ideogram for “right” (右), which apparently resulted in some confusion when Kumenosuke wrote that it was for the “right-side stance.” After all, it was twenty years after Musashi’s death when Kumenosuke added the four articles to make Heihō 39. This has resulted in substantial difficulty in fitting the pieces of Musashi’s technical puzzle together. It has also provoked a certain degree of animosity among adherents of the Niten Ichi-ryū schools over the last three and a half centuries, with differing interpretations of their founder’s ideas.

[7] In Heihō 39, this is still called suikei-no-kamae but is the stance assumed to be gedan (lower stance). In Gorin-no-sho, it is “The Five Exterior Forms—Number Five” (migi-waki = right-side stance) described in Article 12 in the Water Scroll (Scroll 2).

[8] See Article 12 in Heihō Sanjūgo-kajō.

[9] See Article 14 in the Water Scroll (Scroll 2).

[10] A stance seen in various schools of swordsmanship in which the sword is held horizontally with the hilt around head height, the cutting edge facing up and the tip pointed at the adversary.

[11] Musashi uses the verb utsu (“to strike”) instead of ataru (“to hit”). It may seem trivial, but it does cause confusion considering Musashi makes a clear distinction between hitting and striking.

[12] Compare with Article 28 in the Water Scroll (Scroll 2).

[13] This entry is problematic as there are two possibilities for the reading of one of the characters. It could read as u-ke-n (“enemy’s block”) instead of u-ta-n (“enemy’s strike”). “Receive the opponent’s strike with your sword and elude [by letting it slide off].”

[14] Compare with Article 26 in the Water Scroll (Scroll 2).

[15] Hitoemi, or minimized profile facing the opponent.

[16] See Articles 14–20 in the Water Scroll (Scroll 2) and Article 22 in Heihō Sanjūgo-kajō.

[17] Not found in Heihō Sanjūgo-kajō.

[18] See Article 2 in the Fire Scroll (Scroll 3) and Article 13 in Heihō Sanjūgo-kajō. Musashi had written of the importance of taking the “initiative” (sen) in the Heidōkyō, but it was from Heihō Sanjūgo-kajō that he divided them into three variants.

[19] Literally “attacking initiative.”

[20] Literally “waiting initiative.”

[21] Literally “body-body initiative.”

COMBAT STRATEGY IN 35 ARTICLES

HEIHŌ SANJŪGO-KAJŌ

兵法三十五箇条

Main Points

* Heihō Sanjūgo-kajō means “Combat Strategy in 35 Articles,” although it contains 36 articles altogether.[1]

* Musashi wrote Heihō Sanjūgo-kajō in 1641 and presented it to Hosokawa Tadatoshi, lord of the Hosokawa domain in Kumamoto. As such, the tone of the text is honorific.

* Musashi was probably motivated to write his text because Yagyū Munenori of the Yagyū Shinkage-ryū school of swordsmanship had presented Tadatoshi with his celebrated treatise, Heihō Kadensho, four years earlier.

* Heihō Sanjūgo-kajō serves as a supplement to Gorin-no-sho in terms of content. It is useful to compare both to gain a fuller understanding of Musashi’s swordsmanship.

* In 1666, Musashi’s student Terao Magonojō added four more articles and produced an extended version known as Heihō Sanjūkyu-kajō. This was used instead of Gorin-no-sho a transmission scroll in the Kumamoto lineage of Niten Ichi-ryū.

* If the article containing the four descriptions of technical procedures is counted as four instead of one, the total is 42. Thus, Heihō 39 is also referred to by some as Heihō Yonjū-ni-kajō (42).

* I have marked the sections that Kumenosuke added with △ (39-X).

Introduction

I humbly commit to paper for the first time[2] the methods of the Heihō Nitō Ichi-ryū school of combat strategy which I have developed through many years of training. Considering the intended recipient of this text, it is difficult to express the content adequately in words. It concerns the way one must control the sword in the style one normally practices. I will record the principle elements of this as they come to mind.

(1) Why I Name My Way that of “Two Swords” (一、此道二刀と名付事)

I call this Way that of “Two Swords” as we train with a sword in each hand. The left hand is considered of less importance as followers aim to master wielding the long sword with one hand. Learning to wield the sword with one hand is advantageous when in battle formation, while riding a horse, traversing marshes, rivers, narrow paths an d rocky surfaces, running, and in a crowd. If you are holding something in your left hand and it is difficult [to brandish the sword with both hands], the sword is operated with [the right] one. A sword held in one hand will feel heavy at first but later you will be able to manipulate it freely. For example, learning to shoot a bow increases strength, and the power for riding horses also comes through training. In terms of the skills of common people, the sailor develops strength through working the rudder and oars. The farmer gains power through using his plow and hoe. You will cultivate strength also through taking up the sword. Nevertheless, it is best to use a sword that suits your physical capabilities.[3]

(2) About Understanding the Way of Combat (一、兵法之道見立処之事)

The principles of this Way are the same for both large-scale and small-scale strategy. What I write here is for small-scale strategy, but if the task of a general is kept in mind, his arms and legs correspond to his vassals and his torso to his foot soldiers and subjects. It is in this way that the country is governed as if it were a person’s body. As such, large- and small-scale conflict is no different in the Way of combat strategy. When practicing strategy, the whole body must be employed as one, devoid of surplus and deficiency, neither too strong nor too weak, with the spirit circulating evenly from head to toe.[4]

(3) About How to Take Hold of the Sword (一、太刀取様之事)

To take hold of the sword, the forefinger and thumb should brush [the hilt] lightly, while the middle finger should hold with medium strength and the ring and little finger grip tightly. As with the sword, there is also “life” and “death” in one’s hands. When assuming a fighting stance, parrying or blocking, the hand that forgets about cutting and stops is said to be “dead.” The hand that lives is one that moves in harmony with the sword at any time without becoming rigid and is at ease to cut well. This is called the “live” hand. The wrists should not be entwined, the elbows neither too taut nor too bent, the upper muscles of the arms relaxed and the lower muscles tensed. Study this well.[5]

(4) About Posture (一、身のかゝりの事)

One’s posture should be such that the face is not tilted down, nor should it be raised too high. The shoulders are neither tensed nor slouched. The abdomen should be pushed forward but not the chest. One should not bend at the hips. The knees are not locked. The body faces straight ahead so that it appears to be broad. “Combat posture in everyday life; Everyday posture in combat.” Consider this carefully.[6]

(5) About Footwork[7] (一、足ぶみの事)

Use of the feet depends on the situation. There are big and small, slow and fast ways of stepping, the same as when you normally walk. Footwork to avoid includes “jumping feet,” “floating feet,” “stomping feet,” “extracting feet” and “seesaw feet.” Notwithstanding the ease or difficulty of footwork wherever you are, be sure to move with confidence. You will learn more about this in a later section.[8]

(6) About Gaze (一、目付之事)

With regards to “fixing one’s gaze,” although many methods have been advocated in the past, these days it usually means that the eyes are directed at the [enemy’s] face. The eyes are fixed in such a way that they are slightly narrower than normal and [the enemy is] observed calmly. The eyeballs do not move, and when the enemy encroaches, no matter how close, the eyes appear to look into the distance. With such a gaze, to say nothing of the enemy’s techniques, you will also be able to see both sides as well. Observe with the dual gaze of “looking in” (kan) and “looking at” (ken)—stronger with kan and weaker with ken. Use of the eyes can also communicate intent to the enemy. Intentions are to be revealed in the eyes, but not the mind. This should be examined carefully.[9]

△ (39-1) About the Five-Way Stances (一、五方の構の次第)

1. Katsu-totsu Kissaki-gaeshi, Jōdan (Upper stance)

2. Gidan, Chūdan (Middle stance)

3. Shigeki, Hidari-waki (Left-side stance)

4. Uchoku, Migi-waki (Right-side stance)

5. Suikei, Gedan (Lower stance)

(Refer to the corresponding section in Heihō-kakitsuke.)

(7) About Measuring the Interval[10] (一、間積りの事)

There are various theories in other disciplines when it comes to ma (timing and interval). I am only concerned here with combat strategy.[11] Whatever the Way, the more you train the more you will realize [that the mind should not be fixed in one place]. Basically, when you are at an interval where your sword can strike the enemy, you should think that the enemy’s sword can also reach you.[12] Forget your body when you are set to kill your opponent.[13] Examine this carefully.

(8) About Mindset (心持之事)

One’s mind should neither dwindle nor be in an excited state. It must not be rueful nor afraid. It is straight and expansive, with one’s “heart of intent” faint and one’s “heart of perception” substantial. The mind is like water, able to respond aptly to changing situations. Water can be a sparkling hue of emerald green, it can be a single drop or a blue ocean. This should be carefully studied.

(9) To Know the Upper, Middle and Lower Levels of Strategy (兵法上中下の位を知る事)

Stances are adopted in combat, but a show of various sword positions in order to appear strong[14] or fast is regarded as lower-level strategy. Further, refined-looking strategy, flaunting an array of techniques and rhythmical mastery to give the impression of beauty and magnificence, is regarded as middle level. Upper-level strategy looks neither strong nor weak, not irregular, not fast, not glorious and not bad. It looks broad, direct and serene. Examine this carefully.[15]

(10) About the “Cord-Measure” (いとかねと云事)

Always hold a cord-measure in your mind. By holding the cord against each opponent to size him up, you will see his strengths, weaknesses, straightness, crookedness, and tense and relaxed points. With your mind’s measure, pull the cord, making it straight so that you can quantify the enemy’s heart. With this measure, you should be able to know the round, uneven, long, short, crooked or straight features of the enemy. This must be studied.

(11) About “Sword Pathways” (太刀之道之事)

Not knowing the pathway of the sword inside out make it difficult to brandish your weapon as you like. Furthermore, if [the sword swings are] not decisive,[16] or you do not bear in mind the back and side of the sword blade, or if the sword is used [to chop] like a knife or rice spatula, it will be difficult to enter the frame of mind needed to cut the enemy down. Train to strike your opponent effectively, always thinking about the sword’s pathway, and wield it calmly as if it were a heavy weapon.[17]

(12) About “Striking and Hitting” (打とあたると云事)

The methods of striking (utsu) and hitting (ataru) are both used in swordsmanship. Learning to strike your target with conviction through test cutting[18] and the like will enable you to strike as you please. When you cannot work out a way to make a decisive strike, hit the enemy any way you can. If the hit connects, even with force, it will never count as a strike. Do not be concerned if you hit the enemy’s body or his sword, or even if you miss altogether. Just be mindful of preparing your hands and feet for a true strike. This must be practiced dutifully.[19]

(13) About the “Three Initiatives” (三ツの先と云事)

Of the “three initiatives” (sen), the first one involves attacking the enemy first.[20] The second is the initiative taken when your opponent attacks you.[21] The third is when you and the enemy attack simultaneously. Your body must be primed to attack first, but strike keeping your legs and spirit centered without being too relaxed or tense, thereby unsettling the enemy. This is ken-no-sen, the “crackdown initiative.” Next, when the enemy attacks you, have no concern for your body, but when the distance is close, free your mind and seize the initiative from the enemy as you follow his movement. When you and the enemy attack at the same time, keep your body strong and straight and take the initiative with your sword, body, legs and spirit. Seizing the initiative is of the essence.[22]

(14) About “Traversing Critical Points” (渡をこすと云事)

In a situation where you and your opponent are in position to hit each other, you should attack. If you want to move past the critical point, advance with your body and legs and stick to him. There is nothing to fear once you have passed the critical point. This should be considered carefully with reference to my future teachings.[23]

(15) On “Body Replaces Sword” (一、太刀にかはる身の事) (Absent in Heihō 39)

“Body replaces sword” means that when you strike with the sword your body should not be connected to it. When he sees your body attacking, he should then see your sword landing. Moreover, it is the same mindset of “sword replaces body.” Keep an empty mind and never strike with sword, body and spirit simultaneously. Examine carefully the notion of mind and body within [within the sword stroke].[24]

(16) About the “Two Steps” (一、二ツの足と云事)

“Two steps”[25] refers to moving both feet in delivering a sword stroke. When you ride or release the enemy’s sword, or when you maneuver forward or back, you make two steps. It feels as if your feet are connected. If you make only one step when striking,[26] you will be stuck on the spot. Thought of as a pair, this is just like normal walking. This needs to be examined carefully.

(17) About “Trampling the Sword” (一、剣をふむと云事)

This is to tread on the enemy’s sword tip with your left foot just as his sword is swung down. If you seize the initiative with your sword, body and mind as you trample on his sword, victory will be yours. Without this mindset, the encounter will degenerate into a tit-for-tat exchange. Your feet will be fine as you will not stamp on the sword all that often. Consider this well.[27]

(18) About “Arresting the Shadow” (一、陰をおさゆると云)

“Arresting the shadow” (yin) means to carefully observe your enemy in order to know if his mind is overly engaged and where it is lacking. Pointing your sword when his mind is preoccupied and diverting his attention, then arresting the shadow of the area that is lacking will upset his rhythm and victory will be for the taking. Even so, it is crucial that you do not leave your mind on the shadow and forget to strike. You must work this out.[28]

(19) About “Shifting the Shadow” (一、影を動かすと云事)

This shadow is that of yang. When the enemy pulls his sword back and assumes a front-on stance,[29] suppress his sword with your mind and make your body empty. As soon the enemy encroaches, unleash with your sword. This will surely make him move. When he does, it is easy to win. This method did not exist before. Do not allow the mind to become fixed as you strike at protruding parts of his body. Ponder this carefully.[30]

(20) About “Detaching the Bowstring” (一、弦をはづすと云事)

“Detaching the bowstring”[31] is employed when your mind and the enemy’s are tightly connected [with a bowstring]. In such a situation, you must promptly detach [the string] with your body, sword, legs and mind. Detaching is most effective when the enemy least expects it. This should be explored.

(21) About the “Small Comb” Teaching (一、小櫛のおしへの事)

The spirit of the “small comb” is to untangle knots. Hold a comb in your mind and use it to slash threads in the enemy’s web of entanglement. Entangling with threads and pulling strings are similar. Pulling is stronger, however, as entanglement is a tactic executed with a weaker mind. This should be considered judiciously.

(22) About “Knowing Gaps in Cadence” (一、拍子の間を知ると云事)

“Knowing gaps in cadence”[32] depends on the enemy. The cadence of each enemy is different. Some are fast and some are slow. With an opponent who is slow, do not move your body and conceal the start of your sword movement, quickly delivering a blow out of nothing. This is the rhythm of “one-count” (itsu-byōshi).[33]

With a fast opponent, feign an attack with your body and mind and strike your opponent down after he responds. This rhythm is called the “two-phase traversing cadence” (ni-no-koshi).[34]

The cadence of “no-thought no-form” (munen-musō)[35] requires having your body primed to strike while holding your spirit and your sword back. As soon as you see a gap in your opponent’s spirit, strike forcefully from nothing. This is the cadence of “no-thought no-form.”

“Delayed cadence” (okure-byōshi) is a rhythm employed when your opponent is ready to slap or parry your attack. Ever so slowly, strike at the opening revealed [by him in his movement]. This is “Delayed cadence” [and the enemy will miss as a result]. Practice this rhythm diligently.

(23) About “Stopping the Start” (一、枕のおさへと云事)

“Stopping the start” is employed when you sense the enemy is about to attack. Suppress the start just as he is thinking about striking, before it can take form. Use your mind, body and sword to muzzle the strike. When you sense his intent, it is the perfect time to strike first, or to enter his space, for breaking away and for seizing the initiative. It can be employed in all situations. Train in this judiciously.[36]

△ (39-2) About “Making it Bind”

(A simplified version of Article 26 in the Water Scroll of Gorin-no-sho [Scroll 2].)

(24) About “Knowing the Conditions” (一，景気を知ると云事)

“Knowing the conditions” means to carefully ascertain the ebbs and flows, shallows and depths, weaknesses and strengths of the location and the enemy. By always utilizing the teaching of the “cord-measure” [10 above], such conditions can be sensed immediately. By catching the conditions of the moment, you will be victorious whether facing the front or the rear. Ponder this carefully.[37]

25) About “Becoming your Enemy” (一、敵に成と云事)

You should think of your own body as the enemy’s.[38] Whether the opponent is holed up somewhere or is a mighty force,[39] or you come face to face with an expert in the martial Way, you must anticipate the difficulties going through his mind. If you cannot calculate the confusion in his mind, you will mistake his weaknesses for strengths, see a novice as an accomplished master, view a small enemy as a powerful one, or grant your foe advantages when he has none. Become your enemy. Study this well.

(26) “Retained Mind” and “Freed Mind”[40] (一、残心放心の事)

“Retained mind” (zanshin) and “freed mind” (hōshin) should be employed as the circumstance and moment dictates. When you take up your sword, it is standard for the “heart of intent” (i-no-kokoro) to be freed and the “heart of perception” (shin-no-kokoro) to be retained (kept hold of). The moment you strike at the enemy, release your “heart of perception” and retain your “heart of intent.” There are various methods for employing “retained mind” and “freed mind.” This should be studied carefully.

(27) About “Opportunity Knocks” (一、縁のあたりと云事)

“Opportunity knocks”[41] is when the enemy comes in close to attack you with his sword and you either slap it away with your own sword, parry the attack or hit. In all cases of slapping, parrying or hitting, the enemy’s attack should be considered an opportunity. If actions of riding, evading or sticking to the enemy’s sword are all executed with the intention of striking, your body, mind and sword will always be primed to deliver. Carefully consider this.

(28) About “Sticking Like Lacquer and Glue” (一、しつかうのつきと云事)

“Sticking like lacquer and glue”[42] means to get in very close to the enemy. Stick steadfastly to the enemy with your legs, hips and face, leaving no gaps, just like bonding with lacquer and glue. If there are any gaps, the enemy will have the freedom to apply various techniques. The cadence for moving in to stick to the enemy is the same as “stopping the start” and is executed with a serene state of mind.

(29) About the “Body of an Autumn Monkey” (一，しうこうの身と云事)

The “body of an autumn monkey”[43] means that when you stick to an enemy’s body, you must do it as if you had no arms. The worst way to attempt this is to leave your body back as you stretch your arms out. If you just extend your arms, your body will lag behind. Using the area from your left shoulder down to the forearm is advantageous in an attack, but never resort to only using your hands. The cadence for sticking to the enemy is the same as [in 28] above.

(30) About “Contesting Height” (一，たけくらべと云事)

“Contesting height”[44] is employed when very close and clinging to the enemy. Make yourself as tall as you can, as if contesting height. In your mind, make yourself taller than your opponent. The cadence for getting in close is the same as the others. Consider this well.

(31) About the “Door” Teaching (一，扉のおしへと云事)

The body of the “door”[45] is used when moving in to stick to the enemy. Make the span of your body wide and straight as if to conceal the enemy’s sword and body. Fuse yourself to the enemy so that there is no space between your bodies. Then pivot to the side, making yourself slender and straight, and smash your shoulder into his chest to knock him down. Practice this.

(32) The “General and His Troops” Teaching (一、将卒のおしへの事)

The “general and his troops”[46] is a teaching that means once you embody the principles of strategy, you see the enemy as your troops and yourself as their general. Do not allow the enemy any freedom whatsoever, neither permitting him to swing nor thrust with his sword. He is so completely under your sway that he is unable to think of any tactics. This is crucial.

(33) About the “Stance of No-Stance” (一，うかうむかうと云事)

The “stance of no-stance”[47] refers to [the mindset] when you are holding your sword. You can adopt various stances, but if your mind is so preoccupied with the engarde position, the sword and your body will be ineffectual. Even though you always have your sword, do not become preoccupied with any particular stance. There are three varieties of upper stance (jōdan) as well as three attitudes for the middle (chūdan) and lower (gedan) stances that you can adopt. The same can be said for the left-side and right-side stances (hidari-waki and migi-waki). Seen as such, this is the mind of no-stance. Ponder this carefully.

△ (39-3) About “Assessing the Location”

△ (39-4) About “Dealing to Many Enemies”

(Simplified versions of Article 1 in the Fire Scroll [Scroll 3] and Article 33 in the Water Scroll [Scroll 2] of Gorin-no-Sho.)

(34) About “The Body of a Boulder” (一、いわをの身と云事)

“The body of a boulder”[48] is to have an unmovable mind that is strong and vast. You come to embody myriad principles through your training, to the extent that nothing can touch you. All living things will avoid you. Although devoid of consciousness, even plants will not take root on a boulder. Even the rain and wind will do nothing to a boulder. You must strive to understand what this “body” means.

(35) To “Know the Moment” (一、期をしる事)

To “know the moment” is to know opportunities that come quickly and those that come later. It is to know when to retreat and when to engage. In my school, there is an essential sword teaching called “Direct Transmission” (Jikitsū).[49] The particulars of this will be conveyed orally.

(36)[50] About “Myriad Principles, One Void” (一、万理一空の事)

Although myriad principles return to the Ether, this is all but impossible to explain in writing. I humbly suggest that you contemplate this concept yourself.

The 35 articles prescribed above outline my views on the mindset of strategy and how it is to be approached. Some of the entries may seem deficient but they concern things I have already imparted to you. I have refrained from writing about my school’s sword techniques as I will teach them directly. Should there be any entries you are unsure of, please allow me to explain in person.

An auspicious day, 2nd Month of Kan’ei 18 (1641)[51]

Shinmen Musashi Genshin

39-5. [Postscript in Heihō 39]

(Written on the fifteenth day of the 8th month of Kanbun 6 [1666] by Terao Kumenosuke.)

Footnotes

[1] The Shimada copy of this document is titled Enmei-ryū Sanjūgo-kajō.

[2] Musashi had already written Heidōkyō and Heihō-kakitsuke for his students. Heihō Sanjūgo-kajō was written specifically for Hosokawa Tadatoshi, a student of Yagyū Shinkage-ryū, so the tone of the introduction is very polite and his statement claiming this was his first work is meant as a sign of humility. Notice that at this juncture Musashi was still referring to his school as Nitō Ichi-ryū (School of Two Swords as One). Lord Tadatoshi had received Heihō Kadensho (1632) from Yagyū Munenori in 1637. It was he who requested Musashi write for him a similar text on his school. It is unclear whether Tadatoshi ever read the text as he died about one month after Musashi presented it to him. Musashi’s trusted disciple, Terao Kumenosuke, the younger brother of Magonojō, got hold of the text (either the original or a copy in Musashi’s hand). In copying the text himself, Kumenosuke omitted Article 15 but added four more articles which he took from Heihō-kakitsuke and Gorin-no-sho. In particular, the section explaining the techniques, apart from the first one, is taken from Heihō-kakitsuke. Musashi did not include technical explanations but Kumenosuke did as he intended to use the 39 Articles as a transmission scroll for his own students. This version by Kumenosuke is called Heihō Sanjūkyū-kajō (Heihō in 39 Articles). It is also sometimes referred to as Heihō Shĳōni-kajō (Heihō in 42 Articles). The discrepancy comes from what are counted as articles.

[3] This section corresponds with Article 5 in the Earth Scroll (Scroll 1 above) where it is explained in more detail.

[4] This article is addressed in more detail in the Fire Scroll (Scroll 3).

[5] Compare with Article 4 in the Water Scroll (Scroll 2).

[6] Compare with Article 2, Water Scroll.

[7] The title is similar to Article 5, Water Scroll, but the content is introduced in Article 7 of the Wind Scroll (Scroll 4), albeit with some variation in the explanations of flawed footwork.

[8] It appears that Musashi intended to write more on this topic. He does elaborate in Gorin-no-sho but does not go into further detail in this document. Perhaps he was aware that the intended reader, Hosokawa Tadatoshi, would take it as an affront to the Yagyū Shinkage-ryū style of swordsmanship that he was studying.

[9] Compare with Article 3, Water Scroll.

[10] This section is not found in Gorin-no-sho.

[11] Musashi is stating that the distance in which you can strike your opponent means that the enemy can also strike you.

[12] In the fencing terminology of medieval Europe, this is called “Just Distance,” that is, the interval where, if you are close enough to strike your opponent, he is close enough to strike you.

[13] This article is somewhat difficult to decipher but considered in the context as advice to Tadatoshi, it may be addressing teachings in Yagyū Shinkage-ryū about gauging an advantageous (safe) interval for you over the enemy.

[14] In the copy of the text published by the Musashi Society in 1909, the word used is “slow” rather than “strong.” Other copies, however, use strong, and this seems to be the most likely option.

[15] A corresponding article is not included in Gorin-no-sho.

[16] This can also be translated as a separate sentence: “Moreover, [the cuts] will not be strong.”

[17] Compare with Article 7, Water Scroll.

[18] Refer to note 4, Wind Scroll.

[19] Compare with Article 22, Water Scroll, and Article 7, Heihō-kakitsuke.

[20] In other words, when you initiate the attack.

[21] When the opponent initiates an attack.

[22] Compare with Article 2, Fire Scroll, and Article 13, Heihō-kakitsuke.

[23] Compare with Article 4, Fire Scroll. It appears that Musashi intended to write more about this teaching.

[24] Compare with Article 21, Water Scroll.

[25] This is the same teaching as yin-yang footwork in Article 5, Water Scroll.

[26] In other words, if you step out as you cut but leave your back foot behind without snapping it up.

[27] Compare with Article 6, Fire Scroll.

[28] Compare with Article 11, Fire Scroll. This teaching is essentially to capture the opponent’s intention to circumvent his attack. The yin shadow is invisible.

[29] As in wakigamae or other fighting stances that conceal the sword.

[30] Compare with Article 10, Fire Scroll. This means to make the opponent change his tactic. With these two articles in Heihō Sanjūgo-kajō, the yin and yang shadows are the reverse of how they are described in Gorin-no-sho, suggesting that Musashi had refined his teaching later on.

[31] To neutralize pressure applied by the opponent. This teaching is not included in Gorin-no-sho.

[32] Compare with Articles 14–17, Water Scroll.

[33] This can also be pronounced as ichi-byōshi, ichi-hyōshi, ippyōshi or hitotsu-hyōshi. See Article 14, Water Scroll.

[34] Article 15, Water Scroll.

[35] Article 16, Water Scroll. Some copies of Heihō Sanjūgo-kajō use the ideograms 無想 (musō = no-conception) instead of 無相 (musō = no-form).

[36] Compare with Article 3, Fire Scroll.

[37] Compare with Article 5, Fire Scroll.

[38] Compare with Article 8, Fire Scroll.

[39] Literally a “large enemy,” this could be referring to an unusually big man (as Musashi at 5 ft. 9 in. (182 cm) purportedly was), or a force of many opponents.

[40] This teaching is not found in Gorin-no-sho.

[41] Compare with Article 18, Water Scroll.

[42] Compare with Article 24, Water Scroll.

[43] Compare with Article 23, Water Scroll.

[44] Compare with Article 25, Water Scroll.

[45] This teaching is not found in Gorin-no-sho. The word Musashi uses for door is toboso. Written with a different ideogram, toboso also means “pivot hinge.”

[46] Compare with Article 25, Fire Scroll. It was probably aimed specifically at the intended reader, Hosokawa Tadatoshi.

[47] Compare with Article 13, Water Scroll.

[48] Compare with Article 27, Fire Scroll.

[49] Compare with Article 36, Water Scroll, and also the final entry in Heidōkyō.

[50] Although titled “Combat Strategy in 35 Articles,” here is number 36. It is perfectly plausible that Musashi simply miscounted or perhaps he did not consider the final entry developed enough to count as a definitive article. Maybe the title “Myriad Principles, One Void” is meant as a conclusion. Compare with the Ether Scroll (Scroll 5).

[51] The recipient, Lord Hosokawa Tadatoshi, became ill on the eighteenth day of the first month, possibly suffering a stroke. Musashi presented the document to him as a certificate concluding his training, but he passed away on the seventeenth day of the third month.

THE FIVE-DIRECTION SWORD PATHWAYS

GOHŌ-NO-TACHIMICHI

五方之太刀道

Main Points

* This was written by Musashi as the original introduction to Gorin-no-sho (Scrolls 1–5 above).

* Although not signed by Musashi, analysis of the paper used and the distinctive brushwork of the original document have led experts to believe that it was written by him.

* It was used by Musashi’s direct student, Terao Kumenosuke, as a transmission scroll in Kumamoto’s Niten Ichi-ryū.

* The original was written entirely in kanbun (Chinese script).

* Musashi asked a local monk in Kumamoto to proof his script. It was subsequently rewritten by Musashi but he had a change of heart and decided not to include it in Gorin-no-sho. It seemed too ostentatious and he preferred instead to leave everything in standard Japanese without referencing the Chinese classics.

Combat strategy (heihō) is a Way. Therefore, attaining the principles [for victory] when crossing swords with the enemy is also applicable on the field [of battle] of the “Three Armies.”[1] Why should it be differentiated? Furthermore, victory is not decided by fighting the enemy you face. The victor is already determined before the fight even begins so there is no need to wait for commencement. The Way of combat strategy must be pursued always with no deviation. The laws of strategy are to be followed, but not blindly. Even secrets cannot be hidden. Carrying it through will reveal many things. When engaged in a difficult contest, wait [until the right time comes]. You can strike the hanging bell only when you are deep inside the temple building. [So, to to become accomplished in the Way of combat strategy you must train hard and enter the depths.]

From ancient times, there have been several dozen traditions in Japan expounding their own methods for pursuing the art [of swordsmanship]. What they consider to be their Way, however, is comprised of rough tactics centered on brute strength, or a preference for gentleness instead with the focus placed on trivial principles. Or, they may depend only on long swords or have a proclivity for short swords. They invent a multitude of flawed procedures (stances and forms) and label them omote (surface) and oku (interior). Alas, there cannot be two Ways. Why is it [when making various claims] they keep making the same mistakes? Those who promote false Ways to gain fame and fortune do as they please, flaunting their “skills” to deceive the world. That they win is only because they choose less skilled opponents to fight. It is like somebody with a smattering of ability defeating somebody with none whatsoever. It is totally wrong to refer to it as a [universal] discipline and there is nothing that can be taken from it.

I have immersed my spirit [into the Way of combat strategy], honed my inner thoughts [in training] for a long time and finally mastered this Way.

The warrior must always carry two swords in his daily life, one long and one short. As such, it is fundamental to know how to use both. This is like having the sun and the moon in the heavens. I have laid down that there are five ways to hold the sword (upper, middle, lower, left side and right side). This is like the five stars (Jupiter, Mars, Venus, Mercury and Saturn) that occupy the skies around the Polaris. Just as the five stars rotate and the months pass by [in an orderly fashion], anything that contravenes that order is challenged and rejected. There are five sword stances (kamae): jōdan (upper), chūdan (middle), gedan (lower), hidari-waki (left side) and migi-waki (right side). Each one has meaning [as an effective stance] depending on the situation. This is different from other schools promoting their various omote and oku procedures. When I engage in a fight, I draw both of my swords immediately. If I only have a short sword and no long sword, then I will fight with that. If I do not have a short sword, then I will resort to using my bare hands. One way or another, I will be victorious. Depending on the circumstances, a large sword [equal in length to the space between your outstretched arms] might not be sufficient, whereas a short one [the length of your thumb] might well be. There are times when you need to initiate the attack against a strong enemy. At other times you should hold back and wait for the right moment, even though the enemy is weak. Avoid prejudices and base your action on the time and circumstances, maintaining your “center” [so that you can respond to anything freely]. The “center” is the “Universally Correct Way.” The center is precisely what the Way of combat strategy that I stand for is based on.

A person once proclaimed, “What difference does it make whether you know [the Way of strategy] or not?” Zhao Kuo[2] [who did not know] lost his kingdom to the state of Qin. Zhang Liang[3] [who did know] helped build the Han kingdom.[4] The difference between knowing and not knowing [the Way of combat strategy] is as obvious as the “fish eye” (that the snake gifted to the Marquis of Sui for saving his life, one of the “Two Treasures of Spring and Autumn”), which does not compare to a real gemstone. Also, a warlord of old[5] once said, “Fighting with a sword is to combat only one enemy at a time [so is not worth my time]. I would rather understand how to destroy thousands of enemies.” This is such a narrow-minded remark. Once the Way of swordsmanship is mastered and you take stock, you will see clearly what has to be done to beat the enemy’s tactics, whether it be against ten thousand men in pitched battle or in demolishing a well-guarded castle. Good Heavens, who would consider such a thing [as swordsmanship] to be a trivial affair? It is, in fact, a magnificent Way [applicable to the principles of all things].

One who receives sustained instruction in the particulars of the Way of combat strategy will arrive eventually. That is not to say it is easy. If you purge yourself of mistaken ideas and methods in pursuit of the Way, progress in a correct manner, train day in and day out endeavoring to become an expert, a mystical power will aid you in mastery [of the principles of strategy]. [What is the “direct path”? (jikidō)] Simply by looking you will be able to tell what it is and what it is not. If your [daily] deportment is conducted according to the Way, you will not falter even if you do not possess in-depth knowledge. You will not regret your actions. You will eventually become a master [of the Way].

Even someone who has perfected various skills [of the sword], and who can execute techniques expertly, he will fail as if he were scooping broth with his hands when it comes to conveying his knowledge to others.

My Way alone [as it conforms to the principles] is mastered by the spirit so that the body can exhibit the skills. Accordingly, one will be a master for eternity. Any successor who talks of a true “Way” is most certainly following mine. Why are there so many different “Ways” when there is but one that is valid? When somebody favors something new in an attempt to break from the old ways, that is, in essence, discarding the level path for the sake of a [pointless] detour.

I say this as Heaven is my witness. Boasting I am not. The Way should be thought of as follows: there is only a sincere heart and a “direct path.” This concludes my introduction.

Footnotes

[1] The term “Three Armies” refers to the vanguard, middle guard and rear guard. According to protocol, each supposedly had 12,500 men. In other words, it is a synonym for a “great army.”

[2] Zhao Kuo (died 260 BC) was a general of the state of Zhao in ancient China’s Warring States period.

[3] Zhang Liang (c. 3rd century BC–186 BC) was a general and statesman of the early Western Han dynasty.

[4] Musashi quotes these examples from Records of the Grand Historian (Shiji), a detailed record of the history of ancient China written around 94 BC by a Han dynasty official.

[5] Xiang Yu (232–202 BC) was a powerful warlord of the late Qin dynasty.

THE PATH WALKED ALONE

DOKKŌDŌ

独行道

Main Points

* This document was written by Musashi on the twelfth day of the fifth month, Shōho 2 (1645), one week before he died. It is a reflection on his life.

* He is said to have written the 21 one-line articles the day he handed the Gorin-no-sho manuscript to his disciple, Terao Magonojō.

* From the middle of the Edo period, this short document was treasured by adherents of Niten Ichi-ryū and became known as the Jiseisho (pledge).

* There are other translations of Dokkōdō. The text is not overly difficult compared to Musashi’s other writings. Although ambiguous in terms of the original Japanese language, I chose to translate the content as Musashi’s self-reflective statements rather than as a formula for others to follow.

1. I did not infringe upon the Way of successive generations.[1]

2. I sought not pleasure for pleasure’s sake.

3. I harbored no biased feelings.

4. I thought lightly of myself and profoundly of the world.

5. I succumbed not to greed for the duration of my life.

6. I held no regrets for past deeds.

7. I was never jealous of others over matters of good and evil.

8. In all things, I never despaired over parting.[2]

9. I never held malice toward others, nor they toward me.

10. I steered clear of the path to attachment.[3]

11. I held no preferences for anything.

12. I cared not where I lived.

13. I sought not the taste of fine food.

14. I possessed no old items of historical consequence to pass on.[4]

15. I adhered not to superstitious beliefs.

16. Apart from weapons, I sought not superfluous trappings.[5]

17. I spurned not death in the Way.[6]

18. I sought not the possession of goods or fiefs for my old age.

19. I respected the deities and Buddha without seeking their aid.

20. I abandoned my body but not my honor.

21. I never drifted from the Way of combat strategy.

Footnotes

[1] Musashi is alluding to the idea of universal principles that must always be upheld by humanity.

[2] An allusion to death.

[3] In other words, falling in love.

[4] Family heirlooms and suchlike.

[5] All the warrior needs is a roof over his head and the tools of his trade.

[6] The warrior must never be afraid of dying in the pursuit of his Way.

APPENDIX

Kokura Monument

Kokura-hibun

小倉碑文

Main Points

* This monument was erected by Musashi’s adopted son, Miyamoto Iori, in 1654.

* It is located close to the site where Musashi dueled with Ganryū Kojirō in 1610.

* Because it was erected less than ten years after Musashi’s death, it is considered comparatively reliable in terms of its account of his career.

天仰　實相　圓満　兵法　逝去　不絶

“Ten wa aogu ni, jisshō enman no heihō, seikyo shite taezu”

Looking up at Heaven,

The Combat Strategy of

Ultimate Reality and Harmony

Even in [his] Death

Endures Forever

Monument to the late Shinmen Musashi Genshin Niten, master of swordsmanship beyond compare, descendant of the Akamatsu clan of Harima. He died on the 19th day, 5th month, Shohō 2 [1645], in Kumamoto, province of Higo. On the 19th day, 4th Month, Jōō 3 [1654], this monument was reverently erected by his faithful son [Miyamoto Iori].

Taking one’s chances and adjusting to circumstances are characteristic of one who has mastered the Way of a distinguished general. Studying tactics and arduous training in the martial arts are preconditions for men of war. Who was it that walked the dual path of the brush and the sword, whose hands danced in the fray, whose spirited name and honor preceded him? A great man from Harima province, he referred to himself as Musashi Genshin Niten, and was a proud descendant of the Shinmen, a scion of the Akamatsu clan. As I remember, born with a magnanimous spirit, he concerned himself not with trivialities as he was an extraordinary man. He founded the school of swordsmanship which used two swords.

His father’s name was Muni, an expert in the jitte (truncheon). Musashi followed his father and practiced the martial arts unremittingly day and night while ruminating on the principles of the jitte. He learned immeasurable things, recognizing that the humble jitte had many unexpected benefits far greater than that of the sword. Nevertheless, the jitte is a weapon not often carried. Compared to this, two swords are always worn at the hip. Therefore, utilizing both swords can be just as advantageous as the principle underlying the jitte. Musashi gave up the art of the jitte in favor of using two swords. His skill with dual swords was as magnificent as a sword dance. His iron swords soared and his wooden swords vaulted. Although his adversaries ran hither and thither to escape his blows, their evasive movements were futile. He seemed like a bolt shot from a powerful crossbow. Never did he miss his mark. Even the great Chinese warrior Yang would have been no match for Musashi. His skill in swordsmanship was sublime and courage emanated from his very being.

Musashi first arrived in the province of Harima when he was thirteen years old. At that tender age, he was keen to test himself in combat against the swordsman Arima Kihei of the Shintō-ryū. It was a comfortable victory for Musashi. When he was sixteen, he ventured to Tajima province in the spring months. It was there that he challenged the formidable swordsman known as Akiyama. Calling for a test of skills, he successfully struck his adversary down without breaking a sweat. His name started surfacing in the region’s towns because of these feats of valor.

Musashi then traveled to the capital. It was there, in Kyoto, that the Yoshioka family, veritable masters of the sword, resided. Musashi challenged the family heir, Yoshioka Seijirō, to a match which was to take place at a spot called Rendaino on the edge of the city. There, both men fought courageously like a dragon against a tiger. It was a decisive blow from Musashi’s wooden sword that ended the match, snuffing out Yoshioka’s breath as he fell to the ground, barely alive. As he had been felled by a single blow, Musashi decided not to end his life. Seijirō’s students picked up their limp master and carried him away on a board. After undergoing a course of medical treatment and bathing at hot springs, he recovered but he gave up swordsmanship and became a priest.

Later on, Musashi pitted himself against Yoshioka Denshichirō on the outer periphery of the capital, Kyoto. Denshichirō arrived at the site of the duel with a wooden sword measuring more than five feet [1.5 meters] in length. Undaunted, Musashi tussled with his foe and after wresting his weapon from him, delivered a fatal blow with it. The hapless Yoshioka fell to the ground and died soon after.

Yoshioka disciples schemed revenge, justifying their underhand tactics by saying “It is permissible in strategy to do what needs to be done though it is deemed dishonorable. All armies must concoct plans to prevail in war.” They congregated at a place called Sagarimatsu on the outskirts of Kyoto with Yoshioka Matashichirō. He and several hundred of his disciples, with staffs and bows in hand, assembled with the intention of destroying Musashi.

Musashi was astute enough to know what his opponent was planning, and he also knew that an opportunity would present itself to him in spite of their efforts. Seeing through the Yoshioka strategy, he told his own disciples to hang back as the affair was not their concern. “What if hordes of angry men come for your blood?” they cried? “I will observe them passively as if watching the clouds float by in the sky. What have I to fear?” he replied.

When the intrepid Musashi charged head first into the fray, they dispersed in terror as if being hunted by a wild animal. Too frightened to carry on, they left the scene. The people of Kyoto were astonished at Musashi’s courage and remarkable strategy that allowed a single man to defeat many foes. What unknown wisdom underpinned his swordsmanship? The Yoshioka clan were teachers of the art of war to noblemen Their reputation preceded them as genuine masters in the art of the sword. Even during the rule of the shogun, Ashikaga Yoshiteru, Muni [Musashi’s adoptive father] was summoned to take part in three matches against the Yoshioka school’s patriarch in front of the shogun himself. Yoshioka triumphed in one of the bouts, but winning two of the three, Muni was declared “Peerless swordsman of the realm.” Musashi had already successfully engaged in several matches against the Yoshioka family during his time in the capital. Through their defeats, the reputation of the mighty house of Yoshika started to decline.

There was another renowned swordsman in the land known as Ganryū. He wanted to challenge Musashi to a duel to settle the issue of who was the better warrior. To this end, he challenged Musashi to a test of mortal combat with swords. Musashi said, “Please use a real sword and savor its merits. I, however, will use a wooden sword to teach you of its higher principles.” The contest was arranged.

In the narrow strait between Nagato and Buzen there lies an island known as Funajima. It was here that the contest was to take place, and a time was agreed upon. Ganryū arrived with his sword measuring more than three feet [1 meter] in length. He fought Musashi in mortal combat, but Musashi knocked him dead with a single blow of his wooden sword during a flash of thunder and lightning. Following this momentous duel, the name of the island was changed to Ganyūjima.

Musashi took part in more than sixty duels from the age of thirteen through to thirty. Never once did he fail to win, but he would say that he was only the winner if he was able to hit his adversary between the eyebrows. This was something he maintained his whole life.

There must be thousands, no, tens of thousands of men who have engaged in mortal combat but none can compare to the greatness of Musashi. He is the one and only and his fame has spread far and wide across the four seas. All and sundry know and praise the name. His memory lingers deep in all who understand such matters. He is remembered as a man who was peculiar but extraordinary and in a class of his own. Musashi was truly a man of incredible strength and spirit. He would say that the art of swordsmanship can only be learned by the heart through arduous training. “Once the self has been liberated through training, commanding an army or governing a province is surely not difficult to achieve.”

Musashi was already well-known for his skill in swordsmanship when Ishida Jibunoshō, a vassal of the Toyotomi clan, staged his rebellion and when Hideyori’s insurgencies were carried out in Osaka and Settsu. But no words can truly describe his greatness and courage. Musashi knew correct etiquette, music, archery, horsemanship, writing, arithmetic and the classics. He was talented in the genteel arts. In fact, there was little he was not gifted in. As he lay on his deathbed in Higo, he wrote, “Looking up at Heaven, the strategy of ultimate reality and harmony, even with my death, will endure forever.”

As his devoted son, I hereby place this monument in his honor so that all may know of this great man’s life. I sincerely hope that generations of people will read my eulogy to this astonishing man. So great he was!

Erected by Miyamoto Iori.

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